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Kotchi P
Series 66
Roseville, MN
LPL Financial
Kotchi Prosper is a financial advisor with LPL Financial, holding a Series 66 designation and 24 years of industry experience. He has worked at LPL Financial since 2022 and also maintains a long-term affiliation with Cuna Brokerage Services, Inc. since 2008. Prosper serves as a director at Affinity Plus Federal Credit Union. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, banks, credit unions, corporations, and charitable organizations through a national network of investment adviser representatives. The firm offers a range of advisory programs, financial planning, retirement consulting, and brokerage services, utilizing both discretionary and non-discretionary management supported by model portfolios and research.
Luke J
Series 66
Minneapolis, MN
RBC Capital Markets
Luke Johansen is a financial advisor with RBC Capital Markets in Minneapolis, MN, holding a Series 66 designation and 10 years of industry experience. He has been with RBC Capital Markets since 2011. RBC Wealth Management, a division of RBC Capital Markets, LLC, serves a diverse client base including individual investors, institutions, corporations, and charitable organizations. The firm offers various wrap fee advisory programs with tailored investment strategies and a range of portfolio management and financial planning services.
Nathaniel H
Series 63, Series 65
Minneapolis, MN
RBC Capital Markets
Nathaniel Hoch is a financial advisor at RBC Capital Markets with 13 years of industry experience. He holds Series 63 and Series 65 licenses and has worked at firms including City National Bank and U.S. Bancorp Investments. Outside of his advisory role, he serves on the board of BestPrep, a foundation focused on financial literacy education, and is involved with the Finnish American Cultural Activities nonprofit organization. RBC Wealth Management, a division of RBC Capital Markets, serves a diverse client base including individual investors, institutions, and charitable organizations. The firm provides tailored investment advisory programs with options for discretionary and non-discretionary portfolio management, incorporating both in-house and third-party managers and offering integrated capital markets capabilities.
Jack P
Series 66
Minneapolis, MN
RBC Capital Markets
Jack Prudente is a financial advisor at RBC Capital Markets in Minneapolis, MN, holding a Series 66 designation with one year of industry experience. His prior roles include positions at John Hancock and Peloton Consulting Group, with a background spanning finance and consulting. RBC Wealth Management, a division of RBC Capital Markets, serves a diverse client base including individual investors, institutions, corporations, and charitable organizations. The firm offers a range of advisory programs with tailored strategies implemented through in-house and third-party managers, providing portfolio management, financial planning, custody, and brokerage services.
Gretchen Z
Series 63, Series 65
Minneapolis, MN
RBC Capital Markets
Gretchen Zigman is a financial advisor at RBC Capital Markets with 32 years of industry experience. She holds Series 63 and Series 65 licenses and has worked previously at Wells Fargo Clearing and Wells Fargo Advisors LLC. RBC Wealth Management, a division of RBC Capital Markets, serves a diverse client base including individual investors, institutions, corporations, and charitable organizations. The firm offers a variety of advisory programs with customized investment strategies implemented through internal and third-party managers, supporting discretionary and non-discretionary portfolio management and financial planning services.
Marques B
Series 66
Brooklyn Center, MN
Merrill
Marques Barnes is a financial advisor at Merrill with a Series 66 designation and one year of industry experience. His prior work experience includes roles at Bank of America, N.A. and various positions in logistics and automotive sectors. Merrill, together with its affiliate Managed Account Advisors LLC, provides managed account services to Bank of America fiduciary clients through the Select Portfolio Solutions Program. The firm offers model-based and discretionary investment strategies and serves individuals, high-net-worth clients, pension plans, corporations, and charitable organizations.
Michael M
Series 66
New Brighton, MN
Ameriprise
Michael Murray is a financial advisor with Ameriprise in New Brighton, MN. He holds a Series 66 designation and began his advisory career in 2025. Prior to his current role, he has been involved with Wilson Golf Group since 2021. Ameriprise offers a retirement-income planning service focused on clients with significant investable assets, combining research, modeling, and tax-efficient strategies to provide tailored income recommendations. The firm serves individuals approaching or in retirement and integrates algorithmic tools alongside advisor input in its planning approach.
Robert K
Series 63, Series 65
Arden Hills, MN
Equitable Advisors
Robert Korluka is a financial advisor at Equitable Advisors with eight years of industry experience. He holds Series 63 and Series 65 licenses and has previously worked at Axa Advisors, LLC, River Valley Athletic Club, Midwest Fitness Co., and Courage Kenny Rehabilitation Institute. Equitable Advisors serves a diverse client base including individual, high-net-worth, retirement plan, corporate, charitable, and institutional clients. The firm provides financial planning, broker-dealer services, insurance distribution, and access to third-party asset management programs, working extensively through program sponsors and third-party managers to deliver advisory and brokerage solutions.
Erica D
Series 66
Minneapolis, MN
RBC Capital Markets
Erica Dirkes is a financial advisor with RBC Capital Markets in Minneapolis, MN, holding a Series 66 designation and seven years of industry experience. She previously worked at Mindful Time Coaching LLC for three years and has been with RBC Capital Markets since 2014. RBC Wealth Management, a division of RBC Capital Markets, LLC, serves a diverse client base including individual investors, institutions, corporations, and charitable organizations. The firm offers a range of advisory programs and tailors investment strategies based on each client’s risk profile, utilizing both in-house and third-party managers.
Steven C
Series 63, Series 65
Minneapolis, MN
RBC Capital Markets
Steven Culbert is a financial advisor at RBC Capital Markets with 22 years of industry experience. He holds Series 63 and Series 65 designations and previously worked at Merrill Lynch from 2008 to 2017 before joining RBC in 2017. Outside his advisory role, he is a passive investor in an investment vehicle, TMS, LLC. RBC Wealth Management serves a diverse client base including individual investors, institutional clients, pension and profit-sharing plans, corporations, and charitable organizations. The firm offers various wrap fee advisory programs and employs tailored investment strategies implemented through a combination of in-house and third-party managers.
Gordon D
CFP®, Series 63
New Brighton, MN
OSAIC
Gordon Defiel is a financial advisor at OSAIC with two years of industry experience. He holds the CFP® and Series 63 designations. Prior to his current role, he has worked at firms including Gradient Financial Group and First Resource Group. Outside of advisory work, he provides life insurance and fixed annuities to clients through his role as an insurance agent. OSAIC serves a diverse client base including individuals, high-net-worth investors, institutional clients, and charitable organizations. The firm offers a wide range of advisory and brokerage services, utilizing asset-allocation tools and third-party platforms to manage portfolios across various asset classes.
Darcy F
Series 66
Minneapolis, MN
RBC Capital Markets
Darcy Frederickson is a financial advisor at RBC Capital Markets in Minneapolis, MN, holding a Series 66 credential. He began his career in 1998 at U.S. Bank, where he worked for 27 years before joining RBC Capital Markets in 2025. RBC Wealth Management, a division of RBC Capital Markets, serves a broad range of clients including individual investors, institutions, and charitable organizations. The firm offers various advisory programs with discretionary and non-discretionary portfolio management, tailoring strategies to clients' risk profiles and utilizing both in-house and third-party investment managers.
Cynthia S
Series 63, Series 65
Minneapolis, MN
RBC Capital Markets
Cynthia Stacy is a financial advisor at RBC Capital Markets with 23 years of industry experience. She holds Series 63 and Series 65 licenses and has worked previously at Voya Financial Partners and ReliaStar Financial. RBC Wealth Management, a division of RBC Capital Markets, serves individual and institutional clients, offering advisory programs with discretionary and non-discretionary portfolio management, financial planning, and brokerage services. The firm employs tailored investment strategies through a combination of in-house and third-party managers, with options for tax management and responsible investing.
Michael K
Series 63, Series 66
Minneapolis, MN
RBC Capital Markets
Michael Kriegler is a financial advisor with RBC Capital Markets in Minneapolis, MN, holding Series 63 and Series 66 designations and bringing 17 years of industry experience. Prior to joining RBC in 2021, he worked at Wells Fargo Clearing and Wells Fargo Advisors. RBC Wealth Management, a division of RBC Capital Markets, serves a diverse client base including individual investors, institutions, corporations, and charitable organizations. The firm offers a range of advisory programs with tailored investment strategies implemented through both in-house and third-party managers, supported by RBC’s extensive capital-markets capabilities.
Brian K
Series 66
Minneapolis, MN
RBC Capital Markets
Brian Knuttila is a financial advisor at RBC Capital Markets with nine years of industry experience. He holds the Series 66 designation and has previously worked at Wells Fargo Clearing Services and Wells Fargo Bank N.A. for a combined 20 years. RBC Wealth Management, a division of RBC Capital Markets, serves individual investors, institutional clients, pension and profit-sharing plans, corporations, and charitable organizations. The firm offers multiple wrap fee advisory programs with discretionary and non-discretionary portfolio management and tailors strategies to each client’s Advisory Risk Profile using a combination of in-house and third-party investment managers.
Anthony H
Series 66
Minneapolis, MN
RBC Capital Markets
Anthony Hulsebus is a financial advisor with RBC Capital Markets in Minneapolis, MN, holding a Series 66 designation and 11 years of industry experience. He previously worked at Bank of America and Merrill. Outside of his advisory role, he is the owner of Dominion Ministries International, a nonprofit that educates the public on topics related to the Christian faith. RBC Wealth Management serves a broad range of clients, including individuals, institutions, and charitable organizations, offering tailored investment strategies through various advisory programs that combine discretionary and non-discretionary portfolio management with financial planning and brokerage services.
Polly D
Series 63
White Bear Lake, MN
Primerica Advisors
Polly Dedrick is a financial advisor with Primerica Advisors in White Bear Lake, MN, holding a Series 63 designation and 17 years of industry experience. She has been with Primerica Advisors since 2008 and Primerica Financial Services since 2007. Outside of her advisory role, Dedrick is involved as Vice President of a general contracting and handyman services business and is a self-employed musician. Primerica Advisors provides discretionary asset management through its Lifetime Investment Program, offering model-delivery strategies and selectively managed accounts primarily for individual and high-net-worth clients. The firm curates third-party asset managers and uses a wrap-fee structure for its services.
Alicia L
Series 63, Series 65
Minneapolis, MN
RBC Capital Markets
Alicia Luther is a financial advisor at RBC Capital Markets with 13 years of industry experience. She has been with RBC Capital Markets since 2009 and has a background including long-term involvement with Partners In Community Supports. Luther serves on the advisory board of Best Buddies in Minnesota, an organization focused on enhancing the lives of people with intellectual and developmental disabilities. RBC Wealth Management, a division of RBC Capital Markets, provides financial planning, portfolio management, and brokerage services to individual, institutional, and charitable clients. The firm customizes investment strategies based on client risk profiles and offers a range of advisory programs that combine in-house and third-party investment management.
Eric H
Series 66
Lake Elmo, MN
Thrivent Investment Management
Eric Hansen is a financial advisor with Thrivent Investment Management in Lake Elmo, MN, holding a Series 66 designation and 18 years of industry experience. He has been with Thrivent Financial For Lutherans and Thrivent Investment Management since 2009. Thrivent Investment Management provides Dedicated Planning Services to individuals, families, businesses, and nonprofit clients through a network of Financial Advisors. The firm offers holistic, goal-based planning that covers topics such as retirement, income tax, estate, business continuation, divorce, and special needs planning, without discretionary trading authority or institutional portfolio management.
Lisa M
Series 63, Series 65
Minneapolis, MN
RBC Capital Markets
Lisa Murray is a financial advisor with RBC Capital Markets in Minneapolis, MN, holding Series 63 and Series 65 licenses and bringing 29 years of industry experience. Her prior roles include positions at Wells Fargo Clearing and Wells Fargo Advisors LLC. RBC Wealth Management, a division of RBC Capital Markets, LLC, serves a diverse client base including individual investors, institutions, corporations, and charitable organizations. The firm offers a variety of advisory programs with customizable portfolio management and financial planning services, utilizing both in-house and third-party investment managers.
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