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Michael N

Series 63, Series 66

Grayslake, IL

Capital Advisor Network

Michael Niemczyk is a financial advisor with Capital Advisor Network, holding Series 63 and Series 66 designations and 26 years of industry experience. He has operated Michael Niemczyk Associates, Inc. since 2001 and is also involved with MLN Retirement Planning & Tax Planning, Inc. In addition to his advisory roles, Niemczyk participates as a member and educator with the nonprofit Society of Financial Awareness, providing financial education through community classes and workshops. Capital Advisor Network serves individual and high-net-worth investors, institutions, charitable organizations, trusts, and employer-sponsored retirement plans. The firm applies a tactical investment approach utilizing data analytics and algorithmic signals, offering both discretionary and non-discretionary management across various asset classes while accommodating client-specific restrictions.

Active portfolio management Options & derivatives strategies Private / alternative investments Retirement plans for business owners (SEP, solo 401k) Wealth management Founder/Business Owner Executive
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William G

Series 63, Series 65

Lake Forest, IL

North Shore Private Asset Management, LLC

William Gregg is a financial advisor at North Shore Private Asset Management, LLC with 17 years of industry experience. He holds Series 63 and Series 65 licenses and has been with North Shore Private Asset Management since 2016. North Shore Private Asset Management serves a diverse client base including individuals, trusts, estates, charitable organizations, corporations, and institutional clients such as pension and profit-sharing plans. The firm manages approximately $572 million in assets and offers customized portfolio management using a combination of fundamental, technical, and cyclical analysis across various investment vehicles.

Options & derivatives strategies Active portfolio management Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Retired
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Jason S

Series 66, Series 65, Series 63

Lake Bluff, IL

Landolt Securities, Inc.

Jason Seurer is a financial advisor at Landolt Securities, Inc. with 26 years of industry experience. He holds Series 63, Series 65, and Series 66 licenses and has worked with Landolt Securities since 2018. In addition to his advisory role, he coaches high school football and provides consulting services in software development and healthcare compliance. Landolt Securities, Inc. serves individuals, trusts, estates, corporations, and other entities by offering investment management and consulting services. The firm focuses on fundamental analysis and primarily manages client assets in small-cap growth stocks, utilizing both discretionary and non-discretionary portfolio management as well as third-party model and TAMP programs tailored to client risk tolerances.

Active portfolio management Annuities Executive
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Patrick G

Series 66

Mundelein, IL

15 Wealth Advisors LLC

Patrick Graham is a financial advisor with 15 Wealth Advisors LLC in Mundelein, IL, holding a Series 66 license and having two years of industry experience. His background includes roles at LPL Financial LLC and involvement with the University of Iowa Athletic Department. Outside of advising, he provides administrative support to TSFG, LLC, an independent investment advisory firm. 15 Wealth Advisors is a registered investment adviser offering discretionary portfolio management, financial planning, and employer-focused services such as retirement plan consulting. The firm designs customized portfolios based on client goals and uses a blend of fundamental, quantitative, technical, and modern portfolio theory analyses, with investment management delivered under written agreements and ongoing monitoring.

Retirement income strategy Equity compensation tax strategy Business exit / sale strategy Options & derivatives strategies Private / alternative investments Founder/Business Owner Executive
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Mathew D

Series 66, Series 63, Series 65

Vernon Hills, IL

BCU Wealth Advisors, LLC

Mathew Douvikas is a financial advisor at BCU Wealth Advisors, LLC with 11 years of industry experience. He holds Series 66, Series 63, and Series 65 licenses and has worked at firms including LPL Financial LLC and PNC Bank. BCU Wealth Advisors, LLC provides portfolio management, financial planning, and investment consultation to individuals, high-net-worth clients, trusts, estates, and charitable organizations. The firm manages approximately $653.6 million in discretionary assets and employs a core-plus-satellite investment approach using third-party managers and model portfolios.

Charitable giving & philanthropy Retirement income strategy Cash flow / budgeting General estate planning guidance Founder/Business Owner
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Mark S

Series 63, Series 66

Lake Forest, IL

North Shore Private Asset Management, LLC

Mark Saran is a financial advisor at North Shore Private Asset Management, LLC with 44 years of industry experience. He holds Series 63 and Series 66 licenses and has been with North Shore and Level Four Financial LLC since 2014. Outside of his advisory work, he serves on the board of Ironwood Industries, a manufacturing company, and the Lake Forest Library Foundation. North Shore Private Asset Management provides discretionary and non-discretionary investment management, financial planning, and retirement-plan advisory services to individuals, high-net-worth families, trusts, estates, charitable organizations, corporations, and retirement plans. The firm employs customized portfolio management and various research methods, serving a diverse client base that includes pension and municipal governmental plans.

Options & derivatives strategies Active portfolio management Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Retired
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William L

Series 66

Vernon Hills, IL

BCU Wealth Advisors, LLC

William Luzzo is a financial advisor with BCU Wealth Advisors, LLC in Vernon Hills, IL. He holds the Series 66 designation and has five years of industry experience. His work history includes roles at LPL Financial LLC, CUSO Financial Services, Thrivent Financial, and Northwestern Mutual. BCU Wealth Advisors, LLC provides portfolio management, financial planning, and investment consultation to individuals, high-net-worth clients, trusts, estates, and charitable organizations. The firm manages approximately $653.6 million in discretionary assets and employs a core-plus-satellite investment approach that incorporates third-party managers and model portfolios alongside customized strategies.

Charitable giving & philanthropy Retirement income strategy Cash flow / budgeting General estate planning guidance Founder/Business Owner
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Jonathan W

CFP®, Series 66

Vernon Hills, IL

BCU Wealth Advisors, LLC

Jonathan Wylie is a CFP® with 11 years of industry experience, currently serving as a financial advisor at BCU Wealth Advisors, LLC. He has worked at LPL Financial, Baxter Credit Union, and Woodbury Financial Services, among other firms. BCU Wealth Advisors, LLC provides portfolio management, financial planning, and investment consultation to individuals, high-net-worth clients, trusts, estates, and charitable organizations. The firm employs a core-plus-satellite investment approach, utilizing third-party managers and model portfolios alongside customized strategies.

Charitable giving & philanthropy Retirement income strategy Cash flow / budgeting General estate planning guidance Founder/Business Owner
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Bryan F

CFP®, Series 63, Series 66

Vernon Hills, IL

BCU Wealth Advisors, LLC

Bryan Farrissey is a CFP® professional with 24 years of industry experience. He is currently with BCU Wealth Advisors, LLC, where he has worked since 2013, and also has a background at LPL Financial and CUSO Financial Services. Farrissey holds Series 63 and Series 66 licenses and has been associated with Baxter Credit Union since 2004. BCU Wealth Advisors, LLC serves individuals, high-net-worth clients, trusts, estates, and charitable organizations, managing approximately $653.6 million in discretionary assets. The firm employs a core-plus-satellite investment approach utilizing third-party managers and model portfolios, and operates a significant wrap fee program through LPL Financial that covers transaction costs for participating accounts.

Charitable giving & philanthropy Retirement income strategy Cash flow / budgeting General estate planning guidance Founder/Business Owner
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Amanda L

Series 63, Series 65

Vernon Hills, IL

BCU Wealth Advisors, LLC

Amanda Link is a financial advisor with BCU Wealth Advisors, LLC in Vernon Hills, IL, holding Series 63 and Series 65 licenses and bringing 22 years of industry experience. Her prior work includes roles at LPL Financial, Baxter Credit Union, CUSO Financial Services, and Sunamerica. BCU Wealth Advisors, LLC provides portfolio management, financial planning, and investment consultation to individuals, high-net-worth clients, trusts, estates, and charitable organizations. The firm employs a core-plus-satellite investment approach with third-party managers and model portfolios, managing approximately $653.6 million in discretionary assets for around 870 clients through a team of 15 advisors.

Charitable giving & philanthropy Retirement income strategy Cash flow / budgeting General estate planning guidance Founder/Business Owner
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Erika B

CFP®, Series 63, Series 66

Libertyville, IL

Inspirion Wealth Advisors, LLC

Erika Bateman is a CFP® professional with 18 years of industry experience, currently serving as an advisor at Inspirion Wealth Advisors, LLC since 2014. She holds Series 63 and Series 66 licenses and works from Libertyville, IL. Inspirion Wealth Advisors is a team of nine advisors managing approximately $1.24 billion in assets, providing comprehensive wealth management, financial planning, and retirement plan consulting primarily for individual and high-net-worth clients. The firm offers discretionary wrap fee portfolio management with a combination of fundamental and technical analysis, incorporating both long- and short-term trading strategies along with tax and corporate planning services.

Options & derivatives strategies
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Heather W

CFP®, Series 63, Series 66

Vernon Hills, IL

BCU Wealth Advisors, LLC

Heather Wright is a CFP® professional with 22 years of experience, currently serving at BCU Wealth Advisors, LLC. She has been with BCU Wealth Advisors since 2017 and has prior experience at LPL Financial, CUSO Financial Services, Gem Financial Advisors, and Coldwell Banker. BCU Wealth Advisors, LLC provides portfolio management, financial planning, and investment consultation to individuals, high-net-worth clients, trusts, estates, and charitable organizations. The firm employs a core-plus-satellite investment approach, utilizing third-party managers and model portfolios, and operates a significant wrap fee program that covers transaction costs for participating accounts.

Charitable giving & philanthropy Retirement income strategy Cash flow / budgeting General estate planning guidance Founder/Business Owner
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Daniel B

Series 63, Series 65

Lake Forest, IL

TSFG, LLC

Daniel Bouska is a financial advisor with TSFG, LLC, holding Series 63 and Series 65 licenses and bringing 36 years of industry experience. He has worked with TSFG, LLC (doing business as Alchemy Advisors) since 2015 and has also been affiliated with LPL Financial, LLC since 2004. Outside of advisory services, he offers life and fixed annuities to clients through TS Financial Group, LLC. TSFG, LLC provides discretionary investment management and financial planning to individual and high-net-worth clients, trusts, retirement plans, and other entities. The firm employs fundamental analysis in security selection and manages client portfolios with a tailored approach, conducting regular reviews and offering financial planning at no additional charge to existing clients.

Retirement plans for business owners (SEP, solo 401k) Wealth management Founder/Business Owner Executive
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Casey B

Series 65, Series 63

Vernon Hills, IL

BCU Wealth Advisors, LLC

Casey Bloomer is a financial advisor with BCU Wealth Advisors, LLC, holding Series 65 and Series 63 licenses and 11 years of industry experience. His work history includes roles at LPL Financial, Baxter Credit Union, CUSO Financial Services, BMO Harris Bank, and Fifth Third Securities. Bloomer also provides administrative support to BCU Wealth Advisors. BCU Wealth Advisors serves individuals, high-net-worth clients, trusts, estates, and charitable organizations, managing approximately $653.6 million in discretionary assets through a team of 15 advisors. The firm employs a core-plus-satellite investment approach using third-party managers and model portfolios, with a significant wrap fee program that includes active and passive strategies custodied at LPL Financial.

Charitable giving & philanthropy Retirement income strategy Cash flow / budgeting General estate planning guidance Founder/Business Owner
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Roberta F

CFP®, CFA®

Lake Bluff, IL

Aberdeen Wealth Management LLC

Roberta Ferguson is a financial advisor at Aberdeen Wealth Management LLC with 26 years of experience. She holds the CFP® and CFA® designations. Aberdeen Wealth Management LLC provides personalized, fee-only investment management and comprehensive financial planning to individuals, pension plans, trusts, estates, charitable organizations, and small businesses. The firm employs a strategic asset allocation approach with a focus on global diversification and manages approximately $699 million in client assets.

General tax planning Cash flow / budgeting Debt management Executive Founder/Business Owner
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Ronald D

CFA®

Lake Forest, IL

Alley Company

Ronald D'ancona is a CFA® charterholder with three years of industry experience, currently serving as an advisor at Alley Company. His prior experience includes roles at Morningstar Inc. and Constellation Software. Alley Investment Management Company primarily serves high-net-worth individuals, family offices, and institutions, offering discretionary separate-account portfolio management focused on U.S. large-cap equities, fixed income, and ETFs. The firm employs three flagship equity strategies and incorporates fundamental analysis and tax-efficient, low-turnover asset allocation in its investment approach.

Concentrated stock management Options & derivatives strategies Tax-loss harvesting Private / alternative investments Executive Founder/Business Owner Retired
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Edwin W

CFP®, Series 63

Vernon Hills, IL

BCU Wealth Advisors, LLC

Edwin Watson is a CFP® with 14 years of industry experience, currently serving as an advisor at BCU Wealth Advisors, LLC since 2012. He also holds the position of Associate Director of Wealth Management at Baxter Credit Union. Additionally, he is a licensed insurance agent with various unaffiliated carriers. BCU Wealth Advisors, LLC provides portfolio management, financial planning, and investment consultation to individuals, high-net-worth clients, trusts, estates, and charitable organizations. The firm manages approximately $653.6 million in discretionary assets using a core-plus-satellite approach that incorporates third-party managers and customized strategies.

Charitable giving & philanthropy Retirement income strategy Cash flow / budgeting General estate planning guidance Founder/Business Owner
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Gary K

ChFC®, Series 63

Libertyville, IL

Sound Income Strategies, LLC

Gary Komarek is a ChFC® credentialed financial advisor with 17 years of industry experience. He has worked at Sound Income Strategies, LLC since 2016 and is also the president of North Shore Asset Management & Tax Advisory, Inc., where he oversees income tax preparation and insurance sales. His prior experience includes Capital Asset Advisory Services, LLC. Sound Income Strategies, LLC manages approximately $4.0 billion in assets and serves a diverse client base including individuals, pension plans, trusts, estates, and corporations. The firm emphasizes fixed-income analysis alongside equity review and offers a range of services such as asset management, financial planning, ERISA plan services, and insurance planning through affiliated channels.

Income planning Annuities Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner
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Tyler B

Series 63, Series 65

Libertyville, IL

Harbour Investments, Inc.

Tyler Braun is a financial advisor with Harbour Investments, Inc. in Libertyville, IL, holding Series 63 and Series 65 designations and 16 years of industry experience. He has worked with 818 Capital Group, LLC, and The Tranel Group, LLC since 2010. Outside of his advisory work, he was involved with Tb Taxidermy for 17 years. Harbour Investments serves a diverse range of clients including individuals, trusts, pension and 401(k) plans, and institutional entities. The firm offers portfolio management, financial planning, and multiple execution platforms, with investment approaches varying by adviser and third-party manager.

Annuities Options & derivatives strategies
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Eric S

CFA®, Series 63

Lake Forest, IL

Crescent Grove Advisors

Eric Schmitz is a CFA® charterholder and holds a Series 63 license, with five years of industry experience. He has been with Crescent Grove Advisors since 2016. Crescent Grove Advisors serves individuals, high-net-worth families, family offices, and institutional clients by providing integrated wealth management, family office services, outsourced chief investment officer solutions, and portfolio advisory. The firm manages approximately $5 billion in assets and employs a customized investment process combining long-term strategic allocations with tactical adjustments, supported by an investment committee that conducts manager due diligence and monitoring.

Private / alternative investments ESG / Sustainable investing Business succession planning Charitable giving & philanthropy Founder/Business Owner Executive
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