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Leslie P
Series 63, Series 65
Pleasant Prairie, WI
United Advisors America
Leslie Pincombe is a financial advisor at United Advisors America with 23 years of industry experience. She holds Series 63 and Series 65 licenses and has been with United Advisors America since 2017. Leslie also serves as an insurance agent for Alliance America Corporation, a life and health insurance agency. United Advisors America provides investment management services primarily to individuals near retirement and to pension and profit-sharing plans. The firm employs a Modern Portfolio Theory-based approach, using customized asset allocations and model portfolios with mutual funds, ETFs, and selected exchange-traded products.
Richard K
CFP®, Series 65
Libertyville, IL
Inspirion Wealth Advisors, LLC
Richard Kolb III is a CFP® certificant with eight years of industry experience, currently serving at Inspirion Wealth Advisors, LLC since 2018. Prior to this, he worked at Baxter International Inc. from 2016 to 2018. He is on the board of directors for Michael Matters Org., a non-investment-related organization. Inspirion Wealth Advisors manages approximately $1.39 billion for individuals, high-net-worth clients, and employer-sponsored retirement plans. The firm offers comprehensive portfolio management, financial planning, and ongoing retirement plan consulting using both fundamental and technical analysis, including strategies such as option writing and margin borrowing.
Michael G
Series 65, Series 63
Lake Forest, IL
TSFG, LLC
Michael Gibbons is a financial advisor with TSFG, LLC and holds Series 65 and Series 63 licenses. He has 32 years of industry experience, including over two decades at LPL Financial and more than a decade with TSFG, LLC. Outside of his advisory work, he is involved with the National Slovak Society in a non-variable insurance capacity. TSFG, LLC provides discretionary investment management and financial planning services to individual and high-net-worth clients, trusts, retirement plans, and other entities. The firm employs fundamental analysis in security selection and offers tailored portfolio management with regular reviews, alongside retirement-plan advisory and participant services.
Mark S
Series 66
Lake Forest, IL
North Shore Private Asset Management, LLC
Mark Saran is a financial advisor with North Shore Private Asset Management, LLC and holds a Series 66 designation. He has 12 years of industry experience with prior roles at Neuberger Berman LLC, Altegris Investments, JVM Securities, LLC, and Esbjorn, LLC. North Shore Private Asset Management serves a diverse client base including individuals, trusts, estates, charitable organizations, corporations, and institutional clients such as pension and profit-sharing plans. The firm combines fundamental, technical, and cyclical analysis to offer customized portfolio management and retirement plan advisory services, with a notable focus on state and municipal government relationships and operational support for plan administration.
Jeffrey F
Series 63, Series 66
Mundelein, IL
15 Wealth Advisors LLC
Jeffrey Feinendegen is a financial advisor at 15 Wealth Advisors LLC with 26 years of industry experience. He holds the Series 63 and Series 66 licenses and has worked previously at TSFG, LLC and LPL Financial, LLC. Outside of advising, he is an author of a general book about rules of living and is involved in a garage epoxy flooring dealership. 15 Wealth Advisors serves individual, high-net-worth, pension, and corporate clients by offering investment advisory, financial planning, and employer planning services. The firm uses a multidisciplinary investment process focused on ETFs, model allocations, and customized strategies, and it provides employer-level financial planning and retirement consulting along with its wrap fee program sponsorship and affiliated insurance agency ownership.
Donald M
Series 63
Lake Bluff, IL
Landolt Securities, Inc.
Donald Mckiernan is a financial advisor with Landolt Securities, Inc. in Lake Bluff, IL, holding a Series 63 designation and over 41 years of industry experience. He has been with Landolt Securities since 2005. Outside of his advisory role, Mckiernan is the managing partner of Nekimi Equity Growth Fund I LLC, where he manages investments within a private equity fund. Landolt Securities provides investment management and consulting services to individuals, trusts, estates, corporations, and other entities. The firm manages a significant portion of client assets in small-cap growth stocks and employs both short-term and long-term trading strategies tailored to client objectives.
Matthew M
Series 66
Lake Bluff, IL
Landolt Securities, Inc.
Matthew Mc Kiernan is a financial advisor with Landolt Securities, Inc. in Lake Bluff, Illinois. He holds a Series 66 designation and has eight years of industry experience. Prior to joining Landolt Securities in 2018, he worked in roles at Miami University and Aparium Hotel Group. Landolt Securities provides investment management and consulting services to individuals, trusts, estates, and corporations. The firm’s investment process emphasizes fundamental analysis and manages a majority of client assets in small-cap growth stocks, using both short-term and long-term trading strategies tailored to client objectives.
Cary K
Series 63, Series 66
Round Lake, IL
Journey Advisory Group, LLC
Cary Kornick is a financial advisor at Journey Advisory Group, LLC with 27 years of industry experience. He holds Series 63 and Series 66 licenses and has previously worked at Herr Investment Group LLC and Monere Investments, Inc. Journey Advisory Group serves a diverse client base including individuals, trusts, estates, charities, corporations, and retirement plans, providing discretionary portfolio management, financial planning, and retirement plan consulting. The firm employs a long-term investment strategy with strategic asset allocation and uses a variety of analysis methods and instruments, managing approximately $1.47 billion in assets.
Michael S
Series 66
Lake Forest, IL
TSFG, LLC
Michael Schremser is a financial advisor at TSFG, LLC with 19 years of industry experience. He holds the Series 66 designation and has worked at TSFG since 2018 and LPL Financial since 2012. TSFG, LLC provides discretionary investment management and financial planning services to individual and high-net-worth clients, trusts, retirement plans, and other entities. The firm employs fundamental analysis in security selection, offers retirement-plan advisory services, and sponsors its own wrap-fee program, managing portfolios tailored to each client’s objectives.
Alec R
Series 66
Hainesville, IL
SB Advisory, LLC
Alec Riss is a financial advisor at SB Advisory, LLC with eight years of industry experience. He previously worked at Edward Jones for seven years and at Marco Technologies for two years. Alec holds the Series 66 designation. SB Advisory, LLC is an SEC-registered multi-team advisory firm with 34 advisors managing approximately $1.1 billion for over 2,600 clients. The firm serves individuals, businesses, and retirement plans, offering portfolio management, various financial planning services, and access to third-party managers and model portfolios, primarily providing advice on a non-discretionary basis.
Michael N
Series 66
Lake Forest, IL
TSFG, LLC
Michael Nagel is a financial advisor at TSFG, LLC with three years of industry experience. He holds the Series 66 designation and previously worked at LPL Financial LLC and in the hospitality industry, including roles at Giordano's and Lettuce Entertain You. TSFG, LLC provides discretionary investment management and financial planning services to individual and high-net-worth clients, family members, trusts, and retirement plans. The firm employs fundamental analysis in managing portfolios tailored to clients’ objectives and sponsors its own wrap-fee program.
Michael N
Series 63, Series 66
Grayslake, IL
Capital Advisor Network
Michael Niemczyk is a financial advisor with Capital Advisor Network, holding Series 63 and Series 66 designations and 26 years of industry experience. He has operated Michael Niemczyk Associates, Inc. since 2001 and is also involved with MLN Retirement Planning & Tax Planning, Inc. In addition to his advisory roles, Niemczyk participates as a member and educator with the nonprofit Society of Financial Awareness, providing financial education through community classes and workshops. Capital Advisor Network serves individual and high-net-worth investors, institutions, charitable organizations, trusts, and employer-sponsored retirement plans. The firm applies a tactical investment approach utilizing data analytics and algorithmic signals, offering both discretionary and non-discretionary management across various asset classes while accommodating client-specific restrictions.
William G
Series 63, Series 65
Lake Forest, IL
North Shore Private Asset Management, LLC
William Gregg is a financial advisor at North Shore Private Asset Management, LLC with 17 years of industry experience. He holds Series 63 and Series 65 licenses and has been with North Shore Private Asset Management since 2016. North Shore Private Asset Management serves a diverse client base including individuals, trusts, estates, charitable organizations, corporations, and institutional clients such as pension and profit-sharing plans. The firm manages approximately $572 million in assets and offers customized portfolio management using a combination of fundamental, technical, and cyclical analysis across various investment vehicles.
Jason S
Series 66, Series 65, Series 63
Lake Bluff, IL
Landolt Securities, Inc.
Jason Seurer is a financial advisor with Landolt Securities, Inc. in Lake Bluff, IL, holding Series 63, 65, and 66 licenses and bringing 26 years of industry experience. He has been associated with Landolt Securities since 2018 and has engaged in various business ventures, including serving as a high school football coach and providing advisory services to a software development firm. Landolt Securities provides investment management and consulting services to individuals, trusts, estates, corporations, and other entities, managing $137.8 million in regulatory assets. The firm employs fundamental analysis with a focus on small-cap growth stocks and offers both discretionary and non-discretionary portfolio management, while also utilizing third-party asset management programs tailored to client risk profiles.
Patrick G
Series 66
Mundelein, IL
15 Wealth Advisors LLC
Patrick Graham is a financial advisor with 15 Wealth Advisors LLC holding a Series 66 designation and one year of industry experience. His background includes roles at LPL Financial LLC and TS Financial Group, LLC, along with prior work in higher education and the restaurant sector. He provides administrative support to TSFG, LLC, an independent investment advisory firm. 15 Wealth Advisors serves individual, high-net-worth, pension, and corporate clients with investment advisory, financial planning, and employer planning services. The firm offers discretionary portfolio management tailored to client goals, utilizing a multi-disciplinary investment process and sponsoring a wrap fee program with a unique ownership and affiliation structure.
Mark S
Series 63, Series 66
Lake Forest, IL
North Shore Private Asset Management, LLC
Mark Saran is a financial advisor at North Shore Private Asset Management, LLC with 44 years of industry experience. He holds Series 63 and Series 66 licenses and has been with North Shore and Level Four Financial LLC since 2014. Outside of his advisory work, he serves on the board of Ironwood Industries, a manufacturing company, and the Lake Forest Library Foundation. North Shore Private Asset Management provides discretionary and non-discretionary investment management, financial planning, and retirement-plan advisory services to individuals, high-net-worth families, trusts, estates, charitable organizations, corporations, and retirement plans. The firm employs customized portfolio management and various research methods, serving a diverse client base that includes pension and municipal governmental plans.
Erika B
CFP®, Series 63, Series 66
Libertyville, IL
Inspirion Wealth Advisors, LLC
Erika Bateman is a CFP® professional with 18 years of industry experience, currently serving as an advisor at Inspirion Wealth Advisors, LLC since 2014. She holds Series 63 and Series 66 licenses and works from Libertyville, IL. Inspirion Wealth Advisors is a team of nine advisors managing approximately $1.24 billion in assets, providing comprehensive wealth management, financial planning, and retirement plan consulting primarily for individual and high-net-worth clients. The firm offers discretionary wrap fee portfolio management with a combination of fundamental and technical analysis, incorporating both long- and short-term trading strategies along with tax and corporate planning services.
Daniel B
Series 63, Series 65
Lake Forest, IL
TSFG, LLC
Daniel Bouska is a financial advisor with TSFG, LLC, holding Series 63 and Series 65 licenses and bringing 36 years of industry experience. He has worked with TSFG, LLC (doing business as Alchemy Advisors) since 2015 and has also been affiliated with LPL Financial, LLC since 2004. Outside of advisory services, he offers life and fixed annuities to clients through TS Financial Group, LLC. TSFG, LLC provides discretionary investment management and financial planning to individual and high-net-worth clients, trusts, retirement plans, and other entities. The firm employs fundamental analysis in security selection and manages client portfolios with a tailored approach, conducting regular reviews and offering financial planning at no additional charge to existing clients.
Roberta F
CFP®, CFA®
Lake Bluff, IL
Aberdeen Wealth Management LLC
Roberta Ferguson is a financial advisor at Aberdeen Wealth Management LLC with 26 years of experience. She holds the CFP® and CFA® designations. Aberdeen Wealth Management LLC provides personalized, fee-only investment management and comprehensive financial planning to individuals, pension plans, trusts, estates, charitable organizations, and small businesses. The firm employs a strategic asset allocation approach with a focus on global diversification and manages approximately $699 million in client assets.
Ronald D
CFA®
Lake Forest, IL
Alley Company
Ronald D'ancona is a CFA® charterholder with two years of industry experience, currently serving as an advisor at Alley Company. His prior work includes positions at Morningstar Inc. and Constellation Software. Alley Investment Management Company provides discretionary separate-account portfolio management primarily for high-net-worth individuals, institutions, foundations, and family offices. The firm focuses on a tax-conscious, long-term large-cap equity approach with low turnover, utilizing ETFs and occasionally options and margin, and offers customized asset allocation and sub-advisory services.
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