Kristen Vanhook is a financial advisor at OSAIC with 10 years of industry experience. She holds Series 63 and Series 65 credentials and previously worked at Lincoln Financial Securities Corporation for nine years. Vanhook also operates Thoroughbred Financial Agency, where she offers various insurance products, including disability insurance, fixed and indexed annuities, and long-term care insurance. OSAIC serves a diverse client base that includes individual and high-net-worth investors, pension plans, corporations, and charitable organizations. The firm provides integrated brokerage and advisory services, utilizing advanced asset-allocation tools and offering access to third-party money managers and managed-account solutions.

Leigh Hughes is a CFP® with 18 years of experience in financial advising, currently with Wells Fargo Clearing since 2016. Prior to this, Hughes worked at Wells Fargo Advisors LLC from 2009 to 2016. In addition to advisory work, Hughes serves on the finance committee of the Kentucky Humane Society, providing oversight and monitoring of investments. Wells Fargo Clearing offers retirement plan consulting to qualified ERISA and non-qualified deferred compensation plans, providing both discretionary and non-discretionary services. The firm’s IPS-driven approach incorporates modern portfolio theory and includes a broad range of financial products, including insurance-related vehicles and bank deposit sweep options.

William Fenwick III is a financial advisor with LPL Financial, holding a Series 66 designation and two years of industry experience. Prior to joining LPL Financial in 2025, he served in various capacities with the U.S. Army, including roles in the 1st BN. 5th SFG(A) Commanders Interdiction Force and the 1st Special Warfare Training Group (Airborne). LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, financial institutions, corporations, and charitable organizations through a national network of investment adviser representatives. The firm provides a range of advisory programs, portfolio management options, and research resources, supporting both discretionary and non-discretionary investment strategies.

John Smith is a financial advisor at Ameriprise with 37 years of industry experience. He holds Series 63 and Series 65 credentials and has been with Ameriprise and its affiliate firms since 2005. Outside of his advisory role, he is managing partner of Heick Hester Smith & Associates, LLC, a consulting business, and president of John Weldon Smith, Inc., which focuses on practice management and administration. Ameriprise offers retirement-income planning services primarily for individuals approaching or in retirement who meet specific asset thresholds, combining research, modeling, and tax-efficient strategies. As a large institutional firm, Ameriprise provides a broad range of advisory, brokerage, and insurance solutions through affiliated entities.

Stephen Cross Jr. is a financial advisor with J.P. Morgan Securities in Louisville, KY, holding Series 63 and Series 66 licenses and having 12 years of industry experience. He has been with J.P. Morgan Securities and JPMorgan Chase Bank since 2013. Outside of his advisory role, he is involved in thoroughbred racehorse ownership through several private entities. J.P. Morgan Securities provides institutional consulting services to corporations, foundations, and defined contribution plan sponsors, offering asset allocation advice, investment manager searches, and customized performance reporting through a select group of Wealth Advisors. The firm combines institutional advisory operations with brokerage, distribution, and investment management capabilities, delivering recommendations on a non-discretionary basis.

Kevin Byrum is a CFP® professional with five years of industry experience, currently affiliated with Charles Schwab in Louisville, KY. His background includes roles at Charles Schwab Bank, SSB and Charles Schwab & Co., Inc., as well as positions related to university and community facilities. Charles Schwab & Co., Inc. serves a large client base, primarily high- and ultra-high-net-worth individuals, through its Schwab Wealth Advisory wrap fee program and affiliated managed-account and financial planning services. The firm offers both non-discretionary and discretionary investment options, combining centralized custody and order-routing with access to alternative investments and cash-sweep features.

David Price is a financial advisor with Cetera, holding Series 63 and Series 65 credentials and 23 years of industry experience. He has been affiliated with Cetera and its related entities since 2013. Price also operates Commonwealth Capital Management, LLC, a financial services business. Cetera Investment Advisers LLC is an SEC-registered firm serving individual and institutional clients nationwide, offering a range of portfolio management, financial planning, and retirement services through a multi-manager platform with access to both affiliated and third-party managers.

Benjamin Stocksdale is a financial advisor with Edward Jones in Louisville, KY, holding a Series 66 designation and 11 years of industry experience. He has been with Edward Jones since 2014. Outside of his advisory role, he serves on the Finance Committee of Sojourn Church in New Albany, IN, providing recommendations on budgeting and compensation matters. Edward Jones is a full-service wealth management firm serving over four million individual and institutional clients. The firm manages approximately $1.01 trillion in assets through a large network of advisors and branch offices, offering a range of discretionary and non-discretionary investment strategies under a fiduciary standard.

Diana Perez is a financial advisor with Raymond James Financial Services Advisors, Inc., holding Series 63 and Series 65 licenses and bringing 19 years of industry experience. Her career includes roles at Morgan Stanley, Private Client Services, LLC, Robert Baird & Co., and Hilliard Lyons. Outside of her advisory work, she serves as a trustee for a local trust and is involved with Harrison Hills Baptist Church in Lanesville, Indiana. Raymond James Financial Services Advisors, Inc. serves a diverse client base including individual investors, pension plans, charitable organizations, and institutional clients. The firm provides financial planning and non-discretionary investment consulting, emphasizing tailored financial plans and a broad range of implementation options supported by firm research and an extensive affiliate network.

Alexandra Ehret is a Series 66-credentialed financial advisor at Morgan Stanley with eight years of industry experience. She has worked at Morgan Stanley since 2019 and previously held roles at UBS Financial Services Inc. from 2017 to 2019. Alexandra also has experience outside finance, having worked at Miki's on Main and at Western Kentucky University earlier in her career. Morgan Stanley Wealth Management serves individual and institutional clients with a wide range of advisory programs, including tailored financial planning supported by firm-approved tools and methodologies. The firm manages approximately $2.74 trillion in client assets and provides its services through financial advisors and estate planning specialists.

Vincent Corsi is a CFP® with 40 years of industry experience, currently serving at OSAIC since 2024. He has held roles at Securities America Advisors, Inc. and Mainstreet Wealth Management, LLC, where he is also the owner. OSAIC Wealth, Inc. serves a wide range of retail and institutional clients through an extensive network of affiliated advisers, offering brokerage and investment advisory services, financial planning, and access to multiple advisory platforms and third-party money managers.

Katherine Pope Rodriguez is a financial advisor at J.P. Morgan Securities with six years of industry experience. She holds Series 63 and Series 66 licenses and has been with J.P. Morgan Securities since 2021. Rodriguez serves as a board member and community volunteer on the finance committee for the Harrison County Community Foundation. J.P. Morgan Securities provides institutional consulting services to corporations, foundations, and defined contribution plan sponsors, offering asset allocation advice, investment manager searches, and customized performance reporting through a select group of Wealth Advisors. The firm combines large institutional advisory operations with broker-dealer and investment adviser registrations, delivering recommendations on a non-discretionary basis.

William Duncan III is a Series 66-licensed financial advisor with UBS Financial Services, based in Louisville, KY, where he has worked since 2002. He has 23 years of industry experience. UBS Financial Services serves individual, corporate, and institutional clients with a combination of brokerage and investment advisory services, including fee-based financial planning and portfolio management. The firm integrates institutional trading capabilities with wealth management services and utilizes proprietary research and model-based asset allocations to tailor strategies to clients’ goals and risk tolerances.

John Bossle Jr. is a financial advisor with Equitable Advisors, holding Series 63 and Series 65 licenses and bringing 10 years of industry experience. He has been with Equitable Advisors since 2015 and previously worked at AXA Advisors. Outside of his advisory role, he serves as a basketball and youth football official in multiple regional and collegiate conferences. Equitable Advisors serves individual investors, retirement plan sponsors, corporations, and charitable organizations by providing financial planning, retirement plan support, and access to asset management through LPL programs and third-party asset managers. The firm employs a hybrid referral and implementation model, offering both advisory and brokerage channels tailored to client goals, risk tolerance, and time horizon.

Donald Kohler Jr. is a financial advisor with Morgan Stanley in Louisville, KY, holding Series 63 and Series 66 credentials and has 20 years of industry experience. He has been with Morgan Stanley since 2009 and also works with Morgan Stanley Private Bank, National Association. Outside of his advisory role, he serves as an officer and director of a local private company and holds trustee positions in several trusts. Morgan Stanley Wealth Management offers a broad range of advisory programs to individuals and institutions, employing a structured financial planning process supported by firm-approved tools and modeling techniques. The firm manages approximately $2.74 trillion in client assets and provides services including tailored financial planning through its Financial Advisors and Estate Planning Strategies Group.

Angelique Grimball is a financial advisor with Morgan Stanley in Louisville, KY, holding Series 63 and Series 66 credentials and bringing 24 years of industry experience. Her prior roles include positions at Truist Bank, TD Ameritrade, Charles Schwab Bank, and Charles Schwab and Co. Inc. Outside of finance, she owns and operates a family and event photography business, Images by Angelique. Morgan Stanley Wealth Management provides advisory programs and tailored financial planning services to individual and institutional clients, managing approximately $2.74 trillion in client assets. The firm employs a structured planning process using firm-approved tools and serves clients through both direct and employer-based financial planning agreements.

Jeffrey Day is a financial advisor with Charles Schwab holding Series 65 and Series 63 licenses and has 24 years of industry experience. He has worked at Charles Schwab and Charles Schwab Bank since 2018, with prior experience at Fidelity Personal and Workplace Advisors and Fidelity Brokerage Services. Outside of his advisory role, he serves as an assistant girls soccer coach at Ballard High School. Charles Schwab & Co., Inc. serves a broad client base, primarily high- and ultra-high-net-worth individuals, offering integrated wrap fee programs, managed accounts, and financial planning services. The firm combines non-discretionary advisory relationships with access to discretionary separately managed accounts and provides multi-asset model portfolios supported by in-house research and alternative investment options.

Carla Rice is a financial advisor with Robert Baird & Co. in Louisville, KY, holding Series 63 and Series 66 credentials and bringing 32 years of industry experience. She has worked at Robert Baird & Co. since 2019 and previously spent 27 years with J.J.B. Hilliard, W.L. Lyons, Inc. Rice also has a longstanding affiliation with the University of Louisville. She is part of The DDK Group, a team within Robert W. Baird & Co.’s Private Wealth Management practice that serves individuals, families, pension and profit-sharing plans, corporations, charitable organizations, and institutional clients. The group provides tailored consulting and portfolio services utilizing a range of investment strategies and offers municipal advisory and public finance services alongside its investment management capabilities.

Erika Hughes is a financial advisor at Merrill with a Series 66 designation and three years of industry experience. Prior to joining Merrill in 2022, she worked at Home Instead Senior Care and Kentuckiana Rheumatology. Merrill provides managed account services to Bank of America fiduciary clients through its Select Portfolio Solutions program, offering a range of model-based and discretionary investment strategies to individuals, high-net-worth clients, pension plans, charitable organizations, and corporate fiduciaries.

Brennen Carlsen is a financial advisor at LPL Financial with a Series 66 credential and one year of industry experience. Prior to joining LPL Financial in 2025, he worked at Pruco Securities LLC and was affiliated with PADOC LLC, which provides HR and employee benefits services. LPL Financial is an SEC-registered investment adviser and broker-dealer serving a diverse client base including individuals, retirement plans, banks, corporations, and charitable organizations. The firm offers a range of advisory programs and financial planning services supported by research and model portfolios.