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Kristopher M

Series 65, Series 63

Cleves, OH

FIFTH THIRD SECURITIES, Inc.

Kristopher Mcknight is a financial advisor with Fifth Third Securities, Inc. He holds Series 63 and Series 65 credentials and has one year of industry experience. His prior work includes roles at Fifth Third Bank, First Star Logistics, Jeff Wyler Nissan, and Cintas Corporation. Fifth Third Securities, Inc. serves a diverse client base including individuals, high-net-worth clients, and institutional investors, offering both advisory and brokerage services. The firm provides multiple investment programs through the Passageway Managed Account platform, combining third-party portfolio management and advisor-directed strategies.

Passive / index investing Tax-loss harvesting ESG / Sustainable investing General retirement planning
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John F

Series 63, Series 65

Cincinnati, OH

Ameritas Advisory Services, LLC

John Feldman is a financial advisor with Ameritas Advisory Services, LLC, holding Series 63 and Series 65 credentials and bringing 35 years of industry experience. He has held leadership roles as President and COO at Boom Planning, Canvas Financial, and Fishtank Consulting LLC, where he also provides consulting services to financial planning firms. Ameritas Advisory Services, LLC offers investment advisory and planning services to a wide range of clients, including individuals, high-net-worth investors, retirement plans, charitable organizations, and businesses. The firm uses a variety of portfolio construction strategies, including model portfolios and individual securities, and operates multiple program platforms supported by third-party technology and managers.

Private / alternative investments Wealth management Retirement plans for business owners (SEP, solo 401k) Retirement income strategy Charitable giving & philanthropy Founder/Business Owner Retired Mid-Career Professionals
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Harrison W

CFP®, Series 65, Series 63

Cincinnati, OH

Focus Partners Wealth, LLC

Harrison Wolfe is a CFP® professional with 11 years of experience in the financial services industry. He is currently with Focus Partners Wealth, LLC and has previously worked at The Colony Group, Buckingham Strategic Wealth, Oxford Financial Partners, MML Investors Services, and Mass Mutual Life Insurance Company. Focus Partners Wealth, LLC serves individuals, high-net-worth families, family offices, and institutional clients with wealth management, investment management, financial and tax planning, family office services, and retirement plan consulting. The firm uses a long-term, tax- and fee-sensitive investment approach that combines active and passive strategies along with private funds and third-party managers.

Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) Business sale tax planning Dentist Founder/Business Owner Executive Retired Established Professionals Approaching retirement Values-based investing
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Christopher P

Series 63, Series 66

Cincinnati, OH

PNC Wealth Management

Christopher Peters is a financial advisor at PNC Wealth Management in Cincinnati, OH, with 33 years of industry experience. He holds Series 63 and Series 66 licenses and has worked at PNC investments since 2009, following four years at Natcity Investments, Inc. PNC Wealth Management offers retail brokerage and advisory services through model-based programs, including an invitation-only, employee pilot digital portfolio solution that uses algorithm-driven risk assessments and implements investments via approved model strategies managed by PNC or third-party strategists.

Passive / index investing Active portfolio management Wealth management Executive
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Edward K

Series 63, Series 66

Cincinnati, OH

FIFTH THIRD SECURITIES, Inc.

Edward Kiamie Jr. is a financial advisor with Fifth Third Securities, Inc. in Cincinnati, OH, holding Series 63 and Series 66 designations and bringing 27 years of industry experience. He has been with Fifth Third Securities since 2005. Fifth Third Securities, Inc. provides brokerage and investment advisory services through its Passageway Managed Account Program to individuals, charitable organizations, corporate and business clients, and institutional investors. The firm offers multiple discretionary managed-account programs and features such as direct indexing and an optional tax-overlay service, operating as a wholly owned subsidiary of Fifth Third Bank.

Passive / index investing Tax-loss harvesting ESG / Sustainable investing General retirement planning
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Craig O

Series 66

Cincinnati, OH

FIFTH THIRD SECURITIES, Inc.

Craig Oney is a financial advisor at Fifth Third Securities, Inc. in Cincinnati, OH, holding a Series 66 designation with 18 years of industry experience. He has been with Fifth Third Securities since 2008. Fifth Third Securities provides brokerage and investment advisory services through its Passageway Managed Account Program to a diverse client base, including individuals, charitable organizations, corporate clients, and institutional investors. The firm offers multiple discretionary managed-account programs and features such as direct indexing and tax-overlay services, supported by its affiliation with Fifth Third Bank and a comprehensive supervisory framework.

Passive / index investing Tax-loss harvesting ESG / Sustainable investing General retirement planning
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Christopher M

CFP®, Series 66

Cincinnati, OH

Janney Montgomery Scott

Christopher Moler is a CFP® professional with 21 years of industry experience. He has worked at Janney Montgomery Scott since 2016 and previously spent ten years at Wells Fargo Clearing. Moler holds a Series 66 designation and is based in Cincinnati, OH. Janney Montgomery Scott LLC is a large, dually registered broker-dealer and SEC-registered investment adviser managing approximately $110 billion in client assets. The firm serves a diverse client base including individuals, families, trusts, estates, corporate and retirement plan sponsors, charitable organizations, and municipal clients, offering brokerage services, financial planning, consulting, and multiple wrap/advisory programs.

ESG / Sustainable investing Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Wealth management Executive Founder/Business Owner
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Vernos W

Series 63, Series 65

Alexandria, KY

FIFTH THIRD SECURITIES, Inc.

Vernos Williams is a financial advisor with Fifth Third Securities, Inc. in Alexandria, KY, holding Series 63 and Series 65 licenses. He has 20 years of industry experience, previously working at Ameriprise Financial Services LLC and U.S. Bancorp Investments, Inc. Outside of his advisory role, Williams is involved in commercial real estate ownership. Fifth Third Securities serves a diverse client base including individuals, high-net-worth clients, and institutional investors through both advisory and brokerage services. The firm offers multiple investment programs on the Passageway Managed Account Platform, featuring a range of strategies from mutual fund and ETF models to separate managed accounts and direct indexing.

Passive / index investing Tax-loss harvesting ESG / Sustainable investing General retirement planning
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Donald B

Series 66

Cincinnati, OH

Rockefeller Financial LLC

Donald Bruemmer is a financial advisor at Rockefeller Financial LLC with five years of industry experience. He holds the Series 66 designation and has worked previously at Morgan Stanley, Gilligan Company, and Dimensional Fund Advisors. He also spent five years at the University of Cincinnati prior to entering the financial sector. Rockefeller Financial LLC serves high-net-worth and ultra-high-net-worth individuals, families, family offices, institutional clients, retirement plans, foundations, and corporations. The firm offers portfolio management, financial planning, and consulting services, and operates as a registered broker-dealer providing securities transactions, variable insurance products, placement, and investment banking services.

Wealth management Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Charitable giving & philanthropy Founder/Business Owner Retired
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Jackson M

Series 66

Cincinnati, OH

Rockefeller Financial LLC

Jackson Mahorney is a financial advisor with Rockefeller Financial LLC in Cincinnati, OH, holding a Series 66 designation and four years of industry experience. His prior roles include positions at 9258 Wealth Management, USI Insurance Services, and Equitable Advisors. Rockefeller Financial LLC serves high-net-worth and ultra-high-net-worth individuals, families, family offices, institutional clients, retirement plans, foundations, and corporations. The firm combines portfolio management, financial planning, and brokerage services within a Private Advisor model supported by a consolidated investment platform.

Wealth management Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Charitable giving & philanthropy Founder/Business Owner Retired
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Julia B

Series 63

Cincinnati, OH

Oppenheimer

Julia Behymer is a financial advisor with Oppenheimer who holds a Series 63 designation and has 19 years of industry experience. She worked at Morgan Stanley for nine years before joining Oppenheimer in 2022. Based in Cincinnati, OH, she currently serves clients through her role at Oppenheimer. Oppenheimer is a registered investment adviser and broker-dealer serving individuals, corporations, pension and profit-sharing plans, charitable organizations, and pooled investment vehicles. The firm offers a range of programs including asset management, consulting, and retirement services, with both discretionary and non-discretionary advisory approaches.

Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy General retirement planning Wealth management Executive Founder/Business Owner
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Stephanie S

Series 63, Series 66

Florence, KY

FIFTH THIRD SECURITIES, Inc.

Stephanie Sketch Durr is a financial advisor with Fifth Third Securities, Inc. in Florence, KY, holding Series 63 and Series 66 licenses and bringing 14 years of industry experience. She has been with Fifth Third Securities since 2013. Fifth Third Securities, Inc. provides brokerage and investment advisory services to a diverse client base, including individuals, charitable organizations, corporate and business clients, and institutional investors, offering multiple discretionary managed-account programs through its Passageway Managed Account Platform. The firm is notable for its combination of municipal-advisor registration and affiliation with Fifth Third Bank, as well as its integration of various portfolio management and platform services.

Passive / index investing Tax-loss harvesting ESG / Sustainable investing General retirement planning
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Craig M

Series 66

Cincinnati, OH

FIFTH THIRD SECURITIES, Inc.

Craig Mitchell is a financial advisor at Fifth Third Securities, Inc. in Cincinnati, Ohio, holding a Series 66 designation with 21 years of industry experience. His career includes roles at Fifth Third Securities since 2010, with prior experience at Truist Investment Services. Fifth Third Securities serves a diverse client base including individuals, high-net-worth clients, institutions, corporations, and trusts, offering investment advisory and brokerage services through multiple program types on the Passageway Managed Account platform. The firm is a wholly owned subsidiary of Fifth Third Bank and provides varied investment options including advisor-directed mutual fund and ETF models, separately managed accounts, and tax-overlay services.

Passive / index investing Tax-loss harvesting ESG / Sustainable investing General retirement planning
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Olivia S

Series 65

Cincinnati, OH

Mariner

Olivia Szweda is a financial advisor at Mariner with a Series 65 credential and one year of industry experience. Prior to joining Mariner, she held positions in the hospitality sector, including roles at Paesano's Pasta House and Bonefish Grill. Mariner serves a diverse clientele, including individuals, pension plans, trusts, and charitable organizations, providing investment management, financial planning, retirement consulting, and integrated tax and accounting services. The firm employs discretionary, customized portfolios supported by an internal team and third-party managers, with offerings that include alternatives, structured notes, and digital assets.

Private / alternative investments Options & derivatives strategies Concentrated stock management Annuities Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Executive
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Michael S

Series 65, Series 63

Cincinnati, OH

Guardian Life

Michael Smith is a financial advisor at Guardian Life with Series 63 and Series 65 licenses and three years of industry experience. He previously worked at NYLife Securities LLC and New York Life Insurance Company before joining Park Avenue Securities, a subsidiary of Guardian Life. Michael has been involved with Beyond The Walls Ministry for over a decade. Park Avenue Securities LLC, operating as Park Avenue® Wealth Management, offers brokerage and advisory services to individuals, corporate and retirement plan sponsors, charitable organizations, and businesses. The firm provides tailored client relationships through advisor-led discretionary management and model-based strategies, supported by proprietary programs and third-party platforms.

Business exit / sale strategy Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Charitable giving & philanthropy Founder/Business Owner Executive Financial Professional Approaching retirement Established Professionals Mid-Career Professionals
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Carmen S

Series 63, Series 66

Cincinnati, OH

FIFTH THIRD SECURITIES, Inc.

Carmen Sanders is a financial advisor with Fifth Third Securities, Inc. in Cincinnati, Ohio, holding Series 63 and Series 66 licenses and bringing 30 years of industry experience. She has been with Fifth Third Securities since 2014. Outside of her advisory role, she supports the North Avondale Recreation Center and serves as a troubleshooter for the Hamilton County Board of Elections. Fifth Third Securities provides brokerage and investment advisory services to individuals, charitable organizations, corporate clients, and institutional investors. The firm offers multiple discretionary managed-account programs through its Passageway platform, combining third-party portfolio managers, strategist portfolios, and advisor-managed sleeves, with features such as direct indexing and tax-overlay services.

Passive / index investing Tax-loss harvesting ESG / Sustainable investing General retirement planning
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Connor H

CFP®, ChFC®, Series 66

Cincinnati, OH

Guardian Life

Connor Hawkins is a CFP® and ChFC® credentialed advisor with five years of experience, currently affiliated with Guardian Life and Park Avenue Securities. His career includes roles at Guardian Life Insurance Company and Lifetime Financial Growth, as well as several positions at The College of Wooster. Hawkins also maintains a fixed insurance brokerage as an ancillary business. He works with Park Avenue Securities LLC, a subsidiary of The Guardian Life Insurance Company of America, which offers brokerage and investment advisory services to individuals, institutions, and charitable organizations. The firm combines advisor-led discretionary management with model-based strategies and provides a range of financial planning, consulting, and investment solutions tailored to client needs.

Business exit / sale strategy Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Charitable giving & philanthropy Founder/Business Owner Executive Financial Professional Approaching retirement Established Professionals Mid-Career Professionals
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Marisa S

Series 65

Cincinnati, OH

Mariner

Marisa Serna is a financial advisor at Mariner in Cincinnati, OH, holding a Series 65 designation with industry experience beginning in 2024. Prior to joining Mariner, she worked at MDM Wealth Management and Bartlett Wealth Management. Outside of finance, Serna has experience in the hospitality sector with Great Wolf Lodge and Wendy's, as well as a teaching role at Sandusky Central Catholic School. Mariner serves a diverse client base including individuals, pension plans, trusts, and charitable organizations, offering investment management, financial planning, and retirement consulting. The firm employs discretionary, customized portfolios supported by an internal team and third-party managers, and integrates tax and accounting services alongside traditional portfolio management.

Private / alternative investments Options & derivatives strategies Concentrated stock management Annuities Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Executive
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Sanford A

Series 63

Cincinnati, OH

Guardian Life

Sanford Aderson is a financial advisor with Guardian Life and holds a Series 63 designation. He has 24 years of industry experience and has been associated with Park Avenue Securities since 2002. Outside of his advisory work, he serves as a trustee of a perpetual charitable testamentary trust and is a board member of the Westmoreland Country Club and Madison on Bellefield condominium association. Park Avenue Securities LLC, a subsidiary of The Guardian Life Insurance Company of America, offers brokerage and investment advisory services to individuals, corporate and retirement plan sponsors, charitable organizations, and businesses. The firm combines advisor-led discretionary management with model-based strategies and provides access to proprietary programs, third-party advisory solutions, and a range of financial planning and consulting services.

Business exit / sale strategy Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Charitable giving & philanthropy Founder/Business Owner Executive Financial Professional Approaching retirement Established Professionals Mid-Career Professionals
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Constance P

Series 63, Series 65

Cincinnati, OH

Oppenheimer

Constance Palazzolo is a financial advisor at Oppenheimer with 33 years of industry experience. She has been with Oppenheimer since 2006 and previously worked at KeyBanc Capital Markets Inc. from 1999 to 2006. She holds the Series 63 and Series 65 designations and serves as a trustee for a family special needs trust. Oppenheimer is a registered investment adviser and broker-dealer serving individuals, corporations, pension plans, charitable organizations, and IRAs. The firm provides a broad range of advisory programs and combines discretionary and non-discretionary investment management services, maintaining custody of client assets and offering both commission-based and fee-based solutions.

Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy General retirement planning Wealth management Executive Founder/Business Owner
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