Anthony Spencer is a financial advisor at Quartz Partners Investment Management with 11 years of industry experience. He holds Series 65 and Series 63 licenses and has worked at several firms, including New York Life, NYLIFE Securities, and Park Avenue Securities. Quartz Partners serves individual investors, retirement plans, institutions, and financial intermediaries by providing model-based investment management through separately managed accounts, model portfolios, and advisory services. The firm uses a combination of top-down macro analysis and bottom-up stock selection across multiple model series, with ongoing portfolio monitoring and rebalancing by an investment committee.

Jake Cooper is a financial advisor at High Probability Advisors, LLC with 11 years of industry experience. He holds Series 63 and Series 65 designations and has worked previously at Manning & Napier in various roles from 2013 to 2022. Since 2022, he has been with High Probability Advisors. High Probability Advisors serves individual and high-net-worth clients, as well as trusts, estates, corporations, and retirement plans, providing portfolio management, financial planning, and retirement-plan advisory services. The firm employs a mix of quantitative, fundamental, and technical analysis to develop individualized portfolios and manages approximately $1.046 billion in assets across around 344 client relationships.

Jolyn Sweet is a financial advisor at King Wealth Management Group, LLC in Saratoga Springs, NY. She holds Series 65 and Series 66 licenses and has experience working at several wealth management firms since 2022, including The Colony Group and Connectus Wealth Advisers. Outside of her advisory role, she is a commissioned notary public in Gansevoort, NY. King Wealth Management provides discretionary and non-discretionary investment management and tailored financial planning to individuals, high-net-worth clients, trusts, estates, pension and profit-sharing plans, and other entities. The firm’s portfolio construction emphasizes individual equities, fixed income, and ETFs, combining fundamental analysis with a technical overlay and occasionally using derivatives and margin as authorized by clients.

Byron Stahl is a financial advisor at Headland Capital with 13 years of industry experience. He holds Series 63 and Series 65 licenses and previously worked at LPL Financial and Maryland Financial Group. Stahl is involved with Coastal Wealth Management and Denooyer Direct Insurance, focusing on insurance products and related activities. Headland Capital is a registered investment adviser with a team of ten advisors serving individuals, family offices, trusts, estates, and various entities. The firm employs a client-driven investment process emphasizing fundamental analysis and long-term orientation, managing approximately $559 million for around 637 clients.

Taylor Sohns is a CFP® with 15 years of industry experience, currently serving at LifeGoal Investments, LLC. His prior experience includes roles at Franklin Templeton, Legg Mason, and Lord Abbet. He is a partner and CFO of Forever Young Springs, LLC, a small real estate company in Saratoga Springs, NY. LifeGoal Investments, LLC is a team-based registered investment adviser managing approximately $558 million for about 319 clients, primarily individuals and high-net-worth individuals. The firm offers discretionary and non-discretionary asset management, assets-under-advisement, and hourly financial planning, using client profiles and Modern Portfolio Theory to guide investment strategies.

Kyle Webber is a financial advisor at Quartz Partners Investment Management with 15 years of industry experience. He holds Series 63 and Series 65 designations and has been with Quartz Partners since 2014. Outside of his advisory role, he is a member of Slocum-Webber Group, LLC, a project management consulting and property management business in which he holds a minority interest. Quartz Partners serves individual investors, retirement plans, institutions, and financial intermediaries by providing model-based investment management through separately managed accounts, model portfolios, and advisory services. The firm employs a combination of top-down macro analysis and bottom-up stock selection, with ongoing portfolio monitoring and rebalancing by an investment committee.

Elizabeth Litts is a financial advisor at Sustainable Advisors Alliance LLC with one year of industry experience. She holds a Series 65 designation. Outside of her advisory role, she has been involved with the Waldorf School of Saratoga Springs for the past ten years. Sustainable Advisors Alliance provides investment management and financial planning services to individuals, retirement plans, corporations, non-profits, and pension/profit-sharing plans. The firm focuses on sustainable, responsible, and impact investing using environmental, social, and governance criteria, employing both passive and active strategies tailored to client preferences and tax objectives.

Joseph Petry is a financial advisor with Discipline Wealth Solutions, Inc. He holds Series 63 and Series 65 licenses and has 19 years of industry experience. His prior roles include positions at Ausdal Financial Partners and CPR Financial Group, and he has operated Petry Financial Services since 2008. Outside of advising, he has worked as a freelance actor since 2021. Discipline Wealth Solutions serves individuals, corporations, retirement plans, and other advisors by offering tailored investment advisory services that include managed accounts, sub-advisory relationships, and retirement plan consulting. The firm employs a variety of investment approaches and manages portfolios through both in-house and third-party managers.

Joshua Gilbert is a financial advisor at Quartz Partners Investment Management with nine years of industry experience. He holds the Series 63 and Series 66 designations. His prior experience includes roles at Brighton Securities, Wells Fargo Clearing Services LLC, and MassMutual. He is also associated with Etico Partners, LLC. Quartz Partners serves individual investors, retirement plans, institutions, and financial intermediaries by providing model-based investment management through separately managed accounts, model portfolios, and a digital investing platform. The firm’s investment process combines top-down macro analysis with bottom-up stock selection and is supported by an investment committee that monitors and rebalances portfolios on an ongoing basis.

Stephen Lulla is a financial advisor at Quartz Partners Investment Management with five years of industry experience. He holds a Series 65 designation and has worked at Maidstone Wealth Management and Weatherhelm Capital Management prior to joining Quartz Partners. Quartz Partners serves individual investors, retirement plans, institutions, and financial intermediaries, offering model-based investment management through separately managed accounts, model portfolios, and a digital investing platform. The firm combines top-down macro analysis with bottom-up stock selection and manages portfolios through an investment committee, providing services on a discretionary basis and through various platform arrangements.

Patrick Younis is a financial advisor with MinichMacgregor Wealth Management, LLC in Saratoga Springs, NY, holding Series 63 and Series 66 licenses and 18 years of industry experience. His work history includes prior roles at Purshe Kaplan Sterling Investments, LPL Financial, Eagle Strategies LLC, and NYLife Securities. MinichMacgregor Wealth Management serves individuals, retirement plans, trusts, estates, charitable organizations, and business entities, offering financial planning, portfolio management, and retirement-plan advisory services. The firm builds tailored portfolios using a combination of fundamental, technical, and cyclical analysis, employs proprietary investment strategies compliant with Rule 3a-4, and offers distinctive participant education and enrollment assistance programs for retirement-plan sponsors.

Rebecca Mason is a financial advisor at Happiness in Retirement with five years of industry experience and holds a Series 66 designation. She worked at Goldman Sachs Ayco for six years before joining Del-Sette Capital Management, LLC, where she has been since 2026. Prior to her financial services career, she operated Becky Mason Fitness from 2016 to 2019. Happiness in Retirement serves individuals, high-net-worth clients, trusts, and estates with wealth management, discretionary portfolio management, and financial planning. The firm manages approximately $192.5 million for about 240 clients, focusing on long-term, diversified investment strategies that utilize mutual funds, ETFs, and selective individual equities along with fundamental, technical, and cyclical analysis.

Benjamin Simmons is a financial advisor with Steward Advisors Group, LLC, holding Series 63 and Series 65 credentials and two years of industry experience. His prior work includes roles at Etico Partners, AIFG Consultants Ltd (Simmons Capital Group), and JPMorgan Chase Bank, N.A., among others. Steward Advisors Group is a registered investment adviser serving individuals, trusts, estates, and charitable organizations. The firm manages approximately $105 million in discretionary assets, providing tailored portfolio management and financial planning that incorporates clients’ faith-based and moral values into investment decisions.

Maxwell Hulbert is a financial advisor with LifeGoal Investments, LLC, holding a Series 65 designation and two years of industry experience. His prior roles include working at Knight Strategic Wealth and operating as a sole proprietor. He is also involved with LifeGoal Lending LLC as Director of Lawyer Relations. LifeGoal Investments, LLC is a team-based registered investment adviser managing approximately $558 million for primarily individual and high-net-worth clients. The firm offers discretionary and non-discretionary asset management, financial planning, and employs investment strategies based on client profiles and Modern Portfolio Theory.

Harold Moran is a CFP® with 39 years of experience in the financial advisory industry. He is currently with Sustainable Advisors Alliance LLC, where he has worked since 2021. Prior to that, he spent ten years at Portfolio Resources Advisor Group. Sustainable Advisors Alliance provides investment management and financial planning services to individuals, retirement plans, corporations, non-profits, and pension/profit-sharing plans. The firm focuses on sustainable, responsible, and impact investing using ESG criteria and employs a combination of passive and active strategies tailored to client goals and preferences.

Cory Laird is a CFP® with nine years of industry experience, currently serving as an advisor at MinichMacGregor Wealth Management, LLC since 2016. He holds a Series 66 designation and operates within a team-based environment in Saratoga Springs, NY. MinichMacGregor Wealth Management serves a diverse client base that includes high-net-worth individuals, retirement plans, trusts, and business entities. The firm provides customized financial planning and portfolio management, employing a blend of fundamental, technical, and cyclical analysis along with proprietary investment strategies, including the use of leveraged and inverse ETFs for certain clients.

Mark Landau is a financial advisor at Quartz Partners Investment Management with 19 years of industry experience. He holds a Series 66 designation and previously worked at MinichmacGregor Wealth Management, Veracity Capital, and The AYCO Company, L.P. Outside of finance, he serves as a ski instructor for the NY State Ski Education Foundation during the winter months. Quartz Partners serves individual investors, retirement plans, institutions, and financial intermediaries by providing model-based investment management through separately managed accounts, model portfolios, a digital investing platform, and advisory services. The firm’s investment decisions combine top-down macro analysis with bottom-up stock selection across distinct model series, and portfolios are actively monitored and rebalanced by an investment committee.

Michael Reilly is a financial advisor at HFR Wealth Management, LLC with four years of industry experience. He previously worked at HFR Investment Advisory Services and spent ten years at Apple Inc. prior to his advisory career. HFR Wealth Management provides discretionary investment management for individuals, high-net-worth clients, trusts, corporations, retirement plans, and charitable organizations. The firm follows a Prudent Investor framework with customized Investment Policy Statements and emphasizes regular portfolio-level performance reporting alongside quarterly reviews.

Luis Servellon is a financial advisor with Quartz Partners Investment Management in Saratoga Springs, NY, holding Series 65 and Series 63 licenses and seven years of industry experience. His prior roles include positions at Etico, Equity Services Inc, National Life Group, and New York Life Insurance Company. Outside of advisory work, he is involved in a transportation business providing chauffeur services. Quartz Partners serves a diverse client base including individual investors, retirement plans, and institutions, offering model-based investment management through separately managed accounts, model portfolios, and digital platforms. The firm utilizes a combination of top-down macro analysis and bottom-up stock selection, with ongoing portfolio monitoring and rebalancing by an investment committee.

Sue Donovan is a financial advisor at Holistic Wealth Advisors with 45 years of industry experience. She holds a Series 63 designation and has worked at firms including LPL Financial LLC, Stratos Wealth Partners, Ltd, and Cetera Financial Specialists LLC. Donovan has been with Holistic Wealth Advisors since 2011. Holistic Wealth Advisors serves individual and institutional clients with approximately $234.3 million in discretionary assets under management. The firm provides portfolio management, financial planning, and access to third-party adviser programs, employing multiple methods of analysis and managing accounts across various custodians.