Renee Curtis is a financial advisor with UBS Financial Services in Louisville, KY, holding a Series 66 designation and 10 years of industry experience. She has been with UBS Financial Services since 2015. UBS Financial Services serves individual, corporate, and institutional clients through a range of brokerage and advisory offerings, including fee-based financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management services and uses proprietary research and model-based asset allocations to tailor investment plans.

Synthia Deese is a financial advisor with Wells Fargo Clearing in Louisville, KY, holding Series 63 and Series 66 designations and 36 years of industry experience. She has been with Wells Fargo Clearing since 2016. Wells Fargo Advisors is a large national securities firm providing investment advisory services, financial planning, and retirement plan consulting to individual, corporate, and institutional clients. The firm combines research from Wells Fargo Investment Institute and third parties with diversification principles and modern portfolio theory to manage roughly $671 billion in assets with more than 14,000 advisors across brokerage and advisory solutions.

Ashton Ellis is a Series 66-licensed financial advisor at Morgan Stanley in Louisville, KY, with less than one year of industry experience. Prior to joining Morgan Stanley, Ellis held positions at Southwestern University and Associated Terminals. Morgan Stanley Wealth Management provides advisory programs and tailored financial planning to individuals and institutional clients, managing approximately $2.74 trillion in client assets. The firm employs structured discovery conversations and advanced planning tools to support client financial plans.

Scott Ironside is a financial advisor at Robert Baird & Co. with 27 years of industry experience. He holds Series 63 and Series 65 licenses and has worked at Robert Baird since 2019. Prior to that, he spent over two decades at J.J.B. Hilliard, W.L. Lyons, Inc. He is part of The DDK Group, a team within Robert W. Baird & Co.’s Private Wealth Management practice that serves individuals, families, pensions, corporations, and institutional clients. The group offers tailored consulting and portfolio management services, utilizing a range of strategies including discretionary and non-discretionary management, separately managed accounts, and overlays for goal and tax management.

Sean Lutes is a financial advisor at Cambridge Investment Research Advisors with nine years of industry experience. He holds the Series 66 designation and previously worked at Ameriprise Financial Services. Outside of his advisory role, Lutes is involved as president and owner of SML Ventures LLC. Cambridge Investment Research Advisors serves a diverse group of individual and institutional clients, including pension and charitable organizations, by offering financial planning, investment management, retirement-plan advisory, and wrap-fee programs. The firm manages a multi-billion dollar asset base and supports both discretionary and non-discretionary management through multiple platforms and proprietary model strategies.

Clayton Denny is a financial advisor with Equitable Advisors in Louisville, KY, holding the Series 66 designation and 18 years of industry experience. He worked at Stifel Independent Advisors, LLC for 19 years before joining Equitable Advisors in 2026. Equitable Advisors serves a broad client base including individuals, pension and profit-sharing plans, corporations, and charitable organizations. The firm offers financial planning, retirement plan consulting, and various asset-management programs through a network of Investment Adviser Representatives and third-party asset managers.

Kristy Wilson is a financial advisor at Merrill with Series 63 and Series 66 credentials and five years of industry experience. She previously worked at Edward Jones for 14 years and held positions at Humana and AJW Financial. Outside of her advisory role, she works occasionally as a delivery employee for DoorDash. Merrill, together with its affiliate Managed Account Advisors LLC, provides managed account services to Bank of America fiduciary clients through the Select Portfolio Solutions Program. The firm offers model-based and discretionary investment strategies for individuals, high-net-worth clients, pension plans, corporations, and charitable organizations.

Keaton Seelye is a financial advisor at Cetera with one year of industry experience. He holds a Series 66 designation and previously worked at First Savings Bank and LPL Financial LLC. Keaton is also a commissioned notary public in the state of Indiana. Cetera Investment Advisers LLC operates a multi-manager platform serving individuals, employer-sponsored retirement plans, corporate and charitable clients, and institutional accounts. The firm offers a range of portfolio management and financial planning services through a nationwide network of over 10,000 independent advisors.

Carey Rafferty is a financial advisor with Morgan Stanley in Louisville, KY, holding a Series 66 designation and seven years of industry experience. Prior to joining Morgan Stanley in 2021, Rafferty worked at Merrill from 2017 to 2021 and First Capital Bank of Kentucky from 2013 to 2017. Morgan Stanley Wealth Management is an SEC-registered investment adviser and broker-dealer that provides a range of advisory programs to individuals and institutional clients, including tailored financial planning services. The firm manages approximately $2.74 trillion in client assets and utilizes a structured planning process supported by firm-approved tools and market outlook models.

Kristen Vanhook is a financial advisor at OSAIC with 10 years of industry experience. She holds Series 63 and Series 65 licenses and previously worked at Lincoln Financial Securities Corporation for nine years. Vanhook is also an insurance agent with Thoroughbred Financial Agency and Ruby Financial Planning, where she offers various insurance products including life, disability, and long-term care insurance. OSAIC Wealth serves a diverse client base including retail and institutional investors, offering a range of brokerage and advisory services. The firm uses model-based asset allocation and portfolio optimization, supporting both discretionary and advisor-managed strategies across multiple programs and custodial platforms.

Leigh Hughes is a CFP® professional with 19 years of industry experience, currently serving at Wells Fargo Clearing since 2016. He is based in Louisville, KY, and holds the Series 66 designation. Outside of his advisory role, Hughes is a finance committee member for the Kentucky Humane Society, providing oversight and monitoring of investments. Wells Fargo Advisors is a national securities firm offering investment advisory services, financial planning, and retirement plan consulting to individual, corporate, and institutional clients. The firm manages approximately $671 billion in assets and provides both brokerage and advisory solutions, utilizing research and analytics to support investment decisions.

William Fenwick III is a financial advisor at LPL Financial in Louisville, KY, holding a Series 66 designation and two years of industry experience. Prior to joining LPL Financial, he served in various roles within the U.S. Army Special Forces and worked at First Kentucky Securities Corp. Fenwick also operates Fenwick Financial Group, a business related to his work with LPL. LPL Financial is a national broker-dealer and SEC-registered investment adviser that serves individuals, retirement plan participants, banks, trust companies, and other institutions. The firm offers a range of advisory and brokerage services, including financial planning, model portfolios, third-party asset management, and institutional platforms.

Stephen Cross Jr. is a financial advisor with J.P. Morgan Securities in Louisville, KY, holding Series 63 and 66 licenses and bringing 12 years of industry experience. He has been with J.P. Morgan Securities and JPMorgan Chase Bank, N.A. since 2013. Outside of his advisory work, he is involved in owning interests in several thoroughbred racehorses through multiple related entities. J.P. Morgan Securities provides institutional consulting services to plan sponsors, corporations, endowments, and other institutional clients through a select group of Wealth Advisors. The firm’s advisory process combines quantitative and qualitative research to deliver customized asset allocation advice, investment manager searches, and performance reporting, with clients retaining final decision-making authority.

Kevin Byrum is a CFP® professional with five years of industry experience, currently affiliated with Charles Schwab in Louisville, KY. His background includes roles at Charles Schwab Bank, SSB and Charles Schwab & Co., Inc., as well as positions related to university and community facilities. Charles Schwab & Co., Inc. serves a large client base, primarily high- and ultra-high-net-worth individuals, through its Schwab Wealth Advisory wrap fee program and affiliated managed-account and financial planning services. The firm offers both non-discretionary and discretionary investment options, combining centralized custody and order-routing with access to alternative investments and cash-sweep features.

David Price is a financial advisor with Cetera, holding Series 63 and Series 65 credentials and 23 years of industry experience. He has been affiliated with Cetera and its related entities since 2013. Price also operates Commonwealth Capital Management, LLC, a financial services business. Cetera Investment Advisers LLC is an SEC-registered firm serving individual and institutional clients nationwide, offering a range of portfolio management, financial planning, and retirement services through a multi-manager platform with access to both affiliated and third-party managers.

Benjamin Stocksdale is a financial advisor with Edward Jones in Louisville, KY, holding a Series 66 designation and 11 years of industry experience. He has been with Edward Jones since 2014. Outside of his advisory role, he serves on the Finance Committee of Sojourn Church in New Albany, IN, providing recommendations on budgeting and compensation matters. Edward Jones is a full-service wealth management firm serving over four million individual and institutional clients. The firm manages approximately $1.01 trillion in assets through a large network of advisors and branch offices, offering a range of discretionary and non-discretionary investment strategies under a fiduciary standard.

Alexandra Ehret is a financial advisor at Morgan Stanley in Louisville, KY, holding a Series 66 designation with nine years of industry experience. She has worked at Morgan Stanley and its Private Bank since 2019 and was previously employed at UBS Financial Services Inc. from 2017 to 2019. Early in her career, she also worked in the hospitality industry and held a position at Western Kentucky University. Morgan Stanley Wealth Management provides advisory programs and tailored financial planning services to both individual and institutional clients. The firm manages approximately $2.74 trillion in client assets and employs structured planning tools supported by its Global Investment Committee, serving clients through a combination of direct and corporate financial planning arrangements.

Vincent Corsi is a CFP® with 40 years of industry experience, currently serving as an advisor at OSAIC since 2024. Prior to joining OSAIC, he worked for 20 years at Securities America Advisors, Inc., and has been the owner of Mainstreet Wealth Management, LLC since 2004. Through Mainstreet Wealth Management, he is engaged in financial planning and insurance sales for clients. OSAIC Wealth serves a diverse client base including individual investors, retirement plan sponsors, charities, and corporations, offering a range of brokerage and advisory services through a multi-advisor platform. The firm’s investment approach utilizes model-based asset allocation and portfolio optimization, supported by risk tolerance assessments and third-party manager options.

Katherine Pope Rodriguez is a CFP® professional with six years of industry experience, currently serving at J.P. Morgan Securities. She has been with J.P. Morgan Securities since 2019 and is also involved with KEAT Ventures LLC, a private real estate investment entity. In addition to her advisory role, she serves as a board member and finance committee volunteer for the Harrison County Community Foundation. J.P. Morgan Securities provides institutional consulting services to plan sponsors, corporations, and endowments, focusing on written asset allocation advice, investment manager searches, and customized performance reporting for institutional clients. The firm’s advisory process incorporates rigorous due diligence and an ESG eligibility framework, supported by centralized research and quantitative analysis.

Elizabeth Austin is a CFP® charterholder affiliated with Fidelity Investments, where she has worked since 2021. She has five years of industry experience and has held roles in real estate, education, and retail prior to joining Fidelity. Fidelity’s Strategic Advisers LLC provides investment management and advisory services to retail and institutional clients, including charitable funds and registered investment companies. The firm combines fundamental research with quantitative analysis and algorithmic portfolio construction to deliver model portfolios and advisory solutions.