John Volpert is a financial advisor with Edward Jones in Louisville, KY. He holds Series 65 and Series 63 designations and has 13 years of industry experience. His prior roles include positions at Securities America Advisors, Securities America, Inc., and UBS Financial Services Inc. Edward Jones is a full-service wealth management firm serving individual and institutional clients with a range of advisory programs and investment solutions, supported by a large national network of advisors and branch offices.

Mason Morris Frey is a financial advisor with Equitable Advisors holding a Series 66 designation and has been with the firm since 2026. He has no prior industry experience before joining Equitable Advisors. Equitable Advisors serves a diverse client base including individual, high-net-worth, retirement plan, corporate, charitable, and institutional clients, providing financial planning, broker-dealer services, insurance distribution, and access to third-party asset management programs. The firm operates as both an SEC-registered investment adviser and broker-dealer, utilizing LPL-sponsored programs and endorsed third-party platforms to deliver advisory and brokerage solutions.

Lisa Clark is a financial advisor with Merrill in Louisville, KY, holding Series 63 and Series 65 licenses and bringing 34 years of industry experience. She has worked at Merrill since 2009 and at Bank of America, N.A. since 2017. Merrill provides managed account services to Bank of America fiduciary clients through the Select Portfolio Solutions program, offering model-based and discretionary investment strategies to a broad client base that includes individuals, high-net-worth clients, and corporate fiduciaries. The firm’s integration with Bank of America allows access to a wider range of products and services.

Alex Englund is a financial advisor with Robert W. Baird & Co. in Louisville, KY, holding a Series 66 designation and six years of industry experience. He previously worked at Edward Jones for five years and has experience with Ranir LLC and Grand Valley State University. Alex is part of The DDK Group, a team within Baird’s Private Wealth Management department that serves individuals, corporate clients, pensions, and charitable organizations. The firm offers a range of services including financial planning, portfolio management, and custody, utilizing both manager-traded and model-traded strategies alongside tax management and direct indexing.

Alexander Blair is a financial advisor at Morgan Stanley with eight years of industry experience. He previously worked at Northwestern Mutual Investment Services LLC and Northwestern Mutual Life Insurance Company before joining Morgan Stanley in 2018. Outside of his advisory role, Blair serves as an assistant golf coach at Trinity High School in Louisville, KY. Morgan Stanley Wealth Management is an SEC-registered investment adviser and broker-dealer serving both individual and institutional clients. The firm offers tailored financial planning and a wide range of advisory programs supported by structured planning tools and investment research.

Paul Pippin is a financial advisor at Ameriprise in Louisville, KY, with 11 years of industry experience. He holds the Series 66 designation and has been with Ameriprise and its affiliate since 2012. He owns and manages Pippin Pippin & Company, the business entity through which he operates his Ameriprise practice. Ameriprise is a large institutional firm offering a retirement-income planning service aimed at individuals approaching or in retirement who meet specific eligibility criteria. The firm provides advisory, brokerage, and insurance solutions through affiliated entities, using a centralized consulting team and a combination of research, modeling, and tax-efficiency analysis to develop tailored retirement income recommendations.

David Randles Jr. is a financial advisor with Wells Fargo Clearing in Louisville, KY, holding Series 63 and Series 66 licenses and bringing five years of industry experience. His work history includes roles at Wells Fargo Advisors, Bankers Life Securities, JP Morgan Chase Bank, and Wells Fargo Bank. Outside of his advisory work, he has had ownership in a rental property. Wells Fargo Clearing provides retirement plan consulting services to qualified ERISA and non-qualified deferred compensation plans, offering both discretionary and non-discretionary options. The firm’s approach is IPS-driven and incorporates a broad range of financial products, including insurance-related vehicles and bank deposit sweep options.

Bryan Sperry is a financial advisor with Robert Baird & Co. in Louisville, KY, holding a Series 66 designation and 16 years of industry experience. He has worked at Robert Baird & Co. since 2019 and previously spent 10 years at J.J.B. Hilliard, W.L. Lyons, LLC. He is part of The DDK Group, a team within Robert W. Baird & Co.’s Private Wealth Management practice that serves individuals, families, pensions, corporations, and institutional clients. The group provides customized financial planning and portfolio management services, utilizing a range of investment strategies including separately managed accounts and overlay services.

Jeffrey Schriner is a CFP® with 27 years of industry experience, currently affiliated with LPL Financial in Jeffersonville, IN. His prior roles include positions at Centra Credit Union, Cetera, Abound Credit Union, and CUNA Mutual Group. Outside of his advisory work, he is a business owner of Two Rivers Lodge LLC. LPL Financial is a national SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, banks, credit unions, corporations, and charitable organizations. The firm offers a range of financial planning and advisory programs with both discretionary and non-discretionary management options, supported by research and technology-driven investment strategies.

William Perrone is a financial advisor at Morgan Stanley in Louisville, KY, holding a Series 66 designation with two years of industry experience. Prior to joining Morgan Stanley, he worked at Western Kentucky University and has experience in educational roles. Morgan Stanley Wealth Management is an SEC-registered adviser and broker-dealer serving individual and institutional clients with a range of advisory programs, including tailored financial planning and estate strategies. The firm manages approximately $2.74 trillion in client assets and employs a structured planning process supported by proprietary tools and analysis.

Stephanie King is a financial advisor at Morgan Stanley with 25 years of industry experience. She holds Series 63 and Series 66 designations and has previously worked at Charles Schwab and related firms for over 20 years. Stephanie is based in Louisville, KY. Morgan Stanley Wealth Management serves individual and institutional clients with a wide range of advisory programs, including tailored financial planning. The firm manages approximately $2.74 trillion in client assets and employs a structured planning process supported by specialized tools and research.

Mathew Warner is a Series 66 licensed financial advisor with Edward Jones in Louisville, KY, where he has worked since 2007. He has 18 years of industry experience. Edward Jones is a full-service wealth management firm serving over four million individual and institutional clients. The firm offers a range of advisory programs and investment solutions, operating under a fiduciary standard with approximately $1.01 trillion in assets under management supported by a large nationwide network of advisors and branch offices.

Alaya Walker is a financial advisor at Equitable Advisors with five years of industry experience. She holds a Series 66 designation and has worked at Equitable Advisors since 2020. Prior to her current role, she was employed at Super Chefs and Parallon (NPAS). Outside of her advisory work, she assists with operating a mobile food truck business in Louisville, KY. Equitable Advisors serves individual investors, retirement plan sponsors, corporations, and charitable organizations by providing financial planning, retirement-plan support, and access to asset management through a range of third-party asset managers. The firm employs a hybrid referral and implementation model, offering both advisory and brokerage channels tailored to client goals and risk tolerance.

Orlando Allen is a Series 66-licensed financial advisor with LPL Financial in Louisville, KY, where he has worked since 2007. He has 25 years of industry experience. Outside of his advisory role, he is involved in residential home construction through a privately held business. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individual and institutional clients nationwide. The firm offers a broad range of advisory programs, retirement plan consulting, and brokerage services, utilizing both discretionary and non-discretionary management along with research-supported model portfolios and alternative strategies.

Grant Rohleder is a financial advisor with Robert W. Baird & Co. holding a Series 66 designation and three years of industry experience. His prior work includes roles at Baird Trust LLC and MCM CPAs and Advisors LLP. He is a member of two investment-related LLCs based in Louisville, where he manages bookkeeping for rental properties. He is part of the DDK Group at Robert W. Baird & Co., which serves individuals, families, pensions, corporations, and institutional clients with tailored financial planning and portfolio management services. The group offers a range of investment strategies and overlays, including discretionary management and specialized municipal advisory and public finance services.

Jonathan Carroll is a financial advisor at Ameriprise with a Series 66 designation and one year of industry experience. He joined Ameriprise in 2025 after attending the University of Kentucky and holding various roles in other businesses. Ameriprise Financial Services is a large, diversified advisory firm serving individual and institutional clients. The firm offers a specialized Premier Retirement Income service that provides written recommendation reports and ongoing retirement-income planning focused on dependable income sources and tax-aware withdrawal strategies.

Michael Saunders is a financial advisor with Cetera, holding Series 63 and Series 65 credentials and bringing 31 years of industry experience. He has worked at Cetera since 2019 and previously spent 25 years at Ameriprise Financial Services, Inc. He serves as a board member for his condominium association in Louisville, KY. Cetera Investment Advisers LLC supports a large network of independent advisors and serves a diverse client base, including individuals, retirement plans, corporate, charitable, and institutional accounts. The firm offers a variety of portfolio management and financial planning services through multiple program structures and affiliated third-party managers.

Alice Cameron Roth is a financial advisor with Stifel in Louisville, KY, holding Series 63 and Series 65 licenses and bringing 41 years of industry experience. She has been with Stifel Nicolaus & Co. Inc. since 2005. Stifel serves a diverse client base including individuals, institutional clients, and charitable organizations, offering brokerage and investment advisory services supported by proprietary investment analysis and allocation methodology developed by its Investment Strategy Group.

Mary Vetter is a financial advisor at Robert Baird & Co. with 37 years of industry experience. She holds Series 63 and Series 65 licenses and has worked at Robert Baird & Co. since 2019, following a long tenure at J.J.B. Hilliard, W.L. Lyons, Inc. and Hilliard Lyons Inc. beginning in 1984. She is part of The DDK Group, a team within Robert W. Baird & Co.’s Private Wealth Management practice that serves individuals, families, pensions, corporations, and charitable organizations. The group offers customized financial planning and portfolio management services using a range of investment strategies and overlays, including both traditional and non-traditional allocations.

Robert Kremer is a financial advisor at Stifel with 33 years of industry experience. He has been with Stifel since 1996 and holds Series 63 and Series 65 designations. Kremer serves on the Board of Directors for the St. Xavier High School Alumni Association in Louisville, KY. Stifel serves a diverse client base including individuals, institutional clients, and municipal entities, offering brokerage and investment advisory services supported by a proprietary investment strategy methodology developed by its Investment Strategy Group.