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Jacqueline R

CFP®, Series 63, Series 66

Aurora, IL

River Street Advisors, LLC

Jacqueline Runnberg is a CFP® professional with 19 years of industry experience. She currently serves as a financial advisor at River Street Advisors, LLC, where she has worked since 2015, and also holds a wealth management role at Old Second National Bank. Her prior experience includes positions at BMO Harris Financial Advisors and Harrisdirect LLC. River Street Advisors, LLC provides discretionary portfolio management and financial planning services to individuals, including high-net-worth clients, as well as state and municipal agencies, charitable organizations, and corporations. The firm uses a combination of quantitative analysis, fundamental and technical research, and derivative strategies to construct and monitor portfolios, managing approximately $539 million in client assets across a team of ten advisors.

Options & derivatives strategies Concentrated stock management Cash flow / budgeting
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Charles B

CFP®, Series 66

Naperville, IL

M.Brown Financial Advisors

Charles Brown is a CFP® with 13 years of industry experience, currently serving as a financial advisor at Ausdal Financial Partners, Inc. in Naperville, IL. He has worked at both Ausdal Financial Partners since 2012 and M.Brown Financial Advisors since 2021. Outside of his advisory duties, he serves as president of The Manors of White Eagle Homeowners Association, where he assists with financial decisions affecting the community. Ausdal Financial Partners is an SEC-registered investment adviser and FINRA-member broker-dealer managing approximately $2.13 billion in client assets. The firm provides a range of investment advisory programs, retirement plan services, and financial planning to individuals, trusts, corporations, pension plans, and charitable organizations, offering both discretionary and non-discretionary portfolio management through various account structures and investment options.

Active portfolio management Options & derivatives strategies Passive / index investing Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner
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Christopher V

Series 66

St. Charles, IL

Total Clarity Wealth Management, Inc

Christopher Vivian is a financial advisor at Total Clarity Wealth Management, Inc. with 15 years of industry experience. He holds the Series 66 designation and has worked previously at LPL Financial and Cetera Advisor Networks LLC. Vivian Financial Services, Inc. is a business entity he maintains for tax and investment purposes. Total Clarity Wealth Management provides wealth management and financial planning services to individuals, trusts, estates, charitable organizations, corporate clients, and 401(k) plan sponsors. The firm offers discretionary portfolio management using various investment vehicles, employs third-party model portfolios, and supports specialized strategies for sophisticated investors.

Options & derivatives strategies Concentrated stock management Private / alternative investments Charitable giving & philanthropy Retirement plans for business owners (SEP, solo 401k) Executive Founder/Business Owner Established Professionals Approaching retirement HENRY (High Earners, Not Rich Yet)
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Anne Marie W

Series 66

St. Charles, IL

Total Clarity Wealth Management, Inc

Anne Marie Woodrich is a financial advisor with Total Clarity Wealth Management, Inc. She holds a Series 66 designation and has six years of industry experience. Her prior roles include positions at LPL Financial, CETERA Advisor Networks LLC, Pesch Law Office, P.C., and Wall Street Financial Advisors, Inc. Total Clarity Wealth Management provides wealth management and financial planning services to individuals, trusts, estates, charitable organizations, corporate clients, and 401(k) plan sponsors. The firm offers discretionary portfolio management using a range of investment vehicles and employs both traditional and more active strategies tailored to client needs.

Options & derivatives strategies Concentrated stock management Private / alternative investments Charitable giving & philanthropy Retirement plans for business owners (SEP, solo 401k) Executive Founder/Business Owner Established Professionals Approaching retirement HENRY (High Earners, Not Rich Yet)
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Kristina T

Series 65, Series 63

St. Charles, IL

Total Clarity Wealth Management, Inc

Kristina Tenney Gatto is a financial advisor at Total Clarity Wealth Management, Inc. in St. Charles, IL, holding Series 63 and Series 65 licenses with three years of industry experience. Prior to joining Total Clarity Wealth Management, she worked five years at School District 308 Oswego. Total Clarity Wealth Management serves individuals, trusts, estates, charitable organizations, corporate clients, and employer 401(k) plan sponsors by offering discretionary portfolio management, financial planning, and donor-advised fund support. The firm uses customized asset allocations and a range of investment strategies, including both passive and more active approaches.

Options & derivatives strategies Concentrated stock management Private / alternative investments Charitable giving & philanthropy Retirement plans for business owners (SEP, solo 401k) Executive Founder/Business Owner Established Professionals Approaching retirement HENRY (High Earners, Not Rich Yet)
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Laura C

Series 66

Geneva, IL

Leelyn Smith, LLC

Laura Chamness is a financial advisor with Leelyn Smith, LLC in Geneva, Illinois, holding a Series 66 designation and 16 years of industry experience. She previously worked at LPL Financial and Highpoint Planning Partners. Outside of her advisory role, she serves as a notary public. Leelyn Smith, LLC provides discretionary and non-discretionary investment advisory services to individuals, pension and profit-sharing plans, business entities, and trusts. The firm employs model-based and individualized allocations across various asset classes and utilizes multiple third-party technology platforms and service providers to support portfolio management.

Options & derivatives strategies Tax-loss harvesting Private / alternative investments
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Michael M

Series 66

Naperville, IL

IntentGen Financial Partners

Michael Mathey is a financial advisor at IntentGen Financial Partners in Naperville, IL, with four years of industry experience. He holds a Series 66 designation and has worked at Purshe Kaplan Sterling Investments, Thrivent Investment Management, and the Thrivent Advisor Network. Mathey has experience assisting clients with financial plan maintenance and meeting preparation through his role as a Senior Planning Coordinator at Thrivent Advisor Network. IntentGen Financial Partners serves individuals, trusts, pension and profit sharing plans, and corporate clients, offering asset management, comprehensive financial planning, and retirement plan consulting. The firm employs a multi-advisor team approach and uses a variety of investment methods, including modern portfolio theory and third-party manager research, to construct diversified portfolios tailored to client needs.

Retirement income strategy Wealth management Charitable giving & philanthropy Retirement plans for business owners (SEP, solo 401k) Active portfolio management Founder/Business Owner Executive
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David H

Series 63, Series 65

St. Charles, IL

Total Clarity Wealth Management, Inc

David Hogaboom is a financial advisor with Total Clarity Wealth Management, Inc. He holds Series 63 and Series 65 licenses and has 37 years of industry experience. His prior roles include positions at LPL Financial, Capital Point Financial Group, and Guidant Wealth Advisors. Outside of advisory work, he is involved with Insightful Wealth Planning LLC, a non-investment-related business entity. Total Clarity Wealth Management provides wealth management and financial planning services to individuals, trusts, estates, charitable organizations, corporate clients, and 401(k) plan sponsors. The firm offers discretionary portfolio management using a range of investment vehicles and employs both model portfolios and separately managed accounts, with a focus on tailored asset allocation and regular account monitoring.

Options & derivatives strategies Concentrated stock management Private / alternative investments Charitable giving & philanthropy Retirement plans for business owners (SEP, solo 401k) Executive Founder/Business Owner Established Professionals Approaching retirement HENRY (High Earners, Not Rich Yet)
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Kenneth T

CFA®, Series 66

Naperville, IL

T2 Asset Management, LLC

Kenneth Tomko is a CFA® charterholder with 16 years of industry experience. He is a member of the team at T2 Asset Management, LLC, where he has worked since 2013, following five years at Asbury Investment Management LLC. Tomko holds the Series 66 registration. T2 Asset Management, LLC provides investment management, wealth planning, and business advisory services to individuals, small businesses, and institutions. The firm manages approximately $165 million in discretionary assets using proprietary, rules-based models that combine technical and fundamental analysis to guide asset allocation and risk management across multiple portfolio profiles.

Active portfolio management Options & derivatives strategies Concentrated stock management Wealth management Founder/Business Owner
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Mark B

CFP®, Series 63, Series 65

Naperville, IL

M.Brown Financial Advisors

Mark Brown is a CFP® professional with 39 years of experience in financial advising. He is the founder of M. Brown Financial Advisors in Naperville, IL, and has held positions at Ausdal Financial Partners, LPL Financial, Wells Fargo Advisors, and Herbst Financial Advisors. Outside of advising, he serves as Vice President of the Naper Courtyards Condo Association. M. Brown Financial Advisors primarily serves as a sub-advisor to Ausdal Financial Partners and other registered investment advisers, providing discretionary portfolio management, customized accounts, and retirement plan consulting. The firm combines active tactical allocation with diversified model portfolios and includes commission-based brokerage and insurance products alongside sub-advisory services.

Active portfolio management Options & derivatives strategies Passive / index investing Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner
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Christopher D

CFA®, Series 63, Series 66

Geneva, IL

Leelyn Smith, LLC

Christopher Dieckow is a CFA® charterholder with 17 years of experience in the financial services industry. He is currently a financial advisor at Leelyn Smith, LLC, where he has worked since 2021. Prior to this, he held positions at Schwab Private Client Investment Advisory, Inc. and Charles Schwab and Co. Inc. Leelyn Smith, LLC provides discretionary and non-discretionary investment advisory services to individuals, pension and profit-sharing plans, business entities, and trusts. The firm employs model-based and individualized allocations, utilizes multiple third-party technology platforms, and offers access to structured notes and held-away account management as part of its comprehensive advisory services.

Options & derivatives strategies Tax-loss harvesting Private / alternative investments
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Richard G

CFP®, Series 63, Series 65

Aurora, IL

River Street Advisors, LLC

Richard Gartelmann is a CFP® with 28 years of experience in the financial services industry. He is affiliated with River Street Advisors, LLC and Old Second National Bank, where he has worked since 2011. Gartelmann holds Series 63 and Series 65 licenses and serves as Senior Vice President managing client relationships for trust accounts at Old Second Wealth Management. River Street Advisors, LLC is an independent asset management and financial planning firm serving individual, institutional, and charitable clients. The firm employs a disciplined investment process incorporating written policy statements, quantitative and fundamental analysis, and may use derivatives and option strategies as part of its portfolio management.

Options & derivatives strategies Concentrated stock management Cash flow / budgeting
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Joseph C

Series 66

Naperville, IL

T2 Asset Management, LLC

Joseph Contorno is a financial advisor at T2 Asset Management, LLC with 21 years of industry experience. He holds a Series 66 designation and has worked at T2 Asset Management since 2017. His prior experience includes roles at The Strategic Coach and Jurs Montgomery. T2 Asset Management provides investment management, wealth planning, and business advisory services to individuals, small businesses, and institutions. The firm manages approximately $165 million on a discretionary basis using proprietary, rules-based models that combine technical and fundamental analysis to guide asset allocation and risk management across multiple portfolio profiles.

Active portfolio management Options & derivatives strategies Concentrated stock management Wealth management Founder/Business Owner
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Jeanne T

Series 66

St. Charles, IL

Total Clarity Wealth Management, Inc

Jeanne Tackett is a financial advisor at Total Clarity Wealth Management, Inc. with 19 years of industry experience. She holds a Series 66 designation and has worked at LPL Financial, Cetera Advisors Networks LLC, and Wall Street Financial Advisors. Jeanne is also the owner of Indigo Adviser Services, Inc., a non-investment-related business activity. Total Clarity Wealth Management provides wealth management and financial planning services to individuals, trusts, estates, charitable organizations, corporate clients, and 401(k) plan sponsors. The firm offers discretionary portfolio management using a variety of investment vehicles and third-party model portfolios, and it supports customized asset allocations with monitoring and specialized strategies for sophisticated investors.

Options & derivatives strategies Concentrated stock management Private / alternative investments Charitable giving & philanthropy Retirement plans for business owners (SEP, solo 401k) Executive Founder/Business Owner Established Professionals Approaching retirement HENRY (High Earners, Not Rich Yet)
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Carl C

Series 66

Naperville, IL

IntentGen Financial Partners

Carl Christiansen is a financial advisor at IntentGen Financial Partners with one year of industry experience. He holds a Series 66 designation and has worked previously with Thrivent Advisor Network, LLC and Thrivent Investment Management Inc. Outside of his advisory roles, he has held positions at Cress Creek Country Club and Illinois Wesleyan University. IntentGen Financial Partners provides asset management, financial planning, and retirement plan consulting to individuals, trusts, pension and profit-sharing plans, and corporate clients. The firm employs a multi-advisor team approach and uses a range of investment methods to construct diversified portfolios tailored to client needs.

Retirement income strategy Wealth management Charitable giving & philanthropy Retirement plans for business owners (SEP, solo 401k) Active portfolio management Founder/Business Owner Executive
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Charles H

Series 63, Series 65

Geneva, IL

Leelyn Smith, LLC

Charles Hartman is a financial advisor with Leelyn Smith, LLC, holding Series 63 and Series 65 credentials and bringing 30 years of industry experience. He has worked at LPL Financial and National Planning Corporation prior to his long tenure at Leelyn Smith. Hartman is also involved in providing investment advisory services through The Retirement Network, an independent advisory firm. Leelyn Smith, LLC offers discretionary and non-discretionary investment advisory services to individuals, pension and profit-sharing plans, business entities, and trusts, along with financial planning and consulting. The firm employs model-based and individualized investment allocations, utilizing various platforms and third-party services, including a distinctive affiliation with an accounting practice and use of AI tools and structured notes.

Options & derivatives strategies Tax-loss harvesting Private / alternative investments
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Vanessa C

Series 65

St. Charles, IL

Total Clarity Wealth Management, Inc

Vanessa Croessmann is a financial advisor at Total Clarity Wealth Management, Inc with three years of industry experience. She holds a Series 65 designation and has worked at Wall Street Financial Advisors and as a self-employed financial planner. In addition to her advisory role, she is an independent licensed insurance agent focusing on life, accident, and health insurance. Total Clarity Wealth Management serves individuals, trusts, estates, charitable organizations, corporate clients, and employer 401(k) plan sponsors, offering discretionary portfolio management, financial planning, and donor-advised fund support. The firm employs customized asset allocations using various investment vehicles and maintains several offices with affiliations to legal, real estate, and accounting professionals.

Options & derivatives strategies Concentrated stock management Private / alternative investments Charitable giving & philanthropy Retirement plans for business owners (SEP, solo 401k) Executive Founder/Business Owner Established Professionals Approaching retirement HENRY (High Earners, Not Rich Yet)
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Vincent C

Series 63, Series 66

Naperville, IL

T2 Asset Management, LLC

Vincent Cione is a financial advisor at T2 Asset Management, LLC with 24 years of industry experience. He holds Series 63 and Series 66 licenses and has worked at Purshe Kaplan Sterling Investments and Wayne Hummer Investments. In addition to his advisory role, he is a licensed agent for fixed and traditional insurance products. T2 Asset Management provides investment management, wealth planning, and business advisory services to individuals, small businesses, and institutions. The firm uses proprietary, rules-based models combining technical and fundamental analysis to manage multi-asset portfolios and downside risk across several investment profiles.

Active portfolio management Options & derivatives strategies Concentrated stock management Wealth management Founder/Business Owner
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Corey S

CFP®, Series 63, Series 66

Naperville, IL

IntentGen Financial Partners

Corey Schmidt is a CFP® professional with 28 years of experience in the financial industry, currently serving at IntentGen Financial Partners in Naperville, IL. His career includes long tenures at Thrivent Financial and Purshe Kaplan Sterling Investments. Schmidt holds board positions at All Saints Catholic Academy and Luther College and serves on the board of directors and as Vice Chair of Grounds at Cress Creek Country Club. IntentGen Financial Partners is a multi-advisor team firm managing approximately $756 million, providing asset management, comprehensive financial planning, and retirement plan consulting to individuals, trusts, pension and profit sharing plans, and corporate clients. The firm employs a diverse investment approach that integrates modern portfolio theory, fundamental and technical analysis, quantitative models, and manager research.

Retirement income strategy Wealth management Charitable giving & philanthropy Retirement plans for business owners (SEP, solo 401k) Active portfolio management Founder/Business Owner Executive
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Katherine B

CFP®

Geneva, IL

DHJJ Financial Advisors

Katherine Byrne is a CFP® professional with 10 years of industry experience. She has been with DHJJ Financial Advisors, a firm based in Geneva, IL, since 2014. DHJJ Financial Advisors is an SEC-registered firm managing approximately $543.5 million and serves individual and high-net-worth clients. The firm provides portfolio management, financial planning, and retirement plan services, and offers access to tax preparation and accounting through an affiliated CPA firm.

Options & derivatives strategies Founder/Business Owner Retired
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