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Jenee N
Series 66
Rapid City, SD
Cetera
Jenee Niehaus is a financial advisor with Cetera who holds a Series 66 designation and has six years of industry experience. She has worked in various capacities within Cetera and its affiliates since 2019, and also held a position at US Bancorp Investments. Outside of advising, she has served as a client associate at Point Wealth Advisors. Cetera Investment Advisers LLC is an SEC-registered adviser that serves a wide range of clients including individuals, retirement plans, corporate and charitable organizations, and institutional accounts. The firm offers portfolio management, financial planning, and retirement services through a multi-manager platform with discretionary and non-discretionary program options.
Jennifer G
Series 66
Rapid City, SD
RBC Capital Markets
Jennifer Greene is a financial advisor at RBC Capital Markets with six years at the firm and two years of industry experience. She previously worked at UBS Financial Services and Sears Holding Corporation. RBC Wealth Management, a division of RBC Capital Markets, serves a diverse client base including individual investors, institutional clients, and corporations. The firm offers a range of advisory programs with discretionary and non-discretionary portfolio management, financial planning, and brokerage services tailored to client risk profiles.
Peter S
Series 66
Rapid City, SD
Morgan Stanley
Peter Saffell is a financial advisor at Morgan Stanley in Rapid City, SD, holding a Series 66 designation with eight years of industry experience. He worked at All American Roofing & Sales, Inc. from 2016 to 2018 before joining Morgan Stanley, where he has been since 2018. Morgan Stanley Wealth Management is an SEC-registered investment adviser and broker-dealer that serves both individual and institutional clients, offering tailored financial planning and a range of advisory programs. The firm manages approximately $2.74 trillion in client assets and employs a structured planning process supported by firm-approved tools and modeling techniques.
Taylor S
Series 66
Rapid City, SD
Thrivent Investment Management
Taylor Sperlich is a financial advisor with Thrivent Investment Management based in Rapid City, SD, holding a Series 66 designation and two years of industry experience. His prior work includes roles at Black Hills Corporation, Morgan Stanley, Biotest Pharmaceuticals, and the University of South Dakota. Thrivent Investment Management provides Dedicated Planning Services to individuals, families, businesses, and nonprofit clients through a network of Financial Advisors, offering comprehensive, goal-based planning across various financial topics without including implementation of recommendations.
Barry S
Series 63, Series 66
Rapid City, SD
Edward Jones
Barry Sykora is a financial advisor at Edward Jones with 29 years of industry experience. He holds Series 63 and Series 66 designations and has been with Edward Jones since 1997. Outside of his advisory role, he serves as a director for POST 22 Baseball. Edward Jones is a full-service wealth management firm serving individual and institutional clients with a range of advisory programs, discretionary and non-discretionary strategies, and affiliated investment products. The firm operates under a fiduciary standard and maintains a large national network of advisors and branch offices.
Saundra S
Series 66
Rapid City, SD
Raymond James Financial
Saundra Shaw is a financial advisor with Raymond James Financial Services Advisors, Inc. She holds a Series 66 designation and has 22 years of industry experience. Her prior work includes a 13-year tenure at RBC Capital Markets Corporation. She is also associated with Boulder Creek Wealth Advisors and Newman Capital, supporting the financial advisor owner of those firms. Raymond James Financial Services Advisors, Inc. provides financial planning and investment consulting to a diverse client base, including individuals, institutions, and charitable organizations. The firm offers tailored, non-discretionary advice using analytical tools and supports specialized municipal and public finance services.
Tyler T
Series 66
Rapid City, SD
Edward Jones
Tyler Trevillyan is a financial advisor with Edward Jones in Rapid City, SD, holding a Series 66 license and having eight years of industry experience. He worked at Burns Insurance Agency for seven years before joining Edward Jones in 2017. Outside of his advisory role, he owns and operates a cattle farm, Trevillyan Ranch, in Buffalo Gap, SD, a family business that has been growing since he was a child. Edward Jones is a full-service wealth management firm serving individual and institutional clients, offering a range of investment advisory programs and affiliated financial services through a large nationwide network of advisors and branch offices.
Jill R
Series 65, Series 66
Rapid City, SD
RBC Capital Markets
Jill Rolfsmeier is a financial advisor with RBC Capital Markets in Rapid City, SD, holding Series 65 and Series 66 licenses and three years of industry experience. Prior to joining RBC in 2024, she worked at Black Hills Corporation from 2016 to 2024 and Kahler Financial Group, Inc. from 2015 to 2016. RBC Wealth Management, a division of RBC Capital Markets, serves a diverse client base including individual investors, institutions, pension plans, corporations, and charitable organizations. The firm offers various advisory programs that provide portfolio management, financial planning, custody, and brokerage services through tailored strategies and a combination of in-house and third-party investment managers.
Charles V
Series 66
Rapid City, SD
LPL Enterprise
Charles Voorhees is a financial advisor with LPL Enterprise and holds the Series 66 designation. He has eight years of industry experience, including roles at Prudential Insurance Company of America, Ameriprise, and First Interstate Bank. Outside of his advisory work, Voorhees serves as a board member of the Hill City Chamber and owns a seasonal restaurant in Rapid City, SD. LPL Enterprise provides investment advisory and brokerage services to a wide range of clients, including individual and high-net-worth investors, retirement plans, banks, and charitable entities. The firm employs a model-driven investment approach, utilizing portfolios developed by internal and third-party strategists, and offers financial planning, access to asset managers, and brokerage services through affiliated entities.
John H
Series 66
Rapid City, SD
RBC Capital Markets
John Hillard is a financial advisor at RBC Capital Markets with one year of industry experience. He holds a Series 66 designation and previously worked at Pearson Packaging Systems, JMP Solutions, Aagard, and the South Dakota School of Mines and Technology. RBC Wealth Management, a division of RBC Capital Markets, serves a diverse client base including individual investors, institutions, and charitable organizations. The firm offers various advisory programs featuring discretionary and non-discretionary portfolio management, financial planning, and brokerage services, with investment strategies tailored to each client’s risk profile.
John Z
Series 66
Rapid City, SD
Raymond James Financial
John Zastrow is a financial advisor at Raymond James Financial with four years of industry experience. He holds a Series 66 credential and has held prior roles at Morgan Stanley, Thrivent Financial, and Ketel Thorstenson LLP. Outside of his advisory work, he serves as an officer and treasurer for the Young Professionals Group of Rapid City, a nonprofit organization. Raymond James Financial Services Advisors, Inc. provides financial planning, investment consulting, and advisory services to a diverse client base including individuals, high-net-worth clients, pensions, corporations, and institutions. The firm offers tailored, non-discretionary planning and consulting using analytical tools and supports municipal advisory work through a unique affiliation uncommon among large institutional advisors.
Matthew K
CFP®, Series 66
Rapid City, SD
Edward Jones
Matthew Ketel is a financial advisor at Edward Jones in Rapid City, SD, holding the CFP® designation and Series 66 license with four years of industry experience. Prior to joining Edward Jones in 2022, he worked at Freeport-McMoRan Inc from 2016 to 2020. Edward Jones is a full-service wealth management firm serving over four million individual and institutional clients with a broad range of advisory services, including discretionary and non-discretionary investment strategies, separately managed accounts, and affiliated mutual funds. The firm is notable for its extensive retail advisor network, affiliated capabilities such as a trust company, and its fiduciary standard in advisory services.
Michael M
CFP®, Series 63, Series 65
Rapid City, SD
Cetera
Michael Martin is a CFP® professional with 25 years of experience, currently affiliated with Cetera in Rapid City, SD. He has previously worked with U.S. Bancorp Investments and serves as owner and financial advisor at Point Wealth Advisors. Martin is also a board member of AdvisorNet Financial. Cetera Investment Advisers LLC is an SEC-registered adviser that supports a nationwide network of independent advisors, serving individual, employer-sponsored, corporate, charitable, and institutional clients. The firm offers a wide range of portfolio management and financial planning services across multiple program structures and custodial relationships.
Patrick W
Series 63
Rapid City, SD
Ameriprise
Patrick Wolff is a financial advisor with Ameriprise in Rapid City, SD, holding a Series 63 designation and bringing 41 years of industry experience. He has been with Ameriprise and its affiliate since 2005. Outside of his advisory role, Wolff serves as co-owner and president of Wolff Farms and is a board member of the Hope Center, a nonprofit organization. Ameriprise offers a retirement-income planning service targeting individuals approaching or in retirement with significant investable assets, providing customized recommendation reports that address income sources, Social Security options, and tax-efficient withdrawal strategies. The firm combines research and modeling with a centralized consulting team to deliver these services, emphasizing assets managed within Ameriprise accounts.
Harold B
CFP®, Series 66
Rapid City, SD
Edward Jones
Harold Bailey III is a CFP® and holds a Series 66 designation with 10 years of experience in the financial industry, all spent at Edward Jones since 2016. He serves as a director and board member of the Black Hills Harley Owners Group in Rapid City, SD, where he assists in promoting the Harley Davidson motorcycle lifestyle. Edward Jones is a full-service wealth management firm that serves individual and institutional clients with a wide range of advisory programs and investment solutions, managing over $1 trillion in assets through a large network of advisors and branches nationwide.
Michael B
Series 66
Rapid City, SD
LPL Financial
Michael Boyle is a financial advisor at LPL Financial with two years of industry experience. He holds a Series 66 designation and served in the United States Air Force for ten years prior to his current role. Outside of advisory work, he is involved with BRN Aroma LLC, an online direct-to-consumer sales business, and continues service in the United States Air Force Air National Guard. LPL Financial is a national broker-dealer and SEC-registered investment adviser offering advisory and brokerage services to individuals, retirement plan participants, banks, trust companies, and institutions. The firm provides various financial planning and portfolio management solutions, supported by a large network of investment adviser representatives and advanced operational tools.
Krista B
CFP®, Series 66
Rapid City, SD
Raymond James Financial
Krista Buchholz is a CFP®-certified financial advisor with Raymond James Financial Services Advisors, Inc., bringing eight years of industry experience. She has been with Raymond James since 2017 and previously worked at Regional Health for 14 years. Outside of her advisory role, she is involved in managing financial aspects of a rental property business with her husband. Raymond James Financial Services Advisors, Inc. provides financial planning, investment consulting, and advisory services to a diverse client base including individuals, high-net-worth clients, and institutional investors. The firm offers tailored, non-discretionary planning and consulting using risk profiling and modeling tools, and supports clients through various advisory programs and institutional consulting services.
Brian O
Series 63, Series 65
Rapid City, SD
Morgan Stanley
Brian Ogle is a financial advisor with Morgan Stanley in Rapid City, South Dakota, holding Series 63 and Series 65 licenses and bringing 27 years of industry experience. He has been with various Morgan Stanley entities since 2007, including Morgan Stanley Private Bank, National Association since 2015. Outside of his advisory role, he serves as an assistant baseball coach with Post 22 Baseball in Rapid City. Morgan Stanley Wealth Management is an SEC-registered investment adviser and broker-dealer that provides a broad range of advisory services to individuals and institutional clients. The firm emphasizes tailored financial planning using structured discovery and approved planning tools, serving clients through direct relationships and corporate financial planning agreements.
Sandra S
Series 63, Series 65
Rapid City, SD
Ameriprise
Sandra Schwan is a financial advisor with Ameriprise in Rapid City, SD, holding Series 63 and Series 65 designations and bringing 29 years of industry experience. Her career includes roles at Raymond James Financial Services and Cetera Investment Services, as well as 15 years at Great Western Bank. She serves as president of the board for Rapid City Summer Nights, Inc., a community organization. Ameriprise provides retirement-income planning services targeted at individuals nearing or in retirement with substantial investable assets, delivering tailored, research-backed recommendation reports through a centralized consulting team. The firm offers a broad range of advisory, brokerage, and insurance solutions typical of a large institutional provider.
Spencer M
Series 63, Series 65, Series 66
Rapid City, SD
Morgan Stanley
Spencer Miller is a financial advisor at Morgan Stanley with 31 years of industry experience. He holds Series 63, Series 65, and Series 66 licenses and has worked with Morgan Stanley Private Bank and Morgan Stanley Smith Barney since 2011. Outside of his advisory role, he is involved as a sole proprietor in a rental property business. Morgan Stanley Wealth Management serves both individual and institutional clients, offering a range of advisory programs and tailored financial planning services supported by firm-approved tools and research.
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