Gregory Surat is a financial advisor with J.P. Morgan Securities in Irvine, CA, holding a Series 66 designation and 19 years of industry experience. His prior roles include positions at Morgan Stanley, Fidelity Investments, E*Trade Securities, Charles Schwab, and Merrill. J.P. Morgan Securities provides institutional consulting services to plan sponsors, corporations, endowments, and other institutional clients through a select group of wealth advisors. Their advisory process combines quantitative screens and qualitative research to develop model asset allocations, with a focus on written asset allocation advice, investment manager searches, and customized performance reporting.

Amy Tran is a financial advisor with J.P. Morgan Securities, holding Series 63 and Series 66 licenses and possessing 11 years of industry experience. She has worked with various divisions of J.P. Morgan since 2013 and has also been involved in entrepreneurial activities, including offering spiritual guidance services through her own business. J.P. Morgan Securities provides institutional consulting services to plan sponsors, corporations, endowments, and other institutional clients, focusing on written asset allocation advice, manager searches, and customized performance reporting within a non-discretionary program.

Mohammad Rihan is a financial advisor at J.P. Morgan Securities with 21 years of industry experience. He holds a Series 66 designation and has worked at J.P. Morgan Securities since 2012. His prior experience includes roles at Wells Fargo Investments and ownership interests in Launch Point One, LLC and MMZ Enterprises, LLC. J.P. Morgan Securities provides institutional consulting services to plan sponsors, corporations, endowments, and other institutional clients, focusing on written asset allocation advice, investment manager searches, and customized performance reporting. The firm’s advisory process combines quantitative and qualitative due diligence and incorporates an ESG eligibility framework.

Gabriela Liang is a financial advisor at Ameriprise with nine years of industry experience. She holds the Series 66 designation and has previously worked at Morgan Stanley and Wells Fargo Clearing. Ameriprise Financial Services is a large, diversified advisory firm serving individual and institutional clients. It offers a specialized Premier Retirement Income service that provides written recommendation reports and ongoing retirement income planning focused on dependable income sources and tax-aware withdrawal strategies.

Kyle Gilbert is a financial advisor at Morgan Stanley in Riverside, CA, holding a Series 66 designation with 22 years of industry experience. He has been with Morgan Stanley and its related entities since 2009. Outside of his advisory role, he serves as an independent contractor teaching at the University of California, Riverside. Morgan Stanley Wealth Management is an SEC-registered investment adviser and broker-dealer offering a wide range of advisory programs to both individual and institutional clients. The firm provides tailored financial planning using structured processes and tools, managing approximately $2.74 trillion in client assets.

Amber Jensen is a Series 66 credentialed advisor at J.P. Morgan Securities with one year of industry experience. Her prior roles include positions at JPMorgan Chase Bank, N.A., and a small business venture, AJMS Ventures, LLC. She also has experience outside finance working at Modo Mio Restaurant. J.P. Morgan Securities provides institutional consulting services to plan sponsors, corporations, endowments, and other institutional clients through a select group of Wealth Advisors. The firm’s advisory process combines quantitative and qualitative research for asset allocation advice, investment manager searches, and customized performance reporting.

Phillip Cheng is a financial advisor at J.P. Morgan Securities with 11 years of industry experience. He holds Series 63 and Series 66 licenses and has worked with various branches of J.P. Morgan since 2015. J.P. Morgan Securities provides institutional consulting services to plan sponsors, corporations, endowments, and other institutional clients, focusing on written asset allocation advice, investment manager and fund searches, and customized performance reporting within a non-discretionary framework.

Monique Go is a Series 66-licensed financial advisor with LPL Enterprise in Irvine, CA. She joined LPL Enterprise in 2026 and has prior experience at firms including Simple Science and Kinross. LPL Enterprise provides investment advisory and brokerage services to individual and high-net-worth investors, retirement plans, banks, and corporate and charitable entities. The firm’s investment approach primarily uses model-driven portfolios developed by internal research and third-party strategists, with additional services including financial planning and access to third-party asset managers.

David Ha is a financial advisor with J.P. Morgan Securities in Tustin, CA, holding Series 63 and Series 66 designations and four years of industry experience. He has been with J.P. Morgan Securities and JPMorgan Chase Bank, N.A. since 2021. J.P. Morgan Securities provides institutional consulting services to plan sponsors, corporations, endowments, and other institutional clients through a non-discretionary program focused on written asset allocation advice, investment manager searches, and customized performance reporting. The firm’s advisory process integrates quantitative and qualitative research with a range of strategies, including ESG considerations.

Lauren Memoly is a financial advisor at J.P. Morgan Securities based in Irvine, CA, holding a Series 66 designation with one year of industry experience. Prior to joining J.P. Morgan Securities and JPMorgan Chase Bank, N.A. in 2026, she worked at LBA Realty LLC and was involved with Grindavík Njaróvik Football Club in 2025. J.P. Morgan Securities provides institutional consulting services to plan sponsors, corporations, endowments, and other institutional clients through a select group of Wealth Advisors. The firm’s advisory program focuses on non-discretionary asset allocation advice, investment manager searches, and custom performance reporting, supported by centralized due diligence and incorporating an ESG eligibility framework.

Frank Huang is a financial advisor at J.P. Morgan Securities with 14 years of industry experience. He holds Series 63 and Series 66 registrations and has worked at firms including Citigroup Global Markets, Merrill, Bank of America, and HSBC Securities. Huang is based in Irvine, CA. J.P. Morgan Securities provides institutional consulting services to plan sponsors, corporations, and endowments, focusing on written asset allocation advice, investment manager searches, and customized performance reporting. Their advisory process integrates quantitative and qualitative research supported by a centralized manager solutions team.

Kennedy Shaw is a Series 66-registered financial advisor with Thrivent Investment Management, based in Chesterbrook, PA. Shaw has three years of industry experience and has worked at Thrivent Financial and related entities since 2022. Prior to entering the financial advisory field, Shaw held various roles including a position at Lorimar Winery from 2020 to 2022. Thrivent Investment Management provides Dedicated Planning Services to individuals, families, businesses, and nonprofit clients, offering comprehensive, goal-based analyses across a range of financial topics while keeping planning and managed-account services separate. The firm does not manage institutional portfolios, focusing instead on personalized planning relationships.

Mark Doucet is a financial advisor with Wells Fargo Clearing in Irvine, CA, holding a Series 66 designation and 20 years of industry experience. He previously worked at Edward Jones for seven years before joining Wells Fargo in 2016. Wells Fargo Advisors is a national securities firm serving individual, corporate, and institutional clients with investment advisory services, financial planning, and retirement plan consulting. The firm manages roughly $671 billion in assets and offers a range of brokerage and advisory solutions supported by research from Wells Fargo Investment Institute and third-party databases.

Kristen Ahrend is a financial advisor with Charles Schwab in Irvine, CA, holding Series 63 and Series 66 licenses with one year of industry experience. Her work history includes roles at Charles Schwab Bank and Charles Schwab since 2022, as well as prior experience in the food and service industries. Outside of advising, she is a certified Pilates instructor and works as an independent consultant for a consumer goods company. Charles Schwab & Co., Inc. serves primarily high- and ultra-high-net-worth individuals through its Schwab Wealth Advisory wrap fee program and affiliated managed-account services. The firm combines non-discretionary advisory models with access to discretionary separately managed accounts and maintains a large, integrated operational structure supporting a broad client base.

Alejandro Vargas is a financial advisor at Wells Fargo Clearing with 17 years of industry experience. He holds a Series 66 designation and has worked at Wells Fargo Bank, N.A. since 2001. Wells Fargo Advisors is a national securities firm serving individual, corporate, and institutional clients with investment advisory services, financial planning, and retirement plan consulting. The firm manages approximately $671 billion in assets and offers both brokerage and advisory solutions supported by research from Wells Fargo Investment Institute and third-party sources.

Byung Chong is a Series 66-licensed financial advisor with 25 years of industry experience. He is currently with LPL Financial, having joined in 2025, and previously worked at CUSO Financial Services and Wescom Financial Services, where he spent 23 years. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and other institutions. The firm offers a range of advisory and brokerage services, including financial planning, model portfolio programs, and institutional platforms.

Angela Yu is a financial advisor with J.P. Morgan Securities based in Irvine, CA, holding Series 66 and Series 63 licenses and eight years of industry experience. She has worked at J.P. Morgan Securities and JPMorgan Chase Bank, N.A. since 2018, following two years at Bank of America and a year at Holiday Inn. J.P. Morgan Securities provides institutional consulting services to plan sponsors, corporations, endowments, and other institutional clients through a non-discretionary advisory program focused on asset allocation advice, investment manager searches, and customized performance reporting. The program incorporates systematic due diligence, quantitative and qualitative research, and an ESG eligibility framework.

Anthony Anguis is a financial advisor with Wells Fargo Clearing in Irvine, CA, holding Series 63 and Series 66 credentials and 24 years of industry experience. He has been with Wells Fargo Clearing since 2016 and previously worked at Bancwest Investment Services and Chase Investment Services Corp. Outside of his advisory role, he works part-time as a customer service representative for an online retailer. Wells Fargo Advisors is a national securities firm serving individual, corporate, and institutional clients with investment advisory services, financial planning, and retirement plan consulting. The firm manages approximately $671 billion in assets and offers both brokerage and advisory solutions supported by research from Wells Fargo Investment Institute and third-party sources.

Ethan Miranda is a financial advisor with Primerica Advisors, holding Series 65 and Series 63 licenses and one year of industry experience. Prior to his current role, he worked in education at La Sierra University, Apple Valley High School, and Sitting Bull Academy. In addition to his advisory work, he is involved in selling loan products and home security and automation services through affiliated companies. Primerica Advisors manages a wrap-fee asset management program primarily serving individual investors, including both non-HNW and high-net-worth clients, as well as corporate and charitable clients. The firm uses model-based investment strategies developed by third parties and offers discretionary portfolio management supported by BNY Mellon Advisors and Pershing.

Jesus Sanchez is a financial advisor at Wells Fargo Clearing with 13 years of industry experience. He holds Series 63 and Series 65 designations and has been with Wells Fargo entities since 2006. Wells Fargo Advisors is a national securities firm providing investment advisory services, financial planning, and retirement plan consulting to individual, corporate, and institutional clients. The firm manages approximately $671 billion in assets and offers both brokerage and advisory solutions supported by research and analytics from Wells Fargo Investment Institute.