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Neil R
Series 65
Portage, IN
Archer Investment Corporation
Neil Rago is a financial advisor at Archer Investment Corporation with seven years of industry experience. He holds a Series 65 designation and has been with Archer since 2018. In addition to his advisory role, he serves as president of Matthew Alan Holdings LLC. Archer Investment Corporation provides investment advisory services to individuals, high-net-worth clients, trusts, pension plans, and investment companies through separately managed accounts and proprietary mutual funds, managing approximately $900 million on a primarily discretionary basis. The firm’s investment approach involves comprehensive financial assessments and diversified portfolio construction across various asset classes, offering both discretionary management and model-driven programs.
Scott L
Series 63, Series 65
Schererville, IN
Prosperity Capital Advisors
Scott Luecke is a financial advisor with Prosperity Capital Advisors, holding Series 63 and Series 65 licenses and bringing 25 years of industry experience. He has been associated with Prosperity Capital Advisors since 2012 and also maintains involvement with Hammer Financial Group, where he engages in the sale of fixed products, tax preparation, and Medicare supplements. Prosperity Capital Advisors provides financial planning, consulting, and discretionary investment management to a diverse client base including individual investors, businesses, charitable organizations, and retirement plan sponsors. The firm employs a model-driven, multi-sleeved investment approach featuring core risk-based portfolios, specialized strategies, and access to private and alternative investments.
Joshua M
Series 63, Series 65
Crown Point, IN
Apollon Wealth Management, LLC
Joshua Mauk is a financial advisor with Apollon Wealth Management, LLC, holding Series 63 and Series 65 credentials and 14 years of industry experience. He previously worked at CAPE Securities, Inc., Purshe Kaplan Sterling Investments, PFS Investments Inc., and Primerica Financial Services. Outside of advising, he is involved in several business activities including owning ConnectMyBiz, which refers employers for Employee Retention Credits, and serving as president of TerraWealth Risk Management, focusing on life insurance and fixed annuity products. Apollon Wealth Management is an SEC-registered multi-team advisor serving individuals, high-net-worth clients, families, trusts, estates, businesses, charitable organizations, and retirement plans. The firm combines centrally managed models with locally managed portfolios and invests across various asset classes, offering services including financial planning, portfolio management, retirement plan advisory, and sub-advisory roles for private funds and pooled vehicles.
Kashish M
Series 65
Merrillville, IN
Waverly Advisors, LLC
Kashish Meghani is a financial advisor at Waverly Advisors, LLC, holding a Series 65 designation with four years of industry experience. Prior to joining Waverly Advisors in 2024, Meghani worked at StrategIQ Financial Group, Savant Wealth Management, and First Secure Community Bank. Waverly Advisors is a multi-team registered investment adviser managing portfolios for individuals, retirement plans, and pooled investment vehicles. The firm combines traditional equity and fixed-income strategies with alternative and private-markets allocations and offers services including investment management, financial planning, and multi-family office solutions.
Thomas H
Series 63, Series 65
Shererville, IN
LaSalle St. Investment Advisors, L.L.C.
Thomas Hivko is a financial advisor at LaSalle St. Investment Advisors, L.L.C. with 42 years of industry experience. He has been associated with La Salle St. Securities, Inc. since 1986 and has been self-employed since 1980. He holds Series 63 and Series 65 licenses. LaSalle St. Investment Advisors provides fee-based financial planning and investment supervisory services to individuals, trusts, pension plans, charitable organizations, and small businesses. The firm offers both non-discretionary and discretionary management programs, utilizing a mix of mutual funds, ETFs, equities, fixed income, and options, with a notable emphasis on non-discretionary asset management.
Brock R
CFP®, Series 66
Valparaiso, IN
Northrock Partners, LLC
Brock Riggi is a CFP® with 12 years of experience in the financial industry. He is currently with NorthRock Partners, LLC and previously worked at Ameriprise and Ameriprise Financial Services, Inc. He serves on the Finance Committee Board of the Methodist Church of Coal City and coaches high school basketball at Coal City High School. NorthRock Partners provides comprehensive wealth management and advisory services to individuals, trusts, estates, retirement plans, charitable organizations, and business entities. The firm employs a tailored investment approach emphasizing broad asset allocation, diversification, and the use of independent managers, incorporating private market allocations and technology-assisted portfolio management.
Alexander M
Series 66
Munster, IN
Belpointe Asset Management LLC
Alexander Milton is a financial advisor with Belpointe Asset Management LLC in Munster, Indiana. He holds a Series 66 designation and has one year of industry experience. Milton has worked at several firms, including AFIN Family Wealth Management and Cetera Investment Services. Outside of advisory work, he is an independent insurance agent selling fixed insurance products. Belpointe Asset Management is a multi-team registered investment adviser with over 160 advisors managing more than $7.5 billion. The firm provides discretionary investment management, financial planning, and retirement-plan consulting to individuals, corporations, trusts, and other advisers, implementing customized portfolios through various strategies and model portfolios.
Jennifer R
CFP®, Series 65
Merrillville, IN
Waverly Advisors, LLC
Jennifer Ryan is a CFP® with seven years of industry experience, currently serving as a financial advisor at Waverly Advisors, LLC since 2024. Prior to joining Waverly, she worked at StrategIQ Financial Group, LLC for six years. Waverly Advisors is a multi-team registered investment adviser managing portfolios for individuals, retirement plans, and pooled investment vehicles. The firm combines traditional equity and fixed-income strategies with alternative and private-market allocations and offers a range of financial planning, retirement consulting, and multi-family office services.
Jon L
Series 63, Series 65
Portage, IN
First Heartland Consultants, Inc.
Jon Lyons is a financial advisor with First Heartland Consultants, Inc. in Portage, Indiana, holding Series 63 and Series 65 credentials and bringing 28 years of industry experience. He has been with First Heartland Capital, Inc. since 2001. Lyons is also involved with Lyons and Bolek, LLP, which engages in the sale and distribution of insurance products. First Heartland Consultants serves a diverse client base including individual investors, retirement plan participants, charitable organizations, and corporate entities. The firm provides financial planning, model-based management for self-directed 401(k) accounts, and both non-wrap and wrap asset management, delivering advice through a network of independent investment adviser representatives.
Melvin B
Series 63, Series 65
Crown Point, IN
IP Financial Advisory Services LLC
Melvin Brooks is a financial advisor with IP Financial Advisory Services LLC, holding Series 63 and Series 65 credentials and bringing 40 years of industry experience. He has worked at IP Financial Advisory Services since 2020 and is also affiliated with Innovation Partners LLC and the Merrillville Education Foundation. Brooks has been involved with the Merrillville Education Foundation for over 20 years. IP Financial Advisory Services primarily serves individual retail clients, offering portfolio management, financial planning, and consulting services, with a focus on non-high-net-worth investors and retirement plan participants. The firm employs various analytical approaches and provides specialized advisory services, including actuarial analysis and benefits consulting.
David L
Series 66
Merrillville, IN
Global Assets Advisory, LLC
David Lloyd is a financial advisor at Global Assets Advisory, LLC with 21 years of industry experience. He holds a Series 66 designation and has worked at firms including Grace Capital Management and Triad Advisors, Inc. In addition to his advisory roles, he has been involved with a private label financial business, a tax management holding company, and a health insurance brokerage. Global Assets Advisory, LLC is an SEC-registered adviser serving individuals, high-net-worth clients, retirement plans, charities, and businesses. The firm manages approximately $552 million across a team of eight advisors, offering discretionary and non-discretionary investment management, financial planning, retirement plan advisory services, and third-party program referrals.
David B
Series 66
Valparaiso, IN
First Heartland Consultants, Inc.
David Babulic is a financial advisor with First Heartland Consultants, Inc. in Valparaiso, IN, holding a Series 66 designation and 18 years of industry experience. He has been associated with Sikorski Wealth Management since 2006. Outside of his advisory role, he owns a closely held S corporation used solely for tax purposes. First Heartland Consultants provides investment advisory and financial planning services to individuals, businesses, and retirement plan participants, offering a range of asset management and consulting solutions through independent investment adviser representatives. The firm employs a combination of fundamental, technical, and cyclical analysis alongside strategic and tactical asset-allocation methods.
Todd G
Series 63, Series 65
Schereville, IN
Prosperity Capital Advisors
Todd Gehring Gervase is a financial advisor at Prosperity Capital Advisors with three years of industry experience. He holds the Series 63 and Series 65 licenses and has previously worked with Innovation Partners LLC and Hammer Financial Group. In addition to his advisory role, he is a licensed insurance agent offering fixed insurance products. Prosperity Capital Advisors is an SEC-registered firm providing financial planning, consulting, and discretionary investment management to a diverse client base, including individuals, high-net-worth investors, corporations, and retirement plans. The firm employs model-based asset allocation strategies and ongoing portfolio supervision using investment suites from providers such as BlackRock, Dimensional, and Vanguard.
Carolyn M
Series 63, Series 65
Merrillville, IN
Global View Capital Management LLC
Carolyn Mcclinton is a financial advisor at Global View Capital Management LLC with 21 years of industry experience. She holds Series 63 and Series 65 licenses and has worked at several firms including Experior Financial Group and Global View Capital Advisors. Mcclinton serves as a board member of the Miller Community Fund, a charitable organization focused on community projects in Gary, Indiana. Global View Capital Management provides investment advisory and financial planning services to individuals, trusts, corporations, and retirement plan participants. The firm’s investment approach emphasizes technical and quantitative analysis applied to ETFs and mutual funds, supported by proprietary research through its affiliate AdvisorGuide, LLC.
Timothy R
Series 63, Series 65
Merrillville, IN
Global Assets Advisory, LLC
Timothy Rigsby is a financial advisor with Global Assets Advisory, LLC, holding Series 63 and Series 65 credentials and 15 years of industry experience. His prior roles include positions at Grace Capital Management, Triad Advisors, Inc., and Jbl Wealth Management. Outside of his advisory work, he owns and operates a marketing firm and a tax and accounting services business. Global Assets Advisory provides investment advisory and financial planning services to individuals, high-net-worth clients, retirement plans, charitable organizations, and businesses. The firm delivers tailored portfolio management through independent investment advisor representatives, emphasizing a long-term investment approach while allowing tactical strategies consistent with client objectives.
Anthony S
Series 66
Valparaiso, IN
First Heartland Consultants, Inc.
Anthony Sikorski is a financial advisor with First Heartland Consultants, Inc. in Valparaiso, Indiana, holding a Series 66 designation and bringing 12 years of industry experience. He has worked with First Heartland Capital Inc. and operated Sikorski Wealth Management since 2012. Sikorski is also affiliated with Purdue University since 2008. First Heartland Consultants provides investment advisory and financial planning services to individuals, businesses, and retirement plan participants, utilizing a mix of fundamental, technical, and cyclical analysis alongside strategic and tactical asset allocation. The firm supports its advisors with various program offerings, including wrap and non-wrap asset management, third-party management, and model-based self-directed brokerage accounts.
Victor S
Series 66
Valparaiso, IN
First Heartland Consultants, Inc.
Victor Sikorski is a financial advisor at First Heartland Consultants, Inc. with one year of industry experience. He holds a Series 66 credential and has previously worked at Sikorski Wealth Management, Blink Enterprises LLC, Unifirst Corp, White Lodging Brush Creek Ranch, and the West Lafayette Police Department. He is the sole member of Street Sense LLC, an entity established for business tax purposes. First Heartland Consultants provides investment advisory and financial planning services to individuals, businesses, and employer-sponsored retirement plan participants. The firm offers personalized asset management, third-party asset management services, and model-based self-directed brokerage account programs, utilizing a range of analytical approaches and custodial partnerships.
Jackson S
CFP®, Series 65
Hebron, IN
Triad Wealth Partners, LLC
Jackson Sheputis is a CFP® and holds a Series 65 license with five years of industry experience. He is currently affiliated with Triad Wealth Partners, LLC and has previously worked at Hightower Advisors, AE Wealth Management, and Rooted Wealth Advisors. Prior to his financial advisory career, he held roles at Valparaiso University and in the education sector. Triad Wealth Partners serves individual and institutional clients through a network of independent Investment Adviser Representatives and a Turnkey Asset Management Platform offering portfolio management, model portfolios, and financial planning services. The firm employs a strategic asset allocation approach overseen by an investment committee and provides diversified strategies across multiple asset types.
Victoria C
Series 65
Merrillville, IN
Waverly Advisors, LLC
Victoria Chatman is a financial advisor at Waverly Advisors, LLC with three years of industry experience. She holds a Series 65 designation and previously worked at StrategIQ Financial Group and several other non-financial roles. Waverly Advisors is a multi-team registered investment adviser managing portfolios for individuals, retirement plans, and pooled investment vehicles. The firm offers a range of services including investment management and financial planning, combining traditional equity and fixed-income strategies with alternative and private-market allocations.
Benjamin Z
Series 63, Series 65
Merrillville, IN
Global Assets Advisory, LLC
Benjamin Zamojski is an advisor with Global Assets Advisory, LLC, holding Series 63 and Series 65 credentials and eight years of industry experience. He has worked with firms including International Assets Advisory, LLC and Grace Capital Management, LLC. Outside of his advisory role, Zamojski is involved in marketing through Laszlo Rigsby Advisory Services and is an independent health and life insurance agent, as well as a plasma donor. Global Assets Advisory, LLC is an SEC-registered adviser serving individuals, high-net-worth clients, retirement plans, charities, and businesses. The firm manages approximately $552 million through a team of eight advisors and offers discretionary and non-discretionary investment management, financial planning, retirement plan advisory services, and referrals to third-party programs.
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