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Carlyle M

CFP®, Series 63, Series 65

Chicago, IL

Brownson, Rehmus & Foxworth, Inc.

Carlyle Madden is a financial advisor with Brownson, Rehmus & Foxworth, Inc. He holds the CFP® designation and has 23 years of industry experience. Madden has been with Brownson, Rehmus & Foxworth since 2016. Brownson, Rehmus & Foxworth is a fee-only, federally registered investment adviser serving individuals, families, trusts, estates, private foundations, endowments, qualified retirement plans, and senior corporate executives. The firm provides personalized financial counseling and non-discretionary investment advisory services with an emphasis on long-term, diversified asset allocation and tailored investment programs.

Concentrated stock management Private / alternative investments Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Wealth management Executive Founder/Business Owner
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Morgan M

Series 63, Series 65

Chicago, IL

McAdam LLC

Morgan Murphy IV is a financial advisor at McAdam LLC with 12 years of industry experience. He holds the Series 63 and Series 65 credentials. His prior experience includes positions at Madison Avenue Securities and Purshe Kaplan Sterling Investments. McAdam LLC serves individuals, trusts, estates, charitable organizations, corporations, and government entities, including high-net-worth households. The firm offers financial planning, investment management, and retirement plan consulting, managing client accounts with a focus on fundamental analysis and incorporating a diverse range of investment exposures.

General retirement planning Private / alternative investments ESG / Sustainable investing
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Dylan L

CFP®, Series 66

Downers Grove, IL

CreativeOne Securities, LLC

Dylan Lueckenotte is a CFP® with nine years of experience in the financial services industry. He is currently affiliated with CreativeOne Securities, LLC and has prior experience with Client One Securities, LLC and Wallstreet Group. Outside of advising, he works as an account executive in employee benefit insurance sales at Acrisure Wallstreet Partners LLC. CreativeOne Securities, LLC is a multi-advisor registered investment adviser serving individuals, retirement plans, trusts, charitable organizations, and business entities. The firm offers financial planning, portfolio management, fiduciary services, and access to third-party manager programs through a network of 127 advisors.

Retirement income strategy Annuities Wealth management General estate planning guidance Founder/Business Owner Retired
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Christopher R

Series 65

Chicago, IL

FourStar Wealth Advisors, LLC

Christopher Reardon is a Series 65-licensed advisor at FourStar Wealth Advisors, LLC with 11 years of industry experience. He has been with FourStar since 2014. FourStar Wealth Advisors serves individuals, retirement and profit-sharing plans, trusts, estates, charitable organizations, and business entities with financial planning, discretionary portfolio management, and retirement-plan consulting, using a blend of fundamental and technical analysis to tailor portfolios to clients’ risk tolerance and time horizons.

Charitable giving & philanthropy
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Valerie L

Series 66

Lombard, IL

Capital Analysts

Valerie Love Parker is a financial advisor with Capital Analysts in Lombard, IL, holding a Series 66 designation and having 22 years of industry experience. She has been associated with Lincoln Investment since 2017 and previously worked at Legend Equities Corporation. Outside of financial advising, she is involved in community advocacy and serves as an usher for Broadway in Chicago. Capital Analysts serves a diverse client base including individuals, high-net-worth investors, retirement plans, trusts, and charitable organizations, offering discretionary and non-discretionary portfolio management through various programs and a proprietary mutual-fund screening process. The firm operates with fiduciary responsibility and provides services such as automated rebalancing and access to third-party managers.

Wealth management Tax-loss harvesting ESG / Sustainable investing Retirement plans for business owners (SEP, solo 401k) Retirement income strategy Educators, Teachers, and Academics Founder/Business Owner
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John N

Series 63, Series 65

Chicago, IL

Chicago Partners Investment Group LLC

John Nicholas is a financial advisor at Chicago Partners Investment Group LLC with 11 years of industry experience. He holds Series 63 and Series 65 designations and has been with Chicago Partners since 2014. Chicago Partners Investment Group LLC serves a diverse client base, including individuals, trusts, nonprofits, endowments, and corporations. The firm employs a long-term, diversified investment strategy, offering customized portfolio management, financial planning, retirement services, and an automated advisory program, with a focus on fundamental analysis and a range of strategies such as direct indexing and tax-loss harvesting.

Wealth management Private / alternative investments Options & derivatives strategies Founder/Business Owner Retired
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Brendan G

Series 65

Chicago, IL

The Mather Group, LLC

Brendan Gibson is a financial advisor at The Mather Group, LLC in Chicago, IL, holding a Series 65 designation with one year of industry experience. Prior to joining The Mather Group, he worked in various roles including positions at Kilroy's on Kirkwood and Indiana University Football Team. The Mather Group serves high-net-worth individuals, family offices, trusts, corporations, and other entities by providing integrated financial planning, investment management, tax and estate planning guidance, and family office services. The firm employs an evidence-based investment approach with multiple risk-based allocation models and offers customized portfolio options including direct indexing and ESG factor portfolios.

Concentrated stock management Options & derivatives strategies Private / alternative investments ESG / Sustainable investing
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Ethan O

Series 66

Oakbrook Terrace, IL

Maia Wealth

Ethan Ogden is a financial advisor at Maia Wealth with six years of industry experience and holds a Series 66 designation. His prior work includes roles at Foreside Fund Services, Innovator Capital Management, Astor Investment Management, and Equinox. Outside of advising, he manages Ogden Ventures, LLC, a bookkeeping entity related to his financial planning services, and is also licensed as an insurance agent. Maia Wealth provides investment advisory and financial planning services to individuals, trusts, estates, and businesses, offering both discretionary and non-discretionary portfolio management. The firm employs a long-term investment approach using mutual funds, ETFs, and individual securities, alongside coordinated estate-planning and tax services through external specialists.

Retirement plans for business owners (SEP, solo 401k)
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Peter H

Series 65

Chicago, IL

Zacks Investment Management, Inc.

Peter Hommeyer is a financial advisor at Zacks Investment Management, Inc. in Chicago, IL. He holds a Series 65 designation and has one year of industry experience. Prior to joining Zacks, he worked at Fortitude Systems and has a background that includes academic and teaching roles. Zacks Investment Management provides discretionary investment management to individuals, trusts, retirement plans, and institutional clients, alongside managing mutual funds and ETFs. The firm’s investment approach combines proprietary quantitative models with qualitative portfolio management across a broad range of strategies, and it offers its services through multiple platforms including wrap-fee and unified managed account programs.

Active portfolio management ESG / Sustainable investing Tax-loss harvesting Passive / index investing Retirement withdrawal strategies Founder/Business Owner Retired
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Laura S

Series 63, Series 66

Chicago, IL

FourStar Wealth Advisors, LLC

Laura Swanson is a financial advisor with FourStar Wealth Advisors, LLC in Chicago, IL. She holds Series 63 and Series 66 licenses and has 30 years of industry experience. Her prior work includes roles at Realta Equities, Inc., Great Point Capital, LLC, Purshe Kaplan Sterlings Investments, and Cabot Lodge Securities LLC. Swanson is also the Director of Operations for FourStar Insurance Services, LLC. FourStar Wealth Advisors serves individuals, plans, trusts, estates, charitable organizations, and business entities, offering financial planning, discretionary portfolio management, and retirement-plan consulting. The firm employs a combination of fundamental and technical analysis and manages diversified portfolios tailored to client risk tolerance and time horizon, including the operation and advisory of private funds and pooled investment vehicles.

Charitable giving & philanthropy
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Mary M

Series 63, Series 66

Chicago, IL

IHT Wealth Management LLC

Mary Mulcrone is a financial advisor with IHT Wealth Management LLC, holding Series 63 and Series 66 licenses and bringing 25 years of industry experience. She has worked at IHT Wealth Management and LPL Financial since 2021 and previously spent 12 years with Cetera Financial Specialists LLC. Mulcrone is also a commissioned notary public in the state of Illinois. IHT Wealth Management serves a diverse client base including individuals, pension and profit-sharing plans, charitable organizations, trusts, and corporate clients. The firm employs a blend of fundamental stock selection and quantitative tools within diversified model portfolios, and offers discretionary asset management alongside financial planning and ERISA consulting services through a network of approximately 153 advisors.

Concentrated stock management Options & derivatives strategies Tax-loss harvesting Founder/Business Owner
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Symour J

CFP®, Series 63

Downers Grove, IL

Wealthcare Advisory Partners LLC

Symour Jacobs is a CFP® with 36 years of experience in the financial services industry. He is currently with Wealthcare Advisory Partners LLC, where he has worked since 2021. Prior to that, he was with Cambridge Investment Research Advisors and Cambridge Investment Research, Inc. for over a decade, and also operated Sy Jacobs CFP LLC. Jacobs is also an independent insurance agent for various insurance companies. Wealthcare Advisory Partners LLC manages approximately $6.0 billion in client assets through a team of more than 150 advisors. The firm serves individuals, trusts, estates, retirement plans, charitable organizations, and businesses, offering wealth management, financial planning, and access to alternative and private placement investments. Their advisory process integrates goals-based planning with an evidence-based investment framework supported by proprietary quantitative tools.

Private / alternative investments Wealth management Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Executive
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Megan S

Series 66

Chicago, IL

Northern Trust Securities, Inc.

Megan Smolinske is a Series 66-licensed financial advisor at Northern Trust Securities, Inc. in Chicago, IL, with four years of industry experience. Her prior roles include positions at Woodbury Financial Services, Inc. and Independent Advisors Group. Northern Trust Securities, Inc. is a subsidiary of Northern Trust Corporation providing discretionary portfolio management to high-net-worth individuals, retail investors, and institutional clients. The firm offers model-driven portfolios featuring proprietary and third-party mutual funds, ETFs, and separately managed accounts through the Fidelity Managed Account Xchange platform.

Passive / index investing Active portfolio management ESG / Sustainable investing Tax-loss harvesting Founder/Business Owner Executive
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John K

Series 63, Series 65

Oakbrook Terrace, IL

IHT Wealth Management LLC

John Kinsella is a financial advisor with IHT Wealth Management LLC, holding Series 63 and Series 65 licenses and bringing 44 years of industry experience. He has been with IHT Wealth Management and LPL Financial since 2015. IHT Wealth Management serves individuals, pension and profit-sharing plans, charitable organizations, trusts, and corporate clients. The firm combines fundamental stock selection with quantitative tools and diversified model portfolios, offering discretionary asset management, financial planning, and ERISA fiduciary services through a network of approximately 153 advisors.

Concentrated stock management Options & derivatives strategies Tax-loss harvesting Founder/Business Owner
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Jordan L

CFP®, ChFC®, Series 66

Oak Brook, IL

VestGen Advisors, LLC

Jordan Layer is a CFP® and ChFC® with 25 years of experience in the financial services industry. He is currently an advisor at VestGen Advisors, LLC and has held roles at Resources Investment Advisors, Triad Advisors, Penn Mutual Life Insurance, and Hornor Townsend & Kent. Layer is also licensed as an insurance agent. VestGen Advisors, LLC is a multi-team registered investment adviser managing approximately $3.47 billion for over 9,400 clients. The firm serves individual and high-net-worth clients, offering discretionary and non-discretionary investment management, financial planning, and retirement plan services using a combination of analytical methods and third-party managers.

Wealth management Retirement plans for business owners (SEP, solo 401k) Tax-loss harvesting Equity compensation tax strategy Founder/Business Owner Executive
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Madeline H

Series 66

Chicago, IL

B. Riley Wealth Advisors, Inc.

Madeline Holley is a financial advisor at B. Riley Wealth Advisors, Inc. with eight years of industry experience. She holds a Series 66 designation and has worked at firms including National Securities Corporation and B. Riley Wealth Management. Her background also includes roles at the University of Illinois and its Office of Government Relations. B. Riley Wealth Advisors provides investment advice and portfolio management to a diverse client base, including individuals, pension plans, trusts, charitable organizations, and corporate clients. The firm offers multiple investment programs and manages approximately $4.21 billion in client assets through a team of about 173 advisors.

Wealth management Retirement income strategy Executive Founder/Business Owner Retired
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David B

Series 63, Series 65

Chicago, IL

VestGen Advisors, LLC

David Bolanos is a financial advisor at VestGen Advisors, LLC with 18 years of industry experience. He holds Series 63 and Series 65 licenses and has worked at LPL Financial LLC, Wealth Management Group, LLC, and Private Client Services. VestGen Advisors is a multi-team registered investment adviser managing approximately $3.47 billion for over 9,400 clients. The firm serves individual and high-net-worth clients, offering discretionary and non-discretionary investment management, financial planning, and retirement plan services, utilizing a range of analytical methods and third-party managers to implement portfolios.

Wealth management Retirement plans for business owners (SEP, solo 401k) Tax-loss harvesting Equity compensation tax strategy Founder/Business Owner Executive
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Richard D

Series 63, Series 66

Downers Grove, IL

Highpoint Planning Partners

Richard Debruin III is a financial advisor with Highpoint Planning Partners in Downers Grove, IL, holding Series 63 and Series 66 registrations and possessing 17 years of industry experience. He has been with Highpoint Advisor Group, LLC and LPL Financial since 2013. Highpoint Advisor Group serves a diverse client base including individuals, pension and profit-sharing plans, trusts, estates, charitable organizations, and corporate entities. The firm offers discretionary asset management and financial planning services, employing fundamental analysis to construct client investment policies and utilizing a range of investment vehicles and program platforms.

Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) Wealth management Founder/Business Owner Executive
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Conner T

Series 63, Series 65

Oakbrook Terrace, IL

Mutual Of Omaha Investor Services, Inc.

Conner Tilmon is a financial advisor with Mutual of Omaha Investor Services, Inc., holding Series 63 and Series 65 licenses and one year of industry experience. Prior to joining the firm, he worked at Mutual of Omaha Insurance Company, Epic Valet, We-Ko-Pa Golf Resort, and Rockford Country Club. Mutual of Omaha Investor Services, Inc. provides advisory services to individuals, corporations, and qualified retirement plans, offering financial planning, managed account programs, and retirement plan consulting. The firm delivers managed solutions primarily through a platform relationship with Envestnet and supports a range of client-directed discretionary authority arrangements.

College savings (529s, UTMA, etc.) Business ownership considerations Retirement plans for business owners (SEP, solo 401k) Wealth management Founder/Business Owner
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Pavlo Y

Series 66

Downers Grove, IL

Highpoint Planning Partners

Pavlo Yanytskyy is a financial advisor with Highpoint Planning Partners, holding a Series 66 designation and three years of industry experience. His prior roles include positions at Ameriprise and LPL Financial. Outside of advising, he is involved with Opewek Inc as a laborer. HighPoint Advisor Group serves a diverse client base including individuals, pension plans, trusts, and corporate entities. The firm provides discretionary asset management, financial planning, retirement plan advisory, and wrap-fee program management, utilizing a combination of fundamental analysis and multiple investment platforms.

Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) Wealth management Founder/Business Owner Executive
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