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Aaron H

Series 66

Memphis, TN

Raymond James & Associates

Aaron Hickman is a financial advisor at Raymond James & Associates with 21 years of industry experience. He has been with Raymond James since 2012 and holds a Series 66 designation. Raymond James & Associates is a large broker-dealer and SEC-registered investment adviser managing approximately $501 billion in assets. The firm serves a diverse client base including individuals, institutions, and charitable organizations, offering financial planning, non-discretionary investment consulting, and institutional fiduciary services.

General retirement planning Retirement income strategy Business succession planning Founder/Business Owner Executive
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Cynthia M

Series 63, Series 65

Memphis, TN

UBS Financial Services

Cynthia Martin is a financial advisor at UBS Financial Services with 26 years of industry experience. She has been with UBS since 2003 and holds Series 63 and Series 65 licenses. UBS Financial Services serves individual, corporate, and institutional clients by combining brokerage and advisory offerings, utilizing proprietary research and model-based asset allocations to tailor investment plans to clients' goals and risk tolerances. The firm operates both as an investment adviser and broker-dealer, providing a range of capital markets services alongside wealth management.

General retirement planning Cash flow / budgeting Equity compensation tax strategy Executive Founder/Business Owner Mid-Career Professionals Approaching retirement
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David R

Series 63, Series 65

Memphis, TN

Raymond James & Associates

David Rains Jr. is a financial advisor with Raymond James & Associates in Memphis, TN, holding Series 63 and Series 65 licenses and bringing 39 years of industry experience. He has been with Raymond James & Associates since 2013. Previously, he served as a director on the board of Crittenden County Hospital from 2009 to 2014. Raymond James & Associates is a large broker-dealer and SEC-registered investment adviser managing approximately $501 billion in assets. The firm serves a diverse client base, including individuals, institutions, and municipal entities, and offers tailored financial planning and consulting services supported by a wide range of portfolio management strategies and affiliated research.

General retirement planning Retirement income strategy Business succession planning Founder/Business Owner Executive
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Benjamin T

Series 66

Memphis, TN

Ameriprise

Benjamin Terhune is a financial advisor at Ameriprise with two years of industry experience and holds the Series 66 designation. Prior to joining Ameriprise, he was the owner of Owner's Box Sports Grill and has held roles at Damon-Marcus Co., FedEx World Hub, and Huey's Restaurants. Ameriprise Financial Services is a large, diversified firm serving individual and institutional clients, offering specialized retirement income planning through its Ameriprise Premier Retirement Income service, which provides written recommendations and ongoing advice focused on dependable income and tax-aware withdrawal strategies.

Retirement income strategy Income planning Social Security optimization Retirement withdrawal strategies Approaching retirement
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John M

Series 63

Memphis, TN

Mass Mutual Investors Services

John Mcdowell is a financial advisor with Mass Mutual Investors Services in Memphis, TN. He holds a Series 63 designation and has 27 years of industry experience, all with MML Investors Services and MassMutual since 1999. In addition to his advisory role, he is involved in life and health insurance sales through separate business activities. MML Investors Services, LLC is a broker-dealer and SEC-registered investment adviser that serves individuals, business owners, trusts, estates, charitable organizations, and employers. The firm offers financial planning, asset management, and educational seminars, using firm-approved software to analyze client goals and provide written recommendations.

Divorce financial planning General estate planning guidance Multi-generational wealth transfer Cash flow / budgeting Founder/Business Owner Attorney Executive Married/Couples/Partners Divorced
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Milton S

Series 63

Memphis, TN

STIFEL

Milton Smylie Jr. is a financial advisor at Stifel with 54 years of industry experience and holds the Series 63 designation. He has been with Stifel since 2009. Outside of his advisory role, he serves on the Board of Directors for the West Tennessee Area Council of the Boy Scouts of America. Stifel serves a broad range of clients, including individuals, institutions, and charitable organizations, providing brokerage and investment advisory services supported by a proprietary investment methodology developed by its Investment Strategy Group.

General retirement planning Income planning
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Charles M

Series 66

Memphis, TN

Raymond James & Associates

Charles Myers is a financial advisor at Raymond James & Associates with 24 years of industry experience. He holds the Series 66 designation and has been with Raymond James since 2013. Myers serves on the boards of the University of Arkansas Alumni Association and ASU Mid-South Foundation, both of which focus on raising funds for student scholarships. He is also a partner and treasurer of a recreational hunting property club. Raymond James & Associates is a large firm offering brokerage and advisory services to a diverse client base, including individuals, institutions, and municipal entities. The firm provides tailored financial planning and investment consulting, drawing on multiple portfolio management styles and affiliated research, and is notable for its municipal advisory services and comprehensive affiliate network.

General retirement planning Retirement income strategy Business succession planning Founder/Business Owner Executive
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James W

Series 63, Series 65

Memphis, TN

UBS Financial Services

James Webb is a financial advisor at UBS Financial Services in Memphis, TN, holding Series 63 and Series 65 credentials with five years of industry experience. Prior to joining UBS in 2025, he worked at Hardy Reed, LLC for four years and served two terms at the United States Attorney's Office. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, combining institutional trading capabilities with wealth management services supported by proprietary research and model-based asset allocations.

General retirement planning Cash flow / budgeting Equity compensation tax strategy Executive Founder/Business Owner Mid-Career Professionals Approaching retirement
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Paul M

Series 66

Marion, AR

LPL Financial

Paul Mc Cutchen III is a financial advisor at LPL Financial with 17 years of industry experience. He holds a Series 66 designation and previously worked at Edward Jones for 13 years before joining LPL Financial. Outside of his advisory role, he is a co-owner of McCutchen Enterprises, an equestrian business in Marion, Arkansas. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, banks, corporations, and charitable organizations through a national network of investment adviser representatives. The firm offers a range of financial planning and advisory programs, including discretionary and non-discretionary management, supported by research and model portfolios from internal and third-party sources.

College savings (529s, UTMA, etc.) Retirement income strategy General retirement planning Wealth management General estate planning guidance Founder/Business Owner
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Stanley J

Series 63

Memphis, TN

Raymond James & Associates

Stanley Jones is a financial advisor with Raymond James & Associates in Memphis, TN, holding a Series 63 designation and 34 years of industry experience. He has been with Raymond James & Associates since 2013. Outside of his advisory role, he serves as a non-paid board member of the Mississippi State Marketing Advisory Board and owns an agricultural property called The Bell Farm. Raymond James & Associates is a large dually registered broker-dealer and SEC-registered investment adviser managing approximately $501 billion in assets, serving a diverse client base including individuals, institutions, and municipal entities. The firm provides tailored financial planning, advisory services, and institutional consulting, supported by extensive firm research and multiple portfolio management strategies.

General retirement planning Retirement income strategy Business succession planning Founder/Business Owner Executive
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Courtney D

Series 65, Series 63

Memphis, TN

Raymond James & Associates

Courtney Dunleavy is a financial advisor at Raymond James & Associates with seven years of industry experience. She holds Series 65 and Series 63 licenses and has been with Raymond James since 2016. Prior to this, she worked at Charming Charlies in 2017. Raymond James & Associates is a large, dually registered broker-dealer and SEC-registered investment adviser managing approximately $501 billion in assets. The firm serves a wide range of clients, including individuals, institutions, and municipal entities, offering financial planning, non-discretionary investment consulting, and municipal advisory services.

General retirement planning Retirement income strategy Business succession planning Founder/Business Owner Executive
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Johathan C

Series 63

Memphis, TN

Cetera

Johathan Chandler is a Series 63-licensed financial advisor with 28 years of industry experience. He is currently with Cetera and has held prior roles at Avantax affiliated firms for over two decades. Outside of his advisory work, Chandler owns and operates tax preparation and accounting businesses. Cetera Investment Advisers LLC is an SEC-registered firm serving a broad client base that includes individuals, retirement plans, corporate, charitable, and institutional accounts. The firm offers a multi-manager platform with a range of portfolio management and financial planning services delivered through a nationwide network of over 10,000 advisors.

Wealth management Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Founder/Business Owner Executive
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Jerry M

Series 63

Germantown, TN

Wells Fargo Advisors

Jerry Mcewen is a financial advisor with Wells Fargo Advisors in Germantown, TN, holding a Series 63 designation and 42 years of industry experience. He has been with Wells Fargo in various capacities since 2009. Outside of advisory work, he is involved in a wealth management firm, Solutions Wealth Management, LLC. Wells Fargo Advisors Financial Network is a broker-dealer and registered investment adviser serving individuals, trusts, and institutional clients. The firm offers a broad range of financial planning and investment services, using proprietary research and tools to develop client recommendations.

Divorce financial planning Planning for children with special needs Business exit / sale strategy Cash flow / budgeting Founder/Business Owner
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Travis L

Series 66

Memphis, TN

LPL Financial

Travis Lemonte is a financial advisor at LPL Financial with 18 years of industry experience. He holds the Series 66 designation and has previously worked at First Horizon, Cetera Investment Services, and Regions Bank. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, financial institutions, corporations, and charitable organizations nationwide. The firm provides a range of advisory programs, financial planning, and brokerage services, offering both discretionary and non-discretionary management supported by research and model portfolios.

College savings (529s, UTMA, etc.)
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Wes P

Series 63

Memphis, TN

Cetera

Wes Parker is a financial advisor at Cetera with 28 years of industry experience. He holds a Series 63 designation and has previously worked at Avantax Investment Services, INC. for 29 years. Outside of his advisory role, Parker serves as president of Forever Young Veterans Inc., volunteering to accompany World War II veterans on trips to historic battlefields. Cetera Investment Advisers LLC is a nationwide SEC-registered firm serving individual, retirement plan, corporate, charitable, and institutional clients. The firm offers a variety of portfolio management and financial planning services through a multi-manager platform, supporting both discretionary and non-discretionary account strategies.

Wealth management Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Founder/Business Owner Executive
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Chelsey F

Series 63, Series 65

Memphis, TN

LPL Financial

Chelsey Fairchilds is a financial advisor at LPL Financial with 15 years of industry experience. She holds Series 63 and Series 65 designations and has previously worked at First Horizon Advisors, Inc., Alluvion Investments, LLC, and Alluvion Securities. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, banks, corporations, and charitable organizations. The firm offers a range of financial planning and advisory programs, including model portfolios and research from multiple sources, and provides both discretionary and non-discretionary management options.

College savings (529s, UTMA, etc.)
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John M

Series 63

Memphis, TN

Raymond James & Associates

John Maiden is a financial advisor with Raymond James & Associates in Memphis, TN, holding a Series 63 designation and 28 years of industry experience. He has been with Raymond James & Associates since 2013. Raymond James & Associates, Inc. is a large broker-dealer and SEC-registered investment adviser managing approximately $501 billion in assets. The firm serves a diverse client base including individuals, institutions, pension plans, and charitable organizations, offering a range of financial planning and investment consulting services supported by nationwide advisers and affiliated research.

General retirement planning Retirement income strategy Business succession planning Founder/Business Owner Executive
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Curtis K

Series 63, Series 65

Memphis, TN

Raymond James & Associates

Curtis Keough Jr. is a financial advisor with Raymond James & Associates, holding Series 63 and Series 65 credentials and bringing 41 years of industry experience. He has been with Raymond James & Associates since 2004. Raymond James & Associates is a large, dually registered broker-dealer and SEC-registered investment adviser managing approximately $501 billion in assets. The firm serves a diverse client base including individuals, institutions, charitable organizations, and government entities, offering financial planning, non-discretionary investment consulting, and institutional fiduciary solutions.

General retirement planning Retirement income strategy Business succession planning Founder/Business Owner Executive
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Laurence P

Series 66

Memphis, TN

LPL Financial

Laurence Plummer, Jr is a Series 66-credentialed financial advisor with 13 years of industry experience, currently with LPL Financial since 2022. He previously worked at Royal Alliance Associates, Inc. and Jhfn Sii. Plummer serves on the board of Love Fellowship Ministries, a nonprofit organization in Memphis, TN. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, institutions, and charitable organizations through a national network of investment adviser representatives. The firm offers a range of advisory programs, financial planning, retirement consulting, and brokerage services, utilizing both discretionary and non-discretionary management and providing access to model portfolios and research.

College savings (529s, UTMA, etc.)
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Barrett J

Series 66

Memphis, TN

Mass Mutual Investors Services

Barrett Jones is a financial advisor with Mass Mutual Investors Services in Memphis, TN, holding a Series 66 designation and eight years of industry experience. He has worked with MassMutual Life Insurance Co and MML Investors Services since 2017 and previously with ESPN. Outside of his advisory role, Jones is a public speaker and maintains an insurance agency focusing on life and health products. MML Investors Services, LLC is a broker-dealer and SEC-registered investment adviser affiliated with MassMutual, serving individuals, business owners, trusts, estates, and charitable organizations with financial planning, asset management, and educational seminars. The firm offers collaborative, software-supported planning engagements and event-driven services such as estate settlement and employer-sponsored planning.

Divorce financial planning General estate planning guidance Multi-generational wealth transfer Cash flow / budgeting Founder/Business Owner Attorney Executive Married/Couples/Partners Divorced
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