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Ian T

Series 65

Valparaiso, IN

integrity Advisory Solutions

Ian Tyler is a Series 65 licensed advisor with Integrity Advisory Solutions in Valparaiso, Indiana, and has two years of industry experience. He also works as a paralegal at Rice and Rice Attorneys, focusing on estate planning support. Tyler is a member of the American Academy of Estate Planning Attorneys and is involved in Freedom Financial Partners, an LLC formed with partners for advisory activities. Integrity Advisory Solutions serves individuals, trusts, estates, corporations, and other business clients through a network of approximately 100 independent advisors, managing around $1.1 billion in client assets. The firm offers portfolio management, financial planning, retirement plan consulting, and model portfolio programs, combining fundamental and technical analysis with various asset-allocation strategies and ongoing portfolio oversight.

Private / alternative investments Concentrated stock management Founder/Business Owner Executive
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Brian B

Series 63, Series 65

Portage, IN

First Heartland Consultants, Inc.

Brian Bolek is a financial advisor with First Heartland Consultants, Inc. in Portage, Indiana, holding Series 63 and Series 65 licenses and bringing 30 years of industry experience. He has been with First Heartland Capital and Marquis Financial Services since 2001. Outside of advisory work, he is a partner at Lyons and Bolek LLP and has sold long-term care insurance products; he also works as a weekend crew member at Pudgy's. First Heartland Consultants provides investment advisory and financial planning services to individuals, businesses, and retirement plan participants. The firm offers personalized asset management, third-party management services, and a model-based self-directed brokerage account program, delivering advisory services through independent representatives using a variety of analytical and asset allocation techniques.

Annuities Income planning Cash flow / budgeting
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Chad H

CFP®, Series 63

Merrillville, IN

Waverly Advisors, LLC

Chad Hassinger is a CFP® professional with 34 years of industry experience. He is currently with Waverly Advisors, LLC and previously worked at Sii Investments Inc and Strategiq Financial Group. Outside of his advisory work, he holds management roles in several non-investment related entities, including a holding company and a health and fitness club. Waverly Advisors is a multi-team registered investment adviser serving individuals, retirement plans, and pooled investment vehicles. The firm combines traditional equity and fixed-income strategies with alternative and private markets allocations, offering both discretionary and non-discretionary portfolio management along with comprehensive planning and consulting services.

Private / alternative investments Real estate investing Options & derivatives strategies Tax-loss harvesting Multi-generational wealth transfer Founder/Business Owner Executive
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Gregory H

Series 63, Series 65

Schererville, IN

Prosperity Capital Advisors

Gregory Hammer is a financial advisor with Prosperity Capital Advisors, holding Series 63 and Series 65 licenses and bringing 32 years of industry experience. He has worked with Innovation Partners LLC, MerCap Securities, and has operated Hammer Financial Group, Inc. since 2004. Outside of his advisory work, he serves on the board of Peace Lutheran Church, chairs its Endowment Fund, is treasurer for Ducks Unlimited, and conducts financial literacy seminars with the American Financial Education Alliance. Prosperity Capital Advisors provides financial planning, consulting, and discretionary investment management to individual investors, businesses, charitable organizations, and retirement plan sponsors. The firm employs a model-driven, multi-sleeved investment approach, offering risk-based model portfolios, specialized strategies, and access to private and alternative investments through various platforms.

Active portfolio management Options & derivatives strategies Private / alternative investments Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Executive HENRY (High Earners, Not Rich Yet)
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Liam G

Series 63, Series 65

Munster, IN

Belpointe Asset Management LLC

Liam Garvey is a financial advisor at Belpointe Asset Management LLC with 19 years of industry experience. He holds Series 63 and Series 65 licenses and has previously worked at Cetera and First Merchants Trust Co NA. Outside of his advisory role, Garvey is involved in nonprofit activities, serving as a fundraising ambassador for Little Heroes League, a board member and assistant hockey coach at Mount Carmel High School, and founder of the nonprofit Day One Provisions and Events (D.O.P.E.). Belpointe Asset Management serves a diverse client base including individual investors, retirement plans, corporations, and other advisers. The firm offers discretionary investment management, financial planning, and retirement plan consulting, utilizing customized portfolios with a range of passive, active, tactical, and blended strategies tailored to client objectives and risk tolerance.

College savings (529s, UTMA, etc.) General retirement planning Income planning Tax-loss harvesting Active portfolio management Executive Founder/Business Owner
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Casey J

Series 63, Series 65

Schererville, IN

Prosperity Capital Advisors

Casey Johansen is a financial advisor at Prosperity Capital Advisors with eight years of industry experience. He has worked at Innovation Partners LLC and Mercap Securities, LLC, and has been affiliated with Prosperity Capital Advisors since 2019. Johansen also conducts financial literacy seminars through the local chapter of the American Financial Education Alliance. Prosperity Capital Advisors provides financial planning, consulting, and discretionary investment management to a diverse client base, including individuals, businesses, charitable organizations, and retirement plan sponsors. The firm employs a model-driven, multi-sleeved investment approach utilizing core risk-based portfolios, specialized strategies, and access to alternative solutions.

Active portfolio management Options & derivatives strategies Private / alternative investments Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Executive HENRY (High Earners, Not Rich Yet)
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Deborah C

Series 63, Series 66

Schererville, IN

Prosperity Capital Advisors

Deborah Cundiff is a financial advisor at Prosperity Capital Advisors with 13 years of industry experience. She holds Series 63 and Series 66 licenses and has worked at Innovation Partners LLC and Mercap Securities, LLC. In addition to her advisory role, she is a licensed insurance agent offering fixed insurance products. Prosperity Capital Advisors provides financial planning, consulting, and discretionary investment management to a diverse client base, including individuals, businesses, charitable organizations, and retirement plan sponsors. The firm employs a model-driven, multi-sleeved investment approach utilizing mutual funds, ETFs, SMAs, and alternative solutions across various platforms.

Active portfolio management Options & derivatives strategies Private / alternative investments Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Executive HENRY (High Earners, Not Rich Yet)
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Nathan D

Series 65

Schererville, IN

First Advisors National, LLC

Nathan Deedrick is a financial advisor at First Advisors National, LLC with a Series 65 designation and one year of industry experience. Prior to his work in finance, he has held roles in education and small business, including positions at Purdue University Northwest and JSM Tree Services. First Advisors National provides investment management, asset allocation advice, and retirement plan consulting primarily to individual clients, utilizing third-party money managers and tactical and strategic asset allocation methodologies to manage approximately $506.8 million in discretionary assets.

Passive / index investing
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Madeline B

CFP®, Series 65

Merrillville, IN

Waverly Advisors, LLC

Madeline Brown is a financial advisor at Waverly Advisors, LLC with five years of industry experience. She holds the CFP® designation and Series 65 license. Prior to joining Waverly Advisors, she worked at StrategIQ Financial Group and Sterling Wealth Management. Waverly Advisors is a multi-team registered investment adviser managing portfolios for individuals, retirement plans, and pooled investment vehicles. The firm integrates traditional and alternative investment strategies and offers a range of services including financial planning and multi-family office solutions.

Private / alternative investments Real estate investing Options & derivatives strategies Tax-loss harvesting Multi-generational wealth transfer Founder/Business Owner Executive
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Richard D

Series 63, Series 65

Schererville, IN

Prosperity Capital Advisors

Richard Dunnett is a financial advisor with Prosperity Capital Advisors in Schererville, IN, holding Series 63 and Series 65 licenses and bringing 19 years of industry experience. His prior roles include positions at Innovation Partners LLC, Mercap Securities, Morgan Stanley, and TransAmerica. Outside of advisory work, he collaborates with the local chapter of the American Financial Education Alliance, conducting seminars aimed at improving financial literacy. Prosperity Capital Advisors offers financial planning, consulting, and discretionary investment management to a diverse client base, including individuals, businesses, charitable organizations, and retirement plan sponsors. The firm employs a model-driven, multi-sleeved investment approach utilizing core risk-based portfolios, specialized strategies, and access to alternative solutions through various platforms.

Active portfolio management Options & derivatives strategies Private / alternative investments Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Executive HENRY (High Earners, Not Rich Yet)
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Margaret H

CFP®, Series 66

Munster, IN

Facet

Margaret Hernandez is a CFP® with eight years of industry experience, currently serving as a financial advisor at Facet since 2026. Her prior experience includes roles at Schwab Wealth Advisory, Charles Schwab Bank, and Fidelity Investments. She held part-time positions at Butler University and worked in travel before fully entering the financial advisory field. Facet Wealth provides subscription-based financial planning and discretionary investment management to individual clients, serving a broad range of households primarily through phone, video, and a proprietary web platform. The firm employs model-based asset allocations with a focus on ETFs and uses technology-driven processes, including machine learning, to deliver tax-optimized and regularly reviewed portfolios.

Tax-loss harvesting Private / alternative investments ESG / Sustainable investing General retirement planning
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Doug H

CFP®, ChFC®, Series 63

Merrillville, IN

Waverly Advisors, LLC

Doug Hoover is a financial advisor at Waverly Advisors, LLC with 32 years of industry experience. He holds the CFP®, ChFC®, and Series 63 designations. His prior experience includes roles at StrategIQ Financial Group, LLC and SII Investments, Inc. Outside of his advisory work, he serves as a volunteer baseball coach for Porter Township School Corporation. Waverly Advisors is a multi-team registered investment adviser serving individuals, retirement plans, and pooled investment vehicles. The firm combines traditional equity and fixed-income strategies with alternative and private-market allocations, offering both discretionary and non-discretionary portfolio management along with financial planning and multi-family office services.

Private / alternative investments Real estate investing Options & derivatives strategies Tax-loss harvesting Multi-generational wealth transfer Founder/Business Owner Executive
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Ashlynne P

CFP®, Series 65

Merrillville, IN

Waverly Advisors, LLC

Ashlynne Pala is a CFP® and Series 65 licensed advisor with five years of industry experience. She currently works at Waverly Advisors, LLC and previously spent five years at StrategIQ Financial Group, LLC. Ashlynne’s background includes roles outside of financial services, such as positions at The Pint and Purdue University. Waverly Advisors is a multi-team registered investment adviser managing portfolios for individuals, retirement plans, and pooled investment vehicles. The firm combines traditional equity and fixed-income strategies with alternative and private-market allocations and provides services including financial planning, retirement consulting, and multi-family office solutions.

Private / alternative investments Real estate investing Options & derivatives strategies Tax-loss harvesting Multi-generational wealth transfer Founder/Business Owner Executive
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Aaron P

Series 65

Valparaiso, IN

Redhawk Wealth Advisors, Inc.

Aaron Patten is a Series 65-licensed financial advisor with four years of industry experience, currently with Redhawk Wealth Advisors, Inc. since 2022. His prior experience includes roles at MWM Advisory Group, LLC, Payne Financial Solutions, and Southern Glazer's Wine & Spirits. He is the managing member of Patten Financial Group, LLC, which is used for bookkeeping and marketing purposes. Redhawk Wealth Advisors provides wealth management, financial planning, and retirement-plan advisory services to individuals, families, trusts, and charitable organizations. The firm’s investment approach includes strategic and tactical asset allocation with oversight from a weekly investment committee, incorporating third-party signal providers when appropriate.

Private / alternative investments ESG / Sustainable investing Real estate investing Retirement plans for business owners (SEP, solo 401k) General tax planning Founder/Business Owner Executive
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Jonathan S

CFP®, Series 66

Valparaiso, IN

Newedge Advisors

Jonathan Spoolstra is a CFP®-designated financial advisor at NewEdge Advisors with 14 years of industry experience. Prior to joining NewEdge Advisors, he spent 14 years at Thrivent Financial for Lutherans and Thrivent Investment Management Inc. He serves as the treasurer and a board member of Providence Christian Academy, a classical Christian school, where he assists with budgeting, policy development, and curriculum decisions. NewEdge Advisors is an enterprise-scale registered investment adviser serving individuals, pension and profit-sharing plans, corporations, trusts, estates, and charitable organizations through a network of independent representatives. The firm offers a broad range of portfolio management and consulting services, combining centralized due diligence with technology tools to support both advisors and clients.

Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Executive
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Ilija M

Series 63, Series 66

Chesterton, IN

Benjamin F. Edwards & Company, Inc.

Ilija Matoski is a financial advisor with Benjamin F. Edwards & Company, Inc., holding Series 63 and Series 66 licenses and bringing 17 years of industry experience. He has worked at Benjamin F. Edwards since 2021 and previously spent five years with Wells Fargo Clearing. Benjamin F. Edwards & Company is an integrated broker-dealer and SEC-registered investment adviser serving individuals, high-net-worth clients, pension and profit-sharing plans, charitable organizations, and corporate clients through more than 500 advisors. The firm offers a range of services including wrap-fee advisory programs, financial planning, retirement plan consulting, investment management consulting, brokerage services, and certain M&A advisory services.

Wealth management Passive / index investing Active portfolio management Tax-loss harvesting Executive Founder/Business Owner
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Jack K

Series 63, Series 65

Valparaiso, IN

Benjamin F. Edwards & Company, Inc.

Jack Keller is a financial advisor at Benjamin F. Edwards & Company, Inc. with 28 years of industry experience. He holds Series 63 and Series 65 licenses and has worked at firms including UBS Financial Services, Citigroup Global Markets, and Raymond James Financial Services. Keller is based in Valparaiso, Indiana. Benjamin F. Edwards & Company is an integrated broker-dealer and SEC-registered investment adviser serving individuals, high-net-worth clients, pension plans, charitable organizations, and corporate clients through over 500 advisors. The firm offers a range of services including wrap-fee advisory programs, financial planning, retirement plan consulting, investment management, brokerage services, insurance products, and M&A advisory services.

Wealth management Passive / index investing Active portfolio management Tax-loss harvesting Executive Founder/Business Owner
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Jayson J

CFP®

Valparaiso, IN

Private Advisor Group, LLC

Jayson Johnson is a CFP® professional with one year of industry experience, currently affiliated with Private Advisor Group, LLC. He operates under the business name Harvest Wealth Partners, providing investment advice within the firm. Prior to his advisory role, Mr. Johnson’s work background includes positions at Hatton Landscapes, Chick-Fil-A, and Valparaiso University. Private Advisor Group serves a diverse client base including individuals, trusts, estates, charitable organizations, businesses, and retirement plans. The firm offers discretionary and non-discretionary portfolio management, financial planning, retirement plan consulting, and access to various managed account solutions, often implementing strategies through third-party managers and technology platforms.

Annuities Founder/Business Owner
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Pauline P

Series 63, Series 65

Valparaiso, IN

FIFTH THIRD SECURITIES, Inc.

Pauline Petruch is a financial advisor at Fifth Third Securities, Inc. She holds Series 63 and Series 65 licenses and has 12 years of industry experience. Her prior roles include positions at Cuna Brokerage Services and Teachers Credit Union. Fifth Third Securities serves a broad range of individual and institutional clients, offering investment advisory and brokerage services through multiple programs on the Passageway Managed Account platform. The firm is a wholly owned subsidiary of Fifth Third Bank and provides access to various portfolio management strategies, including mutual funds, ETFs, SMAs, and tax-overlay services.

Passive / index investing Tax-loss harvesting ESG / Sustainable investing General retirement planning
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Nathan S

Series 63, Series 66

Chesterton, IN

FIFTH THIRD SECURITIES, Inc.

Nathan Smith is a financial advisor with Fifth Third Securities, Inc. in Chesterton, IN, holding Series 63 and Series 66 licenses and 13 years of industry experience. He has worked with Fifth Third Securities since 2016, including prior roles at First Merchants Investment Services and Cetera. Fifth Third Securities serves a diverse client base including individual, high-net-worth, and institutional clients through investment advisory and brokerage services. The firm offers multiple program types on the Passageway Managed Account platform, with a range of investment strategies overseen by Investment Advisor Representatives.

Passive / index investing Tax-loss harvesting ESG / Sustainable investing General retirement planning
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