Stephanie King is a financial advisor at Morgan Stanley with 25 years of industry experience. She holds Series 63 and Series 66 designations and has previously worked at Charles Schwab and related firms for over 20 years. Stephanie is based in Louisville, KY. Morgan Stanley Wealth Management serves individual and institutional clients with a wide range of advisory programs, including tailored financial planning. The firm manages approximately $2.74 trillion in client assets and employs a structured planning process supported by specialized tools and research.

Alaya Walker is a financial advisor at Equitable Advisors in Louisville, KY, holding a Series 66 designation with five years of industry experience. Prior to joining Equitable Advisors in 2020, she worked at Parallon (NPAS) and was involved with Super Chefs. Outside of financial advising, she assists her spouse in operating a mobile food truck business, Chicagos Jerk Tacos. Equitable Advisors provides financial planning, retirement plan consulting, and asset management services to individuals, pension plans, corporations, and charitable organizations. The firm uses a variety of advisory models and third-party asset managers to deliver customized investment solutions.

Orlando Allen is a Series 66 credentialed advisor with 26 years of industry experience, currently with LPL Financial since 2007. Prior to joining LPL Financial, he worked at Ameriprise from 2003 to 2007. Outside of his advisory role, he is involved in residential home construction through a business he owns. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and other institutions. The firm offers a range of financial planning and investment management services, including model portfolios, third-party asset management access, and institutional platforms, supported by advisor-facing technology.

Grant Rohleder is a financial advisor with Robert W. Baird & Co. holding a Series 66 designation and three years of industry experience. His prior work includes roles at Baird Trust LLC and MCM CPAs and Advisors LLP. He is a member of two investment-related LLCs based in Louisville, where he manages bookkeeping for rental properties. He is part of the DDK Group at Robert W. Baird & Co., which serves individuals, families, pensions, corporations, and institutional clients with tailored financial planning and portfolio management services. The group offers a range of investment strategies and overlays, including discretionary management and specialized municipal advisory and public finance services.

Jonathan Carroll is a financial advisor at Ameriprise with a Series 66 designation and one year of industry experience. He joined Ameriprise in 2025 after attending the University of Kentucky and holding various roles in other businesses. Ameriprise Financial Services is a large, diversified advisory firm serving individual and institutional clients. The firm offers a specialized Premier Retirement Income service that provides written recommendation reports and ongoing retirement-income planning focused on dependable income sources and tax-aware withdrawal strategies.

Michael Saunders is a financial advisor with Cetera, holding Series 63 and Series 65 credentials and bringing 31 years of industry experience. He has worked at Cetera since 2019 and previously spent 25 years at Ameriprise Financial Services, Inc. He serves as a board member for his condominium association in Louisville, KY. Cetera Investment Advisers LLC supports a large network of independent advisors and serves a diverse client base, including individuals, retirement plans, corporate, charitable, and institutional accounts. The firm offers a variety of portfolio management and financial planning services through multiple program structures and affiliated third-party managers.

Alice Cameron Roth is a financial advisor with Stifel in Louisville, KY, holding Series 63 and Series 65 licenses and bringing 41 years of industry experience. She has been with Stifel Nicolaus & Co. Inc. since 2005. Stifel serves a diverse client base including individuals, institutional clients, and charitable organizations, offering brokerage and investment advisory services supported by proprietary investment analysis and allocation methodology developed by its Investment Strategy Group.

Mary Vetter is a financial advisor at Robert Baird & Co. with 37 years of industry experience. She holds Series 63 and Series 65 licenses and has worked at Robert Baird & Co. since 2019, following a long tenure at J.J.B. Hilliard, W.L. Lyons, Inc. and Hilliard Lyons Inc. beginning in 1984. She is part of The DDK Group, a team within Robert W. Baird & Co.’s Private Wealth Management practice that serves individuals, families, pensions, corporations, and charitable organizations. The group offers customized financial planning and portfolio management services using a range of investment strategies and overlays, including both traditional and non-traditional allocations.

Robert Kremer is a financial advisor at Stifel with 33 years of industry experience. He has been with Stifel since 1996 and holds Series 63 and Series 65 designations. Kremer serves on the Board of Directors for the St. Xavier High School Alumni Association in Louisville, KY. Stifel serves a diverse client base including individuals, institutional clients, and municipal entities, offering brokerage and investment advisory services supported by a proprietary investment strategy methodology developed by its Investment Strategy Group.

Thomas Perrone is a financial advisor with Morgan Stanley in Louisville, KY, holding Series 63 and Series 65 credentials and bringing 33 years of industry experience. He has worked with Morgan Stanley Private Bank, N.A. since 2015 and Morgan Stanley Smith Barney LLC since 2009. Perrone serves in leadership roles on investment committees and advisory boards for several local educational and religious organizations, including Assumption High School, Ursuline Society Academy of Education Fund, St. Xavier High School, and the Archdiocese of Louisville. Morgan Stanley Wealth Management provides a broad range of advisory services to individuals and institutions, focusing on tailored financial planning supported by structured discovery and firm-approved tools. The firm manages approximately $2.74 trillion in client assets and offers comprehensive investment programs alongside institutional and retail solutions.

Adam Simon is a financial advisor with Mass Mutual Investors Services in Pewee Valley, KY, holding a Series 66 designation and 23 years of industry experience. He has been with MassMutual and its subsidiary MML Investors Services since 2002. Outside of his advisory work, he is the sole member and agent of Right Path Financial LLC, a firm involved in life and health insurance sales. Mass Mutual Investors Services, LLC is a broker-dealer and SEC-registered investment adviser that serves individuals, business owners, trusts, estates, charitable organizations, and employers. The firm provides ongoing financial planning, asset management, and educational seminars, using firm-approved software to analyze client goals and deliver written recommendations.

John Dicks is a financial advisor with Ameriprise in Louisville, KY, holding a Series 63 designation and 32 years of industry experience. He has been with Ameriprise and its affiliate Ameriprise Financial Services, Inc. since 2005. Outside of his advisory role, he co-owns JDB Group LLC, a business that manages his Ameriprise practice. Ameriprise provides retirement-income planning services primarily for individuals with significant investable assets, combining research, modeling, and tax-efficiency analysis to develop tailored income strategies. As a large institutional firm, it offers a broad range of advisory, brokerage, and insurance solutions through affiliated entities.

Kimble Johnson is a financial advisor at LPL Enterprise with 41 years of industry experience. He holds a Series 63 designation and has worked at firms including Centaurus Financial, LPL Financial, and Waddell & Reed. Outside of his advisory role, Johnson is self-employed as a life, health, and accidental insurance agent and operates Virtual Pensions Group, Inc. LPL Enterprise provides investment advisory and brokerage services to individual and high-net-worth investors, retirement plans, and institutional clients. The firm’s investment approach is primarily model-driven, offering financial planning, access to third-party asset managers, and a wrap program, with notable involvement in non-securities services such as trust custody and affiliated insurance.

James Shircliff III is a financial advisor at Raymond James & Associates with 31 years of industry experience. He holds the Series 63 and Series 65 designations and has been with Raymond James since 2014. Raymond James & Associates is a large, dually registered broker-dealer and SEC-registered investment adviser overseeing approximately $501 billion in assets. The firm serves a wide range of clients, including individuals, institutions, pension plans, and municipal entities, offering financial planning and consulting services with a focus on non-discretionary relationships and diverse portfolio management strategies.

Marci Coots is a financial advisor at Morgan Stanley with 17 years of industry experience and holds a Series 66 designation. Her career includes tenure at Merrill Lynch, LPL Financial, and Wells Fargo Clearing, among other firms. Morgan Stanley Wealth Management serves both individual and institutional clients, offering a range of advisory programs with a focus on tailored financial planning supported by firm-approved tools and a structured discovery process.

Kelly Duerr is a financial advisor at Ameriprise with a Series 66 designation and one year of industry experience. Prior to joining Ameriprise, Duerr worked at Heaven Hill Brands, Home Grown Industries of Georgia (dba Mellow Mushroom), and Ruth's Hospitality Group, Inc. Ameriprise offers a retirement-income planning service designed for individuals nearing or in retirement with significant investable assets. The firm combines research, modeling, and tax-efficiency analysis to provide tailored, non-discretionary recommendations through a centralized consulting team.

Brandi Wiseman is a financial advisor at J.P. Morgan Securities with 12 years of industry experience. She holds Series 63 and Series 66 credentials and has been with J.P. Morgan Securities and JPMorgan Chase Bank since 2014. Outside of her advisory role, she is involved with Majestic Memories Travel, working as a travel planner. J.P. Morgan Securities primarily serves institutional clients and retirement plan sponsors, providing investment consulting and advisory services through its Institutional Consulting Services program. The firm combines quantitative asset-allocation modeling with centralized due diligence and applies an ESG eligibility framework in its recommendations.

Glenn Tucker is a CFP® professional with 27 years of industry experience, currently serving as a financial advisor at Ameriprise in Louisville, KY. He has worked with Ameriprise and its affiliated entities since 1998. Ameriprise provides a retirement-income planning service aimed at individuals approaching or in retirement who meet specific asset criteria, delivering written Recommendation Reports that address income sources, Social Security options, and tax-efficient withdrawal strategies. The firm combines research, modeling, and tax analysis to support its recommendations, with a focus on assets held in Ameriprise Managed Accounts.

James Tennill III is a financial advisor with Stifel in Louisville, KY, holding Series 63 and Series 65 licenses and bringing 26 years of industry experience. He has been with Stifel since 2007. Stifel serves a diverse client base including individuals, institutional clients, and municipal entities, offering brokerage and advisory services supported by a proprietary investment methodology developed by its Investment Strategy Group.

Carson Ebert is a financial advisor with Robert W. Baird & Co. in Louisville, KY, holding Series 63 and Series 65 credentials and five years of industry experience. Prior to joining Baird in 2021, he worked at Northwestern Mutual Investment Services LLC and Northwestern Mutual Life Insurance Company. Before entering the financial sector, he held roles at Designer Brands and Designer Shoe Warehouse. He is part of The DDK Group, a team within Baird’s Private Wealth Management practice that advises individuals, families, pensions, corporations, charitable organizations, and institutional clients. The group offers tailored financial planning and portfolio management services, utilizing a combination of in-house and third-party managers across a range of traditional and non-traditional investment strategies.