Daniel Romanow is a CFP® professional with 19 years of industry experience. He has been with Capital Group Private Client Services, Inc. since 2021 and previously worked at Capital Bank and Trust Company from 2016 to 2021. He holds Series 63 and Series 66 licenses. Capital Group Private Client Services, Inc. provides discretionary investment management and related services primarily to high-net-worth individuals and charitable organizations, focusing on relationships with a minimum of $5 million in managed assets. The firm utilizes a fundamental research-driven, long-term investment approach and employs a multi-manager system that allocates portfolio segments to individual managers and analysts, often through affiliated pooled funds and separately managed account programs.

Ikuyo Hiraguchi is a financial advisor at TLG Advisors, Inc. with 21 years of industry experience. She holds Series 63 and Series 65 licenses and has worked at Prudential Insurance Company of America and Pruco Securities, LLC, among other firms. TLG Advisors, Inc. manages approximately $2.0 billion in discretionary client assets and serves individuals, retirement plans, trusts, estates, charitable organizations, businesses, and institutional investors. The firm offers investment supervisory and portfolio management, comprehensive financial and estate planning, and ERISA fiduciary services, utilizing a research approach based on fundamental analysis and Modern Portfolio Theory.

Amber Carter is a financial advisor with SPC in Glendale, CA, holding Series 63 and Series 66 licenses and bringing 16 years of industry experience. She has been with Parkland Securities, LLC since 2014. Outside of her advisory role, she owns Lana Financial and serves as Board Secretary for the Dana Manor HOA. SPC serves a diverse client base including high-net-worth individuals, charitable organizations, corporations, and employer-sponsored retirement plans. The firm provides portfolio management, financial planning, and ERISA-related retirement plan services through a network of over 460 advisors managing approximately $5.66 billion in assets.

William Carey is a financial advisor with Capital Group Private Client Services, Inc. in Los Angeles, CA, holding Series 63 and Series 66 licenses and bringing 18 years of industry experience. He previously worked at Capital Bank and Trust Company from 2016 to 2021 before joining his current firm in 2021. Capital Group Private Client Services, Inc. provides discretionary investment management and related services primarily to high-net-worth individuals and charitable organizations, focusing on relationships with a minimum of $5 million in assets. The firm employs a multi-manager investment approach emphasizing fundamental research and a long-term horizon, often utilizing affiliated pooled funds and separately managed account programs.

Sara Blatt Collins is a financial advisor with Transamerica Financial Advisors in Pasadena, CA, holding Series 63 and Series 65 licenses and 28 years of industry experience. Her prior work includes roles at Encino Financial Partners and Netlaw Inc., where she provides estate planning referrals. Collins is also active with Rotary International. Transamerica Financial Advisors serves a diverse client base including individual investors, pension plans, trusts, and charitable organizations, offering both advisory and broker-dealer services through proprietary and third-party investment models with discretionary and non-discretionary options.

Anna Li is a financial advisor with Citigroup Global Markets, holding Series 63 and Series 65 licenses and bringing 27 years of industry experience. She has worked at Citigroup since 2016 with a brief tenure at Cetera and East West Bank among others. Citigroup Global Markets serves individual and institutional clients across various wealth segments, offering a range of investment advisory programs and execution services, with a focus on multi-asset, multi-manager strategies implemented through discretionary and non-discretionary programs.

Jungtsan Lee is a financial advisor with Transamerica Financial Advisors, holding Series 63 and Series 65 credentials and 33 years of industry experience. He has worked at Transamerica Financial Advisors since 2012 and has held roles at Star Max Universal and J.D. Leos, Inc. Outside of his advisory work, he is an independent realtor affiliated with Star Max Universal. Transamerica Financial Advisors serves a broad client base including individual investors, retirement plans, trusts, and businesses. The firm employs a model portfolio approach supported by third-party money managers and platform sub-advisors, offering a range of advisory, brokerage, and retirement-plan services through a large advisor network.

Patricia Proudman is a financial advisor with Transamerica Financial Advisors, holding Series 63 and Series 65 credentials and bringing eight years of industry experience. Her work history includes roles at multiple financial and business-related companies, and she is involved in several entrepreneurial and referral activities, including supporting estate planning services and student loan assistance. Outside of finance, she also performs as an actor. Transamerica Financial Advisors serves a diverse client base, including individual investors, pension and profit-sharing plans, trusts, estates, and charitable organizations. The firm offers a range of advisory and broker-dealer services, utilizing proprietary and third-party investment models, with program options that can be discretionary or non-discretionary depending on client needs.

Justin Liu is a financial advisor with GWN Securities Inc. in Fullerton, CA. He holds a Series 66 designation and has been with GWN Securities since 2025. Prior to joining the firm, his background includes roles at GIGABYTE and various educational institutions. He is also a financial representative for a DBA financial services business and life and health insurance sales. GWN Securities is an SEC-registered investment adviser and broker-dealer serving individual and business clients, including high-net-worth individuals. The firm offers discretionary managed accounts, financial planning, and access to third-party sub-advisers and model portfolios through a large network of advisors.

Aiyana Baker Shedd is a financial advisor at Citigroup Global Markets with a Series 66 designation and three years of industry experience. She previously worked at First Foundation Bank and Community First Federal Credit Union. Prior to her financial services career, she was employed at Pacific News Center. Citigroup Global Markets serves individual and institutional clients across various wealth segments, offering a broad range of investment advisory programs and custody services. The firm employs multi-asset, multi-manager strategies through discretionary and non-discretionary programs and operates with large institutional scale, including roles as a swap dealer and futures commission merchant.

Michael Puls is a financial advisor with Commonwealth Financial Network in Pasadena, CA, holding Series 63 and Series 65 licenses and having 29 years of industry experience. He has been with Commonwealth since 2003 and serves as owner and president of Arbor Financial Services, an operating company for securities and insurance business. Commonwealth Financial Network is a registered investment adviser supporting a national network of approximately 2,950 advisors by providing operations, trading, technology, compliance, and practice-management services. The firm offers a variety of advisory programs and investment solutions, including discretionary model portfolios and customized strategies.

Tsanshiau Lin is a financial advisor with Independent Financial Group, LLC, holding a Series 66 designation and 27 years of industry experience. She has been with Independent Financial Group since 2015. In addition to her advisory role, she is licensed as a California insurance agent offering various insurance products. Independent Financial Group, LLC is a dual-registered broker-dealer and SEC-registered investment adviser serving individuals, charities, corporations, and plan sponsors. The firm offers brokerage, portfolio management, financial planning, and retirement plan services, utilizing multiple advisory programs and third-party asset managers to tailor investment solutions.

Savitri Pai is a financial advisor with Capital Group Private Client Services, Inc. in Chicago, IL, holding Series 63 and Series 65 licenses and bringing 17 years of industry experience. Her prior roles include positions at Capital Bank & Trust Company and J.P. Morgan Chase Private Bank. Capital Group Private Client Services, Inc. provides discretionary investment management primarily to high-net-worth individuals and charitable organizations, focusing on relationships with at least $5 million in assets. The firm employs a multi-manager investment approach emphasizing fundamental research and long-term strategies, often utilizing affiliated pooled funds and separately managed accounts.

James Herrell is a CFA® charterholder and Series 63 licensee with 12 years of industry experience. He has worked at NewEdge Advisors since 2022 and previously spent six years at Beacon Pointe Advisors and Beacon Pointe Wealth Advisors. He is based in Pasadena, California. NewEdge Advisors is an enterprise-scale registered investment adviser serving individuals, pension and profit-sharing plans, corporations, trusts, estates, and charitable organizations. The firm offers a range of portfolio management, financial planning, and consulting services through a network of independent advisers, utilizing multiple program structures and technology tools to support client needs.

Susan Chevalier is a financial advisor at TIAA-CREF with 21 years of industry experience. She has held positions at Fidelity Personal and Workplace Advisors and BlackRock prior to joining TIAA-CREF. Chevalier also serves as an adjunct professor at the University of Redlands, where she provides classroom instruction and mentors students. TIAA-CREF Individual & Institutional Services offers financial planning and discretionary managed account programs to individuals, trusts, estates, partnerships, and small retirement plans, often serving clients with existing retirement plan relationships. The firm’s advisory model distinguishes between point-in-time planning services and ongoing portfolio management, utilizing both model and customized portfolios under a fiduciary standard.

Chih Tao Ma is a financial advisor with Independent Financial Group, LLC, holding Series 63 and Series 66 licenses and bringing 25 years of industry experience. His prior roles include positions at Cetera and Cathay Bank. He is also a licensed insurance agent offering insurance sales and services outside of his work at Independent Financial Group. Independent Financial Group, LLC is a dual-registered broker-dealer and SEC-registered investment adviser serving individuals, charities, corporations, and plan sponsors. The firm offers a range of brokerage, portfolio management, financial planning, and retirement plan services, delivering advisory programs through multiple platforms and a national network of Investment Adviser Representatives.

Rachel Melroy is a CFP® with 16 years of experience in financial advisory roles. She currently works at Capital Group Private Client Services, Inc. and has prior experience at Capital Bank and Trust Company. Capital Group Private Client Services, Inc. provides discretionary investment management primarily to high-net-worth individuals and charitable organizations. The firm’s investment approach is based on long-term fundamental research and employs multiple portfolio managers to tailor allocations according to client objectives, risk tolerance, and time horizon.

Neeraj Patel is a financial advisor with Capital Group Private Client Services, Inc. in Los Angeles, CA, holding a Series 65 designation and 14 years of industry experience. His prior roles include five years at Capital Bank And Trust Company before joining Capital Group Private Client Services. Capital Group Private Client Services, Inc. provides discretionary investment management and related services primarily to high-net-worth individuals and charitable organizations, focusing on relationships with a $5 million managed-relationship threshold and employing a multi-manager investment approach through affiliated pooled funds and separately managed accounts.

Sebastian Payne is a financial advisor at D.A. Davidson & Co. with two years of industry experience. He holds a Series 66 designation and has worked at D.A. Davidson since 2022. Outside of his advisory role, he operates a video game resale business on eBay. D.A. Davidson & Co. provides investment advisory and brokerage services to a diverse client base, including retirement plans, individual investors, and corporate clients. The firm offers a range of services such as ERISA fiduciary advisory, comprehensive financial planning, and specialized wealth management programs.

Syauching Hung is a financial advisor with Independent Financial Group, LLC, holding Series 63 and Series 66 licenses and 22 years of industry experience. He has been with Independent Financial Group since 2015. Outside of his advisory role, he is an independent contractor for JC Planning, involved in the sale of insurance products. Independent Financial Group is a large, integrated advisory and brokerage firm serving individuals, trusts, corporations, business owners, and plan sponsors. The firm offers a range of investment advisory programs and financial planning services, utilizing both in-house and third-party model portfolios tailored to various risk profiles.