Bradley Poock is an investment advisor with Siebert AdvisorNXT, LLC, holding Series 63 and Series 65 licenses and bringing 32 years of industry experience. He has worked at Muriel Siebert & Co., Inc. since 2018 and previously at Stockcross Financial Services from 2012 to 2017. Outside of his advisory role, he is involved with Frosty Palm, a beverage company, contributing 15-20 hours per month without current financial compensation. Siebert AdvisorNXT provides investment advisory and portfolio management services primarily to individual and high-net-worth clients through a web-based platform that combines algorithmic portfolio construction with optional dedicated advisor support. The firm utilizes mean-variance optimization and offers both discretionary and non-discretionary account management, with access to third-party managers and unique program features such as a covered-call transition strategy.

Kathleen Chou is a financial advisor at Lifeworks Advisors, LLC with one year of industry experience. She holds Series 63 and Series 65 licenses and has been associated with Bright Advisers, LLC since 2010, currently serving as Operations Director. She is also a licensed insurance agent, dedicating a small portion of her time to insurance sales and implementation. Lifeworks Advisors serves individuals, high-net-worth clients, trusts, estates, charitable organizations, retirement plans, and businesses with discretionary wealth management, financial planning, and retirement plan advisory services. The firm integrates tax and accounting capabilities within its corporate group and employs a planning-based tranche approach combined with traditional risk models to manage portfolios using factor-based strategies, ETFs, and third-party managers.

Lee Bishop is a financial advisor with CreativeOne Wealth, LLC, holding a Series 65 credential and one year of industry experience. He has also worked as an attorney specializing in estate planning through Bishop and Bishop. Prior to entering financial advising, Bishop held roles in legal and public defense positions and the restaurant industry. CreativeOne Wealth, LLC provides fee-based asset management and financial planning services to individuals, corporations, and other RIAs. The firm manages primarily discretionary accounts using a combination of proprietary models and third-party managers, including tax-aware and ESG investment options.

Kamyar Kashfi is an investment advisor representative at Siebert AdvisorNXT, LLC with 28 years of industry experience. He has been with Stockcross Financial Services, Inc. since 2005. Kashfi holds the Series 63 and Series 65 designations. Siebert AdvisorNXT provides investment advisory and portfolio management services primarily to individual and high-net-worth clients through its web-based AdvisorNXT program, offering algorithmic portfolio construction combined with access to dedicated investment advisers and third-party managers. The firm’s approach includes mean-variance optimization portfolios implemented mainly with ETFs and ETNs, and it operates both discretionary and non-discretionary account management.

Charlotte Anten is a CFA® charterholder and holds a Series 63 license, currently working at Clifford Swan Investment Counselors with one year of industry experience. She previously worked at Northern Trust Company for nine years. Clifford Swan Investment Counselors provides investment supervisory and wealth-planning services to individuals, charitable institutions, foundations, corporate pension and profit-sharing plans, and business owners. The firm employs fundamental research to construct diversified portfolios and offers specialized services including private investment access and charitable trust administration.

David Bender is an Investment Advisor Representative at Siebert AdvisorNXT, LLC., with 43 years of industry experience. He has worked at Muriel Siebert & Co., Inc. since 2017 and at StockCross Financial Services since 2010. He holds Series 63 and Series 66 licenses. Siebert AdvisorNXT provides investment management primarily to individuals, high-net-worth clients, families, trusts, and certain business entities through a web-based wealth management platform. The firm employs an algorithmic approach based on Modern Portfolio Theory to construct portfolios using low-cost ETFs and ETNs, and offers a mix of discretionary and non-discretionary account management.

Chan Young Lee is a financial advisor with Diversify Advisory Services, LLC, holding a Series 65 designation and beginning his advisory career in 2026. He has prior experience at KLK Capital Management and M. S. HOWELLS & Co. from 2017 onward. Diversify Advisory Services is an SEC-registered firm serving individuals, corporations, retirement plans, trusts, foundations, and small business owners. The firm employs a tactical diversification and individualized asset allocation approach, offering a variety of portfolio management and consulting services tailored to client goals and risk tolerance.

Amy Gilbert is a financial advisor with RBC Securities, Inc., holding Series 63 and Series 65 credentials and 29 years of industry experience. She previously worked at City National Securities, Inc., Hightower, Charles Schwab, and Fidelity, among other firms. Outside of her advisory work, she is involved in managing rental property with her family. RBC Securities, Inc. offers wealth management and brokerage services to individuals, trusts, estates, IRAs, and retirement plans through its wrap-fee investment advisory program. The firm integrates investment management through its affiliated sub-advisor RBC Rochdale and is part of a broad financial services group affiliated with a bank and other financial entities.

Charles Lazzaro is a financial advisor with Wedbush Securities Inc. in Pasadena, CA, holding Series 63 and Series 66 credentials and possessing 55 years of industry experience. He has been with Wedbush Morgan Securities since 2008. Wedbush Securities serves a diverse range of clients, including individual and high-net-worth investors, foundations, and institutional clients, offering brokerage and SEC-registered investment advisory services across multiple asset classes. The firm combines broker-dealer, capital markets, custody, clearing, and prime services functions, managing approximately $5.68 billion in regulatory assets under management.

Kevin Luu is a financial advisor at Lifeworks Advisors, LLC with 10 years of industry experience. He holds Series 63 and Series 65 licenses and has worked at Lifeworks Advisors and its predecessor Bright Advisers since 2017, as well as at Pih Investments, LLC. Lifeworks Advisors serves individuals, high-net-worth clients, trusts, estates, charitable organizations, retirement plans, and businesses, offering discretionary wealth management, financial planning, and retirement plan advisory services. The firm combines a planning-based tranche approach with a traditional risk-based model and employs factor-based and smart-beta equity strategies, ETFs, options, and third-party managers, along with integrated tax and accounting capabilities through affiliated entities.

Ramon Ramos is a CFP® professional at RBC Securities, Inc with one year of industry experience. He previously worked at LPL Financial, D. A. Davidson & Co., and California Capital Management. Ramos has a diverse work background including roles outside of finance, such as positions at FedEx Express and Jacobs Engineering. RBC Securities, Inc. provides wealth management and brokerage services to individuals, trusts, estates, and retirement plans through its wrap-fee investment advisory program. The firm delegates portfolio management to an affiliated sub-advisor and offers integrated financial services within a bank-affiliated group.

Vibhore Bhaskar is a financial advisor with RBC Securities, Inc. based in Los Angeles, CA, holding CFP® and Series 66 credentials and bringing 20 years of industry experience. He has been with City National Bank since 2007. Outside of his advisory work, he owns and manages rental properties through his single-member LLC. RBC Securities, Inc. offers wealth management and brokerage services to individuals, trusts, estates, IRAs, and retirement plans, utilizing a wrap-fee investment advisory program with portfolio management delegated to an affiliated sub-advisor. The firm is distinguished by its integration within a broad financial services group affiliated with a bank and related entities.

Monica Baier is a CFA® charterholder with five years of industry experience. She is currently with Everett Harris & Co., where she has worked since 2008. Everett Harris & Co. provides discretionary and non-discretionary investment management services to individuals, corporations, pension and profit-sharing plans, charitable institutions, foundations, and endowments. The firm employs a fundamental analysis and buy-and-hold approach, managing a diverse portfolio that includes U.S. and foreign equities, fixed income, commodities, and options.

Peter Sentance is a financial advisor with On Investment Management Company in Los Angeles, CA, holding the ChFC® designation and Series 63 license. He has 43 years of industry experience and has worked at firms including Ohio National Financial Services and Cambridge Investment Research Advisors. He serves as Chair of the board for Southern California Jr. Cricket in America, a nonprofit focused on charity fundraising and tournament coordination. On Investment Management Company provides financial planning and investment advisory services to a diverse client base, including individual investors, charitable organizations, businesses, and retirement plan sponsors. The firm offers a combination of fee-based planning, third-party investment programs, and both discretionary and non-discretionary managed account options.

John Diciaccio is a financial advisor at Snowden Capital Advisors LLC with 42 years of industry experience. He holds Series 63 and Series 65 licenses and has been with Snowden Capital Advisors since 2012. Snowden Capital Advisors LLC serves a diverse client base including high-net-worth individuals, family offices, foundations, pension plans, endowments, and other institutional clients, offering portfolio management, investment consulting, and financial planning services with a multi-team approach.

Geoffrey Grimsdale is a financial advisor with Encompass More Asset Management LLC who holds a Series 66 license and has two years of industry experience. His prior roles include positions at Ameriprise Financial Services LLC, Armanino LLP, and Cetera Advisors. Outside of advising, he is president and owner of Grimsdale Financial Solutions, a tax preparation and accounting business serving individuals and small business owners. Encompass More Asset Management LLC provides discretionary portfolio management, financial planning, and retirement-platform model services primarily to individual and high-net-worth clients. The firm uses model-based strategies combining proprietary and third-party sub-advisers, offering access to a range of investment options including equities, fixed income, alternative assets, and digital-asset related exposures.

Michael Taila is a financial advisor at Jefferies Investment Advisers LLC with 13 years of industry experience. He holds the Series 66 designation and previously worked at Rochdale Investment Management, Rim Securities LLC, and City National Bank. Jefferies Investment Advisers LLC offers fee-based financial planning services to individuals, trusts, estates, foundations, charitable organizations, and businesses. The firm employs a customized, collaborative planning process and uses third-party software and simulations to support its financial planning, while keeping its fiduciary planning separate from implementation and execution services.

Oleg Katrikh is an investment advisor at Blackridge Asset Management, LLC with 29 years of industry experience. He holds Series 63 and Series 66 licenses and previously worked for Gold Coast Securities, Inc. for 20 years. Outside of his advisory role, Katrikh serves as president of an insurance agency and is the executive director of operations for Retirement Benefits Consulting, LLC. Blackridge Asset Management provides personalized financial planning, asset management, and consulting services to individuals, high-net-worth clients, pension and profit-sharing plans, trusts, and small businesses. The firm employs a client-driven investment process utilizing model portfolios, third-party managers, and a multiphase due diligence approach.

Neda Kanani is a Series 65-licensed financial advisor at Kinetic Investment Management, Inc. with seven years of industry experience. She also serves as a licensed insurance agent through Kanani Advisory Group Inc., an insurance services and investment advisory firm she has been involved with for over a decade. Kinetic Investment Management serves individuals, pension plans, and business entities with portfolio management, financial planning, and sub-advisory services. The firm employs a multidisciplinary investment approach with an emphasis on long-term trading and may include higher-risk or illiquid investments when suitable.

Rafael Pando is a financial advisor with RBC Securities, Inc., holding Series 63 and Series 66 credentials and 22 years of industry experience. His career includes roles at City National Securities, City National Bank, and Wells Fargo Affiliates. RBC Securities, Inc. provides wealth management and brokerage services to individuals, trusts, estates, IRAs, and retirement plans through its wrap‑fee investment advisory program, with investment management delegated to an affiliated sub‑advisor that implements diversified portfolios on a discretionary basis.