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Emma H

Series 63, Series 65

Indianapolis, IN

Mass Mutual Investors Services

Emma Huke is a financial advisor with Mass Mutual Investors Services in Indianapolis, holding Series 63 and Series 65 licenses and 11 years of industry experience. She has been with Mass Mutual Investors Services and MassMutual Life Insurance Co since 2015. MassMutual's broker-dealer and SEC-registered investment adviser subsidiary provides ongoing financial planning and asset management services to individuals, business owners, trusts, estates, charitable organizations, and employers, using firm-approved tools and structured annual planning engagements.

Divorce financial planning General estate planning guidance Multi-generational wealth transfer Cash flow / budgeting Founder/Business Owner Attorney Executive Married/Couples/Partners Divorced
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Jason W

Series 63, Series 65

Indianapolis, IN

LPL Enterprise

Jason Wiggins is a financial advisor at LPL Enterprise with six years of industry experience. His prior roles include positions at Park Avenue Securities, Guardian Life Insurance Company, Mass Mutual Life Insurance Company, and American Income Life. Outside of his advisory work, he also operates an insurance brokerage unrelated to Guardian. LPL Enterprise provides investment advisory and brokerage services to a diverse client base, including individual and high-net-worth investors, employer-sponsored retirement plans, and various institutions. The firm typically employs a model-driven investment approach, offering financial planning, access to third-party asset managers, and participation in a wrap program while also facilitating insurance product sales through affiliated entities.

Tax-loss harvesting
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Jennifer S

Series 63, Series 65

Indianapolis, IN

Mass Mutual Investors Services

Jennifer Salemme is a financial advisor with Mass Mutual Investors Services in Indianapolis, IN, holding Series 63 and Series 65 licenses and having four years of industry experience. She previously worked at Buckingham Companies for 17 years and has been with MassMutual since 2021. Outside of her advisory role, she is involved as an affiliate artist marketing beauty products and serves as an operations advisor for the Tri Delta women's sorority at Franklin College, advising their selection and finance committees. MassMutual Investors Services, LLC is a broker-dealer and SEC-registered investment adviser subsidiary of MassMutual, providing financial planning and investment management to individuals, business owners, trusts, estates, charitable organizations, and employers.

Divorce financial planning General estate planning guidance Multi-generational wealth transfer Cash flow / budgeting Founder/Business Owner Attorney Executive Married/Couples/Partners Divorced
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Jordan F

CFP®, Series 66

Indianapolis, IN

RBC Capital Markets

Jordan Frye is a CFP® with eight years of industry experience, currently affiliated with RBC Capital Markets in Indianapolis, IN. His prior roles include positions at UBS Financial Services and City National Bank. He serves as a board member for JoyRide Cars LLC, a nonprofit organization where he contributes to app development and event processes. RBC Wealth Management, a division of RBC Capital Markets, serves a diverse client base including individual and institutional investors. The firm offers a range of advisory programs with tailored investment strategies implemented through a combination of in-house and third-party managers, providing portfolio management, financial planning, and brokerage services.

Tax-loss harvesting ESG / Sustainable investing Private / alternative investments Concentrated stock management Wealth management Executive Founder/Business Owner Retired Financial Professional Approaching retirement HENRY (High Earners, Not Rich Yet)
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Michael M

CFP®, ChFC®, Series 63, Series 66

Greenfield, IN

Edward Jones

Michael Mack is a financial advisor with Edward Jones in Fishers, IN, holding CFP® and ChFC® designations and possessing 21 years of industry experience. He has been with Edward Jones since 2004. Outside of his advisory work, he is an investor in VOMO LLC, a volunteer mobilization service based in Plano, TX. Edward Jones is a full-service wealth management firm serving over four million individual and institutional clients. The firm manages approximately $1.01 trillion in assets and offers a broad range of investment solutions, including discretionary and non-discretionary strategies, separately managed accounts, and affiliated mutual funds, supported by a large nationwide network of advisors and branch offices.

Retirement income strategy Retirement plans for business owners (SEP, solo 401k) Charitable giving & philanthropy Business ownership considerations General estate planning guidance Founder/Business Owner
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Geoffrey M

Series 63, Series 65

Indianapolis, IN

Cetera

Geoffrey Malko Rasmussen is a financial advisor at Cetera with 17 years of industry experience. He holds Series 63 and Series 65 licenses and has been with Cetera and Cetera Investment Services LLC since 2019. Prior to that, he worked at Foresters Advisory Services and Foresters Financial Services. Outside of his advisory role, Rasmussen owns Ginn Financial, a business operating under a Cetera DBA. Cetera Investment Advisers LLC is an SEC-registered firm serving individuals, employer-sponsored retirement plans, corporate, charitable, and institutional clients through a network of over 10,000 independent advisors. The firm offers a range of portfolio management and financial planning services, operating a multi-manager platform that includes affiliated and third-party managers and various investment program structures.

Wealth management Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Founder/Business Owner Executive
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Sean P

Series 63, Series 66

Noblesville, IN

J.P. Morgan Securities

Sean Pflum is a financial advisor at J.P. Morgan Securities with 13 years of industry experience. He holds the Series 63 and Series 66 designations and has worked previously at Fidelity in various roles before joining J.P. Morgan in 2018. J.P. Morgan Securities provides institutional consulting services to plan sponsors, corporations, endowments, and other institutional clients through a non-discretionary program focused on written asset allocation advice, investment manager searches, and customized performance reporting. The firm’s advisory process combines quantitative screens and qualitative research to develop model asset allocations and incorporates ESG factors in recommendations.

Founder/Business Owner
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Cole S

Series 66

Anderson, IN

Raymond James & Associates

Cole Snipes is a financial advisor at Raymond James & Associates with two years of industry experience. He holds the Series 66 designation and has previously worked in education and data services. Raymond James & Associates is a large, dually registered broker-dealer and SEC-registered investment adviser managing approximately $501 billion in assets. The firm serves a diverse client base including individuals, institutions, and municipal entities, offering financial planning, non-discretionary investment consulting, and institutional fiduciary solutions supported by various portfolio management styles and research resources.

General retirement planning Retirement income strategy Business succession planning Founder/Business Owner Executive
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David C

ChFC®, Series 63

Indianapolis, IN

Mass Mutual Investors Services

David Coleman Jr. is a financial advisor with Mass Mutual Investors Services, holding the ChFC® designation and Series 63 license. He has 34 years of industry experience, including 25 years at Metlife Securities Inc. prior to joining Mass Mutual in 2016. Mass Mutual Investors Services is a broker-dealer and SEC-registered investment adviser that provides financial planning and asset management services to individuals, business owners, trusts, estates, charitable organizations, and employers. The firm uses detailed client information and analytical tools to develop written recommendations and offers specialized planning programs such as Divorce Planning and estate settlement services.

Divorce financial planning General estate planning guidance Multi-generational wealth transfer Cash flow / budgeting Founder/Business Owner Attorney Executive Married/Couples/Partners Divorced
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Thomas C

Series 66

Indianapolis, IN

LPL Enterprise

Thomas Cooper III is a financial advisor with LPL Enterprise in Indianapolis, IN, holding a Series 66 designation and three years of industry experience. His prior work includes roles at Eagle Strategies, NYLIFE Securities, New York Life Insurance Company, and Bankers Life in various advisory and securities capacities. LPL Enterprise provides investment advisory and brokerage services to a diverse client base, including individuals, high-net-worth investors, retirement plans, banks, and charitable entities. The firm employs a model-driven investment approach, utilizing portfolios developed by internal research and third-party strategists, and also offers access to insurance products and affiliated trust and lending services.

Tax-loss harvesting
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Benjamin W

Series 63, Series 66

Indianapolis, IN

RBC Capital Markets

Benjamin Weddle is a financial advisor at RBC Capital Markets with 19 years of industry experience. He holds the Series 63 and Series 66 licenses and previously worked at UBS Financial Services for six years before joining RBC in 2022. RBC Wealth Management, a division of RBC Capital Markets, serves individual investors, institutional clients, and various organizations through a range of advisory programs. The firm customizes investment strategies based on each client’s risk profile and utilizes both in-house and third-party managers to implement portfolios.

Tax-loss harvesting ESG / Sustainable investing Private / alternative investments Concentrated stock management Wealth management Executive Founder/Business Owner Retired Financial Professional Approaching retirement HENRY (High Earners, Not Rich Yet)
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Dodie K

Series 63

Indianapolis, IN

Wells Fargo Clearing

Dodie Kirby is a financial advisor at Wells Fargo Clearing with 32 years of industry experience. She previously worked at Merrill, Edward Jones, Winthrop Capital, Ross, Sinclaire & Associates, and J.J.B. Hilliard, W.L. Lyons. She holds a Series 63 designation. Wells Fargo Advisors is a national securities firm serving individual, corporate, and institutional clients with investment advisory services, financial planning, and retirement plan consulting. The firm manages approximately $671 billion in assets and offers both brokerage and advisory solutions supported by research from Wells Fargo Investment Institute and third-party sources.

Retired Founder/Business Owner
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Mary R

Series 63

Indianapolis, IN

Wells Fargo Clearing

Mary Reinking is a financial advisor with Wells Fargo Clearing in Indianapolis, IN, holding a Series 63 license and 16 years of industry experience. She has been with Wells Fargo Clearing since 2016. Outside of her advisory role, she owns and operates a catering business that serves approximately 10 events per year. Wells Fargo Advisors is a national firm providing investment advisory, financial planning, and retirement plan consulting services to individual, corporate, and institutional clients, utilizing research and analytics to support investment decisions while offering a range of brokerage and advisory solutions.

Retired Founder/Business Owner
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Adrienne V

Series 63, Series 65, Series 66

Indianapolis, IN

Mass Mutual Investors Services

Adrienne Vollmer is a financial advisor with Mass Mutual Investors Services in Indianapolis, IN, holding Series 63, 65, and 66 licenses and bringing five years of industry experience. Her prior roles include positions at Edward Jones and BASTEEL Perimeter Systems. Mass Mutual Investors Services is a broker-dealer and SEC-registered investment adviser that provides financial planning and asset management services to individuals, business owners, trusts, estates, charitable organizations, and employers. The firm offers collaborative, annual planning engagements utilizing firm-approved software and emphasizes strategy recommendations without discretionary investment management.

Divorce financial planning General estate planning guidance Multi-generational wealth transfer Cash flow / budgeting Founder/Business Owner Attorney Executive Married/Couples/Partners Divorced
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Christopher S

CFP®, Series 63, Series 66

Indianapolis, IN

Mass Mutual Investors Services

Christopher Shockley is a financial advisor with Mass Mutual Investors Services in Indianapolis, IN. He holds the CFP® designation and has 21 years of industry experience, including prior roles at MetLife Securities Inc. and Mass Mutual Life Insurance Company. Mass Mutual Investors Services is a broker-dealer and SEC-registered investment adviser serving individuals, business owners, trusts, estates, and charitable organizations. The firm offers financial planning, asset management, and educational seminars, structuring planning engagements as annual collaborative relationships that provide written recommendations based on client goals.

Divorce financial planning General estate planning guidance Multi-generational wealth transfer Cash flow / budgeting Founder/Business Owner Attorney Executive Married/Couples/Partners Divorced
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Brian H

Series 63, Series 65

Indianapolis, IN

Mass Mutual Investors Services

Brian Harris is a financial advisor with MassMutual Investors Services in Indianapolis, IN. He holds Series 63 and Series 65 licenses and has 11 years of industry experience. He has been with MML Investors Services since 2014 and with MassMutual Life Insurance Company since 2013. MassMutual Investors Services, LLC is a broker-dealer and SEC-registered investment adviser that provides financial planning and asset management services to individuals, business owners, trusts, estates, charitable organizations, and employers. The firm offers collaborative, annual financial planning engagements using firm-approved tools and supports various specialized planning programs.

Divorce financial planning General estate planning guidance Multi-generational wealth transfer Cash flow / budgeting Founder/Business Owner Attorney Executive Married/Couples/Partners Divorced
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Dawn B

Series 63, Series 66

Indianapolis, IN

Raymond James Financial

Dawn Brannon Braun is a financial advisor with Raymond James Financial Services Advisors, Inc. based in Indianapolis, IN. She holds Series 63 and Series 66 credentials and has 21 years of industry experience. She has operated Dawn Brannon Braun LLC since 2014. Raymond James Financial Services Advisors, Inc. provides financial planning, investment consulting, and advisory services to a diverse client base, including individuals, high-net-worth clients, corporations, and institutional clients. The firm offers tailored non-discretionary planning using risk profiling and analytical tools and supports specialized services such as municipal advising and SIMPLE IRA Employer Advisory & Consulting programs.

Wealth management Tax strategies for small businesses Business succession planning General estate planning guidance Founder/Business Owner Executive
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Michael T

Series 63, Series 65

Indianapolis, IN

Mass Mutual Investors Services

Michael Terry is a financial advisor with Mass Mutual Investors Services in Indianapolis, IN, holding Series 63 and Series 65 credentials and bringing 39 years of industry experience. He has been with Mass Mutual Investors Services and MassMutual Life Insurance Company since 1998. In addition to his advisory role, he is involved with WestPoint Financial Group as a life and health insurance agent. Mass Mutual Investors Services is a broker-dealer and SEC-registered investment adviser serving individuals, business owners, trusts, estates, charitable organizations, and employers. The firm offers financial planning, asset management, wrap and money-manager programs, and educational seminars.

Divorce financial planning General estate planning guidance Multi-generational wealth transfer Cash flow / budgeting Founder/Business Owner Attorney Executive Married/Couples/Partners Divorced
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Jeremy C

Series 65, Series 63

Indianapolis, IN

LPL Enterprise

Jeremy Cox is a financial advisor with LPL Enterprise, holding Series 65 and Series 63 licenses and seven years of industry experience. His career includes roles at The Prudential Insurance Company of America, Pruco Securities, LLC, and Bankers Life, where he worked for 20 years. Additionally, he is contracted to sell various non-variable insurance products through Agent Pipeline. LPL Enterprise provides investment advisory and brokerage services to individual and high-net-worth investors, retirement plans, banks, and corporate and charitable entities. The firm employs a model-driven investment approach with access to third-party asset managers and participates in both securities and non-securities products and services.

Tax-loss harvesting
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Jessica E

Series 63, Series 66

Carmel, IN

Edward Jones

Jessica Eaton is a financial advisor at Edward Jones in Carmel, IN, holding Series 63 and Series 66 licenses with nine years of industry experience. Her prior work history includes roles at Regions Bank/Cetera, VALIC Financial Advisors, Key Investment Services, Fidelity Investments, and United Healthcare. Edward Jones is a full-service wealth management firm serving over four million individual and institutional clients, offering a range of advisory programs including discretionary and non-discretionary wrap fee strategies and access to separately managed accounts. The firm manages approximately $1.01 trillion in assets and operates a large network of financial advisors and branch offices nationwide.

Wealth management Tax-loss harvesting Multi-generational wealth transfer Retired Founder/Business Owner Executive
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