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Edward W

Series 63

Atlanta, GA

Register Financial Advisors, LLC

Edward Waits is a financial advisor at Register Financial Advisors, LLC with 27 years of industry experience. He holds a Series 63 designation and previously worked at Wells Fargo Advisors and Wells Fargo Clearing. He serves on the board of the Adaptive Learning Center, a nonprofit focused on scholastic inclusion for children with special needs. Register Financial Advisors, LLC offers investment advisory and financial planning services to individuals, corporations, retirement plans, charitable institutions, foundations, and trusts. The firm utilizes a range of instruments and strategies from in-house advisors and third-party strategists, providing both discretionary and non-discretionary portfolio management along with access to multiple wrap fee programs.

Options & derivatives strategies Retirement withdrawal strategies Charitable giving & philanthropy Cash flow / budgeting Executive Founder/Business Owner
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Scott V

CFP®, CFA®, Series 65

Chamblee, GA

Verisail Partners, LLC

Scott Voigt is a CFP®, CFA®, and Series 65-licensed advisor with 15 years of industry experience. He has been with Verisail Partners, LLC since 2010. Verisail Partners serves individuals, families, businesses, retirement plan sponsors, and other institutions with comprehensive financial planning and investment management. The firm employs a top-down, asset-allocation first approach and emphasizes a factor-based framework informed by the Fama-French three-factor model.

Retirement income strategy Income planning Multi-generational wealth transfer College savings (529s, UTMA, etc.) Factor investing / smart beta Founder/Business Owner Retired
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Charles P

Series 63

Atlanta, GA

Register Financial Advisors, LLC

Charles Parker is a financial advisor at Register Financial Advisors, LLC in Atlanta, GA, holding a Series 63 designation with 49 years of industry experience. He has been with Register Financial Associates, Inc. since 2016. Outside of his advisory role, he is the owner of CMP LLC, an investment entity. Register Financial Advisors, LLC provides investment advisory and financial planning services to a range of clients including individuals, corporations, retirement plans, and charitable institutions. The firm employs a broad set of investment instruments and strategies, combining in-house and third-party management, and offers access to multiple managed asset programs and wrap fee solutions.

Options & derivatives strategies Retirement withdrawal strategies Charitable giving & philanthropy Cash flow / budgeting Executive Founder/Business Owner
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David C

CFP®, Series 63, Series 66

Atlanta, GA

EPG Wealth Management LLC

David Curry is a CFP® with 23 years of industry experience, currently serving at EPG Wealth Management LLC since 2019. He has also worked at Arkadios Capital, ACG Wealth, and Triad Advisors, Inc. Outside of his advisory roles, he is involved in non-investment business activities through Curry & Co., LLP and RCM Capital LLC. EPG Wealth Management works with individuals, trusts, businesses, and retirement plans to provide portfolio management, financial planning, and retirement-plan consulting services. The firm develops customized investment plans and manages accounts on a discretionary basis using a variety of analytical approaches and alternative investments, while also offering access to third-party managers and a branded wrap fee program.

Private / alternative investments Retirement plans for business owners (SEP, solo 401k) Liquidity event planning Founder/Business Owner
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Kyle W

Series 63, Series 65

Atlanta, GA

EPG Wealth Management LLC

Kyle Willemse is a financial advisor at EPG Wealth Management LLC in Atlanta, GA, holding Series 63 and Series 65 licenses with two years of industry experience. Prior to joining EPG Wealth Management in 2023, he worked at Nasdaq eVestment from 2021 to 2023 and held various roles in education and financial services. EPG Wealth Management serves individuals, trusts, businesses, and retirement plans by providing portfolio management, financial planning, access to third-party money managers, and retirement-plan consulting. The firm develops customized investment plans typically managed on a discretionary basis, using a combination of fundamental, technical, and cyclical analysis, and offers a wrap fee program alongside advisor-managed accounts.

Private / alternative investments Retirement plans for business owners (SEP, solo 401k) Liquidity event planning Founder/Business Owner
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Bradford G

CFP®, Series 65

Chamblee, GA

Verisail Partners, LLC

Bradford Gilliam is a CFP® and holds a Series 65 license with two years of industry experience. He is currently an advisor at Verisail Partners, LLC and also owns Rooted Landscape, a landscaping business he has operated since 2017. Verisail Partners serves individuals, families, businesses, retirement plan sponsors, and other institutions with comprehensive financial planning and investment management. The firm employs a top-down, asset-allocation first approach and emphasizes a factor-based framework informed by the Fama-French three-factor model.

Retirement income strategy Income planning Multi-generational wealth transfer College savings (529s, UTMA, etc.) Factor investing / smart beta Founder/Business Owner Retired
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Maury S

ChFC®, Series 63, Series 65

Decatur, GA

Ferguson Shapiro LLC

Maury Shapiro is a financial advisor at Ferguson Shapiro LLC in Marietta, GA, with 40 years of industry experience. He holds the ChFC® designation along with Series 63 and Series 65 licenses. Prior to joining Ferguson Shapiro LLC, he worked at Axa Advisors, LLC for 19 years. Outside of investment advisory work, he is active as a group benefits insurance agent, assisting business clients with employee benefits. Ferguson Shapiro provides portfolio management and financial planning services to individuals, retirement plans, trusts, foundations, and other institutions. The firm offers discretionary and non-discretionary advisory services, access to third-party money managers, and a wrap fee program, emphasizing a process that begins with a comprehensive review of clients’ financial situations and includes enhanced portfolio management strategies.

Annuities Options & derivatives strategies Concentrated stock management Retirement plans for business owners (SEP, solo 401k)
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Benjamin Y

ChFC®, Series 63, Series 66

Atlanta, GA

Generational Financial Partners, LLC

Benjamin Yin is a financial advisor at Generational Financial Partners, LLC with 15 years of industry experience. He holds the ChFC® designation along with Series 63 and Series 66 licenses. His prior experience includes roles at Eagle Strategies (NY Life), NYLIFE Securities LLC, and New York Life Insurance Company. Outside of advisory work, he is an investor in various ventures including a wireless speaker company, a vitamin business, and an indoor pickleball facility. Generational Financial Partners, LLC is an SEC-registered investment adviser offering discretionary portfolio management and financial planning services primarily to individuals and high-net-worth clients. The firm employs a client-specific investment process that considers time horizon and risk tolerance and may utilize asset allocation, dollar-cost averaging, technical analysis, and both short- and long-term purchase strategies.

Annuities
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Danielle S

PFS™

Atanta, GA

Rollins Financial Advisors, LLC

Danielle Schultz is a financial advisor at Rollins Financial Advisors, LLC with 10 years of industry experience. She holds the PFS™ designation and has a background that includes 20 years at Rollins & Van Lear PC, an affiliated CPA firm where she is a partner responsible for supervising accounting staff and overseeing tax planning and preparation. Rollins Financial Advisors, LLC manages approximately $1.588 billion in discretionary assets and provides investment advisory and portfolio management services to individuals, high net worth clients, and corporate pension and profit-sharing plans. The firm employs a strategy that includes the use of mutual funds, ETFs, and individual stocks and bonds, with regular portfolio reviews and adherence to fiduciary standards.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.)
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James G

Series 63, Series 65

Atlanta, GA

DAI Wealth, LLC

James Goolsby is a financial advisor at DAI Wealth, LLC with 41 years of industry experience. He holds Series 63 and Series 65 licenses and has previously worked at firms including Concorde Investment Services, Sowell Management, Suntrust Investment Services, and Morgan Stanley. Outside of his advisory role, he is president and owner of Paragon Wealth Counselors, a securities-related business. DAI Wealth, LLC provides discretionary and non-discretionary investment management and financial planning to a diverse client base including individuals, pension plans, charitable organizations, and corporations. The firm employs a multi-advisor platform and uses third-party managers and technology platforms to tailor portfolios aligned with client objectives.

Wealth management Active portfolio management Private / alternative investments Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Executive
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Robert S

CFP®, ChFC®, Series 65

Atanta, GA

Rollins Financial Advisors, LLC

Robert Schultz is a financial advisor at Rollins Financial Advisors, LLC in Atlanta, GA, with 18 years of industry experience. He holds the CFP®, ChFC®, and Series 65 credentials. Schultz has been with the Rollins organization since 1998, including his current role at Rollins Financial Advisors since 2021. Rollins Financial Advisors serves individual and high-net-worth clients as well as corporate pension and profit-sharing plans, providing investment counseling, portfolio management, and related accounting and tax services. The firm manages approximately $1.38 billion in discretionary assets and employs a fiduciary, goal-oriented investment process focused on asset allocation and ongoing portfolio monitoring.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.)
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Steven M

CFA®, Series 63

Atlanta, GA

Marco Investment Management LLC

Steven Marco is a CFA® charterholder with 23 years of industry experience. He has been with Marco Investment Management LLC since 1998 and is based in Atlanta, GA. Marco Investment Management serves a diverse client base including high-net-worth individuals, pension plans, trusts, charitable organizations, and government entities. The firm uses discretionary portfolio management supported by a multi-member Investment Strategy Committee and employs a range of strategies such as Core Equity, Option Overwrite, and Active Intermediate Fixed Income.

Options & derivatives strategies Active portfolio management Income planning Executive
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Ryan F

CFP®, Series 66

Decatur, GA

Ferguson Shapiro LLC

Ryan Florence is a CFP® professional with 17 years of industry experience, currently serving as an advisor at Ferguson Shapiro LLC since 2022. Prior to this, he worked at Kiker Wealth Management, LLC for 11 years. Outside of his advisory role, he is involved with Florence Wealth Management LLC, a non-investment related business entity. Ferguson Shapiro LLC provides portfolio management and financial planning services to individuals, retirement plans, trusts, foundations, and other institutions. The firm offers both discretionary and non-discretionary advisory services, access to third-party money managers, written financial plans, and a wrap fee program, with an investment process that incorporates customized policy development and enhanced portfolio management strategies.

Annuities Options & derivatives strategies Concentrated stock management Retirement plans for business owners (SEP, solo 401k)
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Alexis C

Series 65

Atlanta, GA

Rollins Financial Advisors, LLC

Alexis Chambers is a financial advisor at Rollins Financial Advisors, LLC in Atlanta, GA, holding a Series 65 designation with one year of industry experience. Prior to joining Rollins, Alexis worked at J. Smith Lanier and completed full-time education at Birmingham-Southern College. Rollins Financial Advisors serves individual and high-net-worth clients as well as corporate pension and profit-sharing plans, providing investment counseling, portfolio management, and related accounting and tax services. The firm manages approximately $1.38 billion in discretionary assets and employs a fiduciary, goal-oriented investment process with a focus on asset allocation and ongoing portfolio monitoring.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.)
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Gilbert B

Series 63, Series 65, Series 66

Atlanta, GA

Register Financial Advisors, LLC

Gilbert Bubis is a financial advisor with Register Financial Advisors, LLC in Atlanta, GA, holding Series 63, 65, and 66 licenses and with 29 years of industry experience. He has been with Register Financial Associates, Inc. and Register Financial Advisors, LLC since 2001. Outside of his advisory role, he participates in focus groups for research companies providing opinions on various topics. Register Financial Advisors, LLC offers investment advisory and financial planning services to individuals, corporations, retirement plans, and charitable institutions. The firm employs a broad range of investment instruments and strategies, including equities, mutual funds, ETFs, fixed income, and derivatives, while working with custodians and third-party managers to implement and monitor client portfolios.

Options & derivatives strategies Retirement withdrawal strategies Charitable giving & philanthropy Cash flow / budgeting Executive Founder/Business Owner
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Ethan L

Series 66

Atlanta, GA

Patton Albertson Miller Group, LLC

Ethan Loppatto is a financial advisor with Patton Albertson Miller Group, LLC in Atlanta, GA. He holds a Series 66 designation and has one year of industry experience. Prior to joining Patton Albertson Miller Group, he worked at several firms including Cetera Wealth Services and Avantax Investment Services. Outside of his advisory role, he provides administrative support to financial advisors through Legacy Capital Advisors, LLC. Patton Albertson Miller Group, LLC is a fee-only wealth management and financial planning firm serving affluent individuals, families, pension plans, and charitable organizations. The firm offers comprehensive services including investment management, estate and tax planning, and fiduciary services, employing discretionary portfolio management with a range of model allocations and access to specialized investment platforms.

Wealth management Business succession planning Founder/Business Owner Executive HENRY (High Earners, Not Rich Yet)
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Noah B

Series 65, Series 63

Decatur, GA

Stark Financial Advisers, Inc.

Noah Brown is a financial advisor with Stark Financial Advisers, Inc. in Decatur, GA, holding Series 65 and Series 63 licenses and bringing 13 years of industry experience. He has worked with R.M. Stark & Co. since 2012 and joined Stark Financial Advisers in 2023. Outside of advising, he is involved in basketball scouting and coaching through USA Select Basketball, recruits players and coaches professionally with 720 Sportsgroup, and co-owns a lifestyle medspa in Atlanta. Stark Financial Advisers, Inc. manages approximately $94.7 million on a discretionary basis for individuals, pension and profit-sharing plans, corporations, and other entities. The firm employs an asset-allocation driven investment strategy that incorporates both fundamental and technical analysis, offering a range of portfolio styles from conservative to aggressive and utilizing various trading techniques including derivatives.

Options & derivatives strategies
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Erin T

CFP®, Series 65

Atlanta, GA

Register Financial Advisors, LLC

Erin Tatham is a CFP® and Series 65 credentialed advisor with 11 years of industry experience. She has worked at Register Financial Advisors, LLC since 2020 and previously held roles at Providence Capital Advisors, LLC and Meridian Investment Partners. Outside of her advisory work, she serves as treasurer for the Sweet Apple Parent Teacher Organization and provides financial consulting to clients undergoing divorce through the Divorce Resource Center of Georgia. Register Financial Advisors, LLC offers investment advisory and financial planning services to individuals, corporations, retirement plans, and charitable institutions. The firm uses a broad range of investment strategies from both in-house and third-party sources, including equities, fixed income, derivatives, and options, and is distinguished by its use of derivatives and borrowing within managed accounts as well as its sponsorship of multiple wrap fee programs.

Options & derivatives strategies Retirement withdrawal strategies Charitable giving & philanthropy Cash flow / budgeting Executive Founder/Business Owner
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Michael R

CFP®, Series 63, Series 65

Atlanta, GA

Highbrook Capital Partners

Michael Rollauer is a CFP® professional with 22 years of industry experience, currently serving at Highbrook Capital Partners since 2026. His prior roles include five years at Waypoint Wealth Counsel and eleven years at Arcus Capital Partners, LLC. He holds an insurance license but does not actively solicit insurance business. Highbrook Capital Partners, LLC is an SEC-registered advisory firm that offers discretionary and non-discretionary portfolio management, pension consulting, and comprehensive financial planning primarily to individuals, high-net-worth clients, pension plans, and business entities. The firm employs a combination of fundamental, quantitative, technical, and charting analysis to construct portfolios and manages risks through regular monitoring and reviews.

Options & derivatives strategies Concentrated stock management Annuities Real estate investing
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Karen H

Series 63, Series 65

Atlanta, GA

Peachcap Tax & Advisory, LLC

Karen Holt is a financial advisor with Peachcap Tax & Advisory, LLC in Atlanta, Georgia, holding Series 63 and Series 65 licenses and bringing 40 years of industry experience. She previously worked at Wells Fargo Advisors Financial Network LLC before joining PeachCap in 2016. Outside of her advisory role, she serves as treasurer for West Mitchell CME Church, managing the church’s financial accounts. PeachCap Tax & Advisory, LLC is an SEC-registered advisory firm with a team of six advisors managing approximately $147 million for individual and high-net-worth clients. The firm offers discretionary portfolio management and financial planning, constructing diversified, model-based portfolios that incorporate fundamental, technical, and cyclical analysis.

Retirement income strategy Income planning Tax-loss harvesting Concentrated stock management Options & derivatives strategies Founder/Business Owner
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