Alice Cameron Roth is a financial advisor with Stifel in Louisville, KY, holding Series 63 and Series 65 licenses and bringing 41 years of industry experience. She has been with Stifel Nicolaus & Co. Inc. since 2005. Stifel serves a diverse client base including individuals, institutional clients, and charitable organizations, offering brokerage and investment advisory services supported by proprietary investment analysis and allocation methodology developed by its Investment Strategy Group.

Mary Vetter is a financial advisor at Robert Baird & Co. with 38 years of industry experience. She holds Series 63 and Series 65 licenses and has worked at Robert Baird since 2019. Prior to that, she spent over three decades at Hilliard Lyons Inc. and J.J.B. Hilliard, W.L. Lyons, Inc. in Louisville, KY. Robert Baird & Co.’s DDK Group serves individuals, corporate clients, pension and profit-sharing plans, and charitable organizations, offering financial planning, portfolio management, and brokerage services. The firm combines manager-traded and model-traded strategies with internal research and utilizes both discretionary and non-discretionary approaches in its advisory work.

Robert Kremer is a financial advisor at Stifel with 33 years of industry experience. He has been with Stifel since 1996 and holds Series 63 and Series 65 designations. Kremer serves on the Board of Directors for the St. Xavier High School Alumni Association in Louisville, KY. Stifel serves a diverse client base including individuals, institutional clients, and municipal entities, offering brokerage and investment advisory services supported by a proprietary investment strategy methodology developed by its Investment Strategy Group.

Thomas Perrone is a financial advisor with Morgan Stanley in Louisville, KY, holding Series 63 and Series 65 credentials and bringing 33 years of industry experience. He has worked with Morgan Stanley Private Bank, N.A. since 2015 and Morgan Stanley Smith Barney LLC since 2009. Perrone serves in leadership roles on investment committees and advisory boards for several local educational and religious organizations, including Assumption High School, Ursuline Society Academy of Education Fund, St. Xavier High School, and the Archdiocese of Louisville. Morgan Stanley Wealth Management provides a broad range of advisory services to individuals and institutions, focusing on tailored financial planning supported by structured discovery and firm-approved tools. The firm manages approximately $2.74 trillion in client assets and offers comprehensive investment programs alongside institutional and retail solutions.

Adam Simon is a financial advisor with Mass Mutual Investors Services in Pewee Valley, KY, holding a Series 66 designation and 23 years of industry experience. He has been with MassMutual and its subsidiary MML Investors Services since 2002. Outside of his advisory work, he is the sole member and agent of Right Path Financial LLC, a firm involved in life and health insurance sales. Mass Mutual Investors Services, LLC is a broker-dealer and SEC-registered investment adviser that serves individuals, business owners, trusts, estates, charitable organizations, and employers. The firm provides ongoing financial planning, asset management, and educational seminars, using firm-approved software to analyze client goals and deliver written recommendations.

David Watkins Jr. is a financial advisor with Edward Jones in Louisville, KY, holding Series 63 and Series 66 designations and 23 years of industry experience. He has been with Edward Jones since 2002. Outside of his advisory role, he serves as the administrative president of a local investment club where members collaborate on stock investments. Edward Jones is a wealth management firm serving over four million individual and institutional clients, managing approximately $1.01 trillion in assets. The firm provides a range of advisory services including discretionary and non-discretionary strategies, separately managed accounts, and affiliated mutual funds, operating under a fiduciary standard with a nationwide network of over 23,700 advisors.

John Dicks is a financial advisor with Ameriprise in Louisville, KY, holding a Series 63 designation and 32 years of industry experience. He has been with Ameriprise and its affiliate Ameriprise Financial Services, Inc. since 2005. Outside of his advisory role, he co-owns JDB Group LLC, a business that manages his Ameriprise practice. Ameriprise provides retirement-income planning services primarily for individuals with significant investable assets, combining research, modeling, and tax-efficiency analysis to develop tailored income strategies. As a large institutional firm, it offers a broad range of advisory, brokerage, and insurance solutions through affiliated entities.

Kimble Johnson is a financial advisor at LPL Enterprise with 41 years of industry experience. He holds a Series 63 designation and has worked at firms including Centaurus Financial, LPL Financial, and Waddell & Reed. Outside of his advisory role, Johnson is self-employed as a life, health, and accidental insurance agent and operates Virtual Pensions Group, Inc. LPL Enterprise provides investment advisory and brokerage services to individual and high-net-worth investors, retirement plans, and institutional clients. The firm’s investment approach is primarily model-driven, offering financial planning, access to third-party asset managers, and a wrap program, with notable involvement in non-securities services such as trust custody and affiliated insurance.

James Shircliff III is a financial advisor at Raymond James & Associates with 31 years of industry experience. He holds the Series 63 and Series 65 designations and has been with Raymond James since 2014. Raymond James & Associates is a large, dually registered broker-dealer and SEC-registered investment adviser overseeing approximately $501 billion in assets. The firm serves a wide range of clients, including individuals, institutions, pension plans, and municipal entities, offering financial planning and consulting services with a focus on non-discretionary relationships and diverse portfolio management strategies.

Marci Coots is a financial advisor at Morgan Stanley with 17 years of industry experience and holds a Series 66 designation. Her career includes tenure at Merrill Lynch, LPL Financial, and Wells Fargo Clearing, among other firms. Morgan Stanley Wealth Management serves both individual and institutional clients, offering a range of advisory programs with a focus on tailored financial planning supported by firm-approved tools and a structured discovery process.

Kelly Duerr is a financial advisor at Ameriprise with a Series 66 designation and one year of industry experience. Prior to joining Ameriprise, Duerr worked at Heaven Hill Brands, Home Grown Industries of Georgia (dba Mellow Mushroom), and Ruth's Hospitality Group, Inc. Ameriprise offers a retirement-income planning service designed for individuals nearing or in retirement with significant investable assets. The firm combines research, modeling, and tax-efficiency analysis to provide tailored, non-discretionary recommendations through a centralized consulting team.

Brandi Wiseman is a financial advisor with J.P. Morgan Securities in New Albany, IN. She holds Series 63 and Series 66 designations and has 12 years of industry experience. In addition to her advisory role, she is involved with Majestic Memories Travel, a travel agency where she works as a contractor. J.P. Morgan Securities provides institutional consulting services to plan sponsors, corporations, endowments, and other institutional clients, focusing on written asset allocation advice, investment manager searches, and customized performance reporting within a non-discretionary program. The firm’s advisory process is supported by centralized due diligence combining quantitative screens and qualitative research and incorporates ESG factors in its eligible strategies.

Glenn Tucker is a financial advisor at Ameriprise with 28 years of industry experience. He holds the CFP® and Series 63 designations and has been with Ameriprise and its affiliated entities since 1998. Ameriprise Financial Services is a large, diversified advisory firm serving individual and institutional clients, offering a specialized Premier Retirement Income service focused on written retirement income planning and tax-aware withdrawal strategies.

James Tennill III is a financial advisor with Stifel in Louisville, KY, holding Series 63 and Series 65 licenses and bringing 26 years of industry experience. He has been with Stifel since 2007. Stifel serves a diverse client base including individuals, institutional clients, and municipal entities, offering brokerage and advisory services supported by a proprietary investment methodology developed by its Investment Strategy Group.

Carson Ebert is a financial advisor with Robert W. Baird & Co. in Louisville, KY, holding Series 63 and Series 65 credentials and five years of industry experience. Prior to joining Baird in 2021, he worked at Northwestern Mutual Investment Services LLC and Northwestern Mutual Life Insurance Company. Before entering the financial sector, he held roles at Designer Brands and Designer Shoe Warehouse. He is part of The DDK Group, a team within Baird’s Private Wealth Management practice that advises individuals, families, pensions, corporations, charitable organizations, and institutional clients. The group offers tailored financial planning and portfolio management services, utilizing a combination of in-house and third-party managers across a range of traditional and non-traditional investment strategies.

Tate Meriwether is a financial advisor at Morgan Stanley in Louisville, KY, holding a Series 66 license with one year of industry experience. Prior to joining Morgan Stanley, he held positions at Uber Eats and DoorDash and was affiliated with Western Kentucky University and Jefferson County High School. Morgan Stanley Wealth Management offers a broad range of advisory programs to individuals and institutions, focusing on tailored financial planning supported by structured discovery processes and firm-approved tools. The firm manages approximately $2.74 trillion in client assets and provides services that include but are not limited to financial planning, advisory, and institutional investment solutions.

Sara Southwick is a financial advisor at Raymond James & Associates with one year of industry experience. She holds the Series 66 designation and has prior experience with The PNC Financial Services Group and Ambition Fitness. Raymond James & Associates is a large, dually registered broker-dealer and SEC-registered investment adviser managing approximately $501 billion in assets. The firm serves individuals, institutional clients, and municipalities, offering financial planning, non-discretionary investment consulting, and municipal advisory services, supported by a nationwide adviser network.

J Patty is a financial advisor with Wells Fargo Clearing, holding Series 63 and Series 65 licenses and bringing 40 years of industry experience. He has worked at Wells Fargo Clearing since 2016. Wells Fargo Advisors is a national securities firm providing investment advisory services, financial planning, and retirement plan consulting to individual, corporate, and institutional clients. The firm offers both brokerage and advisory solutions and manages approximately $671 billion in assets.

John Pamplin is a financial advisor at Robert W. Baird & Co. with three years of industry experience. He holds a Series 66 designation and has worked at R.W. Baird since 2021. Prior to his advisory role, he had a brief tenure at Scott Lund Construction and completed extensive studies from 2012 to 2021. He is part of The DDK Group within Robert W. Baird’s Private Wealth Management practice, which serves individuals, families, pensions, corporations, and charitable organizations. The group offers customized financial planning, portfolio management, and a range of investment strategies including traditional and non-traditional allocations.

Anne Brandon is a financial advisor at Robert Baird & Co. in Louisville, KY, holding Series 63, 65, and 66 designations with 31 years of industry experience. Her prior roles include positions at J.J.B. Hilliard, W.L. Lyons, LLC and Morgan Stanley & Co. LLC. She is part of The DDK Group within Robert W. Baird & Co.’s Private Wealth Management department, which provides services to individuals, corporate and business clients, pensions, profit-sharing plans, and charitable organizations. The firm offers a variety of financial planning and portfolio management solutions, utilizing both manager-traded and model-traded strategies, along with tax-management and direct-indexing capabilities.