Caroline Ramirez is a financial advisor at Jefferies Investment Advisers LLC with five years of industry experience. She holds the Series 66 designation and has worked at firms including Jefferies LLC, Leucadia Asset Management LLC, Hall Capital Partners, and ClearBridge Investments. Prior to her advisory roles, she was affiliated with Hughes Hubbard & Reed LLP and the University of Scranton. Jefferies Investment Advisers LLC provides fee-based financial planning services to individuals, trusts, estates, charitable organizations, corporations, and other business entities. The firm offers a customized, collaborative planning process covering a range of topics such as tax and estate planning, executive compensation, and philanthropic planning.

Judy Morrill is a financial advisor at Silvercrest Asset Management Group LLC with 13 years of industry experience. She holds Series 63 and Series 66 licenses and has been with Silvercrest since 2013. Silvercrest provides investment management, family office, and institutional advisory services primarily to high-net-worth families and select institutions. The firm employs bottom-up, value-oriented equity strategies and active fixed-income management, integrating proprietary valuation tools and quantitative risk analytics in its portfolio construction and advisory services.

Ana Paula O'Keefe is a financial advisor with Snowden Capital Advisors LLC, holding Series 63 and Series 66 credentials and bringing 20 years of industry experience. Her previous roles include positions at Snowden Lane Partners, Wells Fargo Clearing, and JP Morgan Securities Inc. Snowden Capital Advisors LLC serves a diverse client base including high-net-worth individuals, family offices, foundations, pension plans, and institutional clients. The firm offers discretionary and non-discretionary portfolio management, investment consulting, and a range of advisory programs, leveraging a multi-team structure and institutional capabilities to support both domestic and non-U.S. clients.

Solomon Chehebar is a financial advisor with Jefferies Investment Advisers LLC, holding a Series 66 designation and 25 years of industry experience. He has worked at Jefferies LLC since 2019 and previously held positions at Leucadia Asset Management LLC, JPMorgan Chase Bank, N.A., and J.P. Morgan Securities. Jefferies Investment Advisers LLC provides fee-based financial planning services to individuals, trusts, estates, foundations, charitable organizations, corporations, and other business entities through a customized, collaborative planning process. The firm offers a broad range of planning topics and employs third-party software tools to support probability-based financial outcomes while maintaining a separation between planning and implementation roles.

Zachary De Minno is a financial advisor with Vanderbilt Advisory Services and holds a Series 66 designation. He has one year of experience in financial advising and previously worked at firms including Cetera Wealth Services and Avantax Investment Services. Prior to his advisory career, he operated his own CPA firms and worked at Ernst & Young. Vanderbilt Advisory Services serves a diverse client base including individuals, charitable organizations, trusts, estates, businesses, and retirement plans. The firm employs a strategic asset allocation approach and utilizes multiple analysis methods, offering both discretionary and non-discretionary portfolio management alongside financial planning and consulting services.

Rosemarie Whyte Sewell is a financial advisor at Jefferies Investment Advisers LLC with six years of industry experience. She holds a Series 66 designation and has worked at Jefferies LLC since 2019, including her current role at Jefferies Investment Advisers since 2023. Prior to that, she was employed at PNC Bank and Sagicor Group Jamaica Limited. Jefferies Investment Advisers LLC provides fee-based financial planning services to individuals, trusts, estates, foundations, charitable organizations, corporations, and other business entities. The firm offers a customized planning process covering a range of topics such as tax and estate planning, executive compensation, and philanthropic planning.

Matthew Behrman is a financial advisor at Carret Asset Management, LLC with a Series 65 designation and two years of industry experience. He previously worked at BNY Mellon from 2018 to 2022. Carret Asset Management is an SEC-registered multi-team investment adviser managing approximately $3.46 billion for individuals, retirement plans, investment companies, and other institutional and advisor clients. The firm emphasizes fundamental research and periodic rebalancing across fixed income, enhanced cash, and large-cap equity strategies, and also manages a registered mutual fund while providing sub-advisory and performance-based, leverage-enabled strategies.

Carolyn Finer is a CFA® charterholder with 20 years of industry experience, currently serving at RBC Securities, Inc. She previously worked at City National Rochdale and City National Securities, Inc. Her credentials also include Series 63 and Series 65 licenses. RBC Securities, Inc. provides wealth management and brokerage services to individuals, trusts, estates, IRAs, and retirement plans through a wrap-fee investment advisory program. The firm combines discretionary portfolio management by an affiliated sub-advisor with custodial and cash-management features, operating within a broad financial services group that includes banking, trust, and municipal advisory services.

Peter Ostberg is a financial advisor at Tocqueville Asset Management LP with 21 years of industry experience. He has been with Tocqueville Securities L.P. since 2003. Ostberg holds a Series 63 designation. Tocqueville Asset Management provides discretionary and non-discretionary portfolio management and supervisory services to a diverse client base including individual and high-net-worth investors, registered investment companies, private pooled vehicles, insurance companies, and public pension plans. The firm employs a bottom-up, value-oriented, and contrarian investment approach through multiple independent investment teams.

Maureen Tompkins is a financial advisor at Williams Jones Wealth Management, LLC with four years of industry experience. She has been with Williams Jones Wealth Management since 2019 and previously worked at Williams, Jones & Associates, LLC from 2005 to 2019. Williams Jones Wealth Management provides discretionary and non-discretionary portfolio management and financial planning services to individuals, high-net-worth families, pooled investment vehicles, pension and profit-sharing plans, charitable organizations, and corporations. The firm focuses on long-term growth through strategic asset allocation, a growth-at-a-reasonable-price equity approach, and active fixed-income management, typically constructing concentrated portfolios.

Matthew Pereira is a financial advisor at Northern Trust Securities, Inc. with a Series 66 credential and one year of industry experience. Prior to joining Northern Trust Securities, he attended the University of Michigan, Stephen M. Ross School of Business. Northern Trust Securities, Inc. is an SEC-registered investment adviser and FINRA-registered broker-dealer serving high-net-worth individuals, retail investors, and institutional clients. The firm offers model-driven discretionary portfolio management through separately managed accounts and other managed portfolios, combining advisory, brokerage, and custody services.

Michael Razewski is a financial advisor at Douglas C. Lane & Associates with Series 66 credentials and six years of industry experience. He has been with Douglas C. Lane & Associates since 2005 and previously worked at Merrill for two years. Douglas C. Lane & Associates provides wealth management and discretionary portfolio management for high-net-worth individuals and various institutions. The firm emphasizes customized portfolios focusing on individual equity securities and fixed income, utilizing proprietary fundamental research and a flexible core investment strategy.

John Mcdermott is a financial advisor at Arax Advisory Partners in New York, NY, holding a Series 66 designation with 14 years of industry experience. His prior roles include positions at Laidlaw & Company, Bank of America, and Merrill. Arax Advisory Partners provides wealth management and advisory services to individuals, high-net-worth clients, family offices, institutions, and businesses. The firm employs a range of portfolio management strategies, combining internal teams, independent managers, and alternative investments, supported by AI tools and third-party analytics.

Ian Dietz is a financial advisor with A.G.P. / Alliance Global Partners in New York, NY. He holds the Series 63 designation and has 40 years of industry experience. His prior roles include positions at LPL Financial and Morgan Stanley Private Bank and Smith Barney. A.G.P. / Alliance Global Partners is a dually registered SEC investment adviser and FINRA-member broker-dealer serving individual clients, retirement plans, and pooled/institutional vehicles through a multi-team platform. The firm emphasizes international investing and offers a range of portfolio management, financial planning, and brokerage services.

Robert Sherman is a CFP® and PFS™ with six years of industry experience. He is currently with F L Putnam Investment Management Co., where he has worked since 2023. His prior roles include positions at SVB Wealth LLC, Boston Private Wealth LLC, KLS Professional Advisors Group, and Gerstein Fisher. F L Putnam serves a diverse client base including individuals, families, and institutions, offering customized, team-based investment management and financial planning. The firm combines internally managed strategies with third-party managers across asset classes, integrating sustainable investing options and tax-aware rebalancing.

Vasilios Rajendra is a CFP®, CFA®, and holds a Series 66 license with nine years of industry experience. He currently works at Range Advisory, LLC and has held roles at Range Investing, LLC and Range Finance, Inc. since 2025. Prior to that, he worked at Raymond James & Associates, Inc. and Robert W. Baird. Range Advisory serves U.S. individual clients, including high-net-worth and ultra-high-net-worth households, offering financial planning, investment advice, and discretionary portfolio management. The firm manages approximately $1.4 billion in discretionary assets and advises on about $17.4 billion through a model portfolio-driven, AI-supported investment approach.

Scott Mullady is a financial advisor with Arkadios Wealth Advisors, holding Series 63 and Series 65 licenses and 34 years of industry experience. He has worked at Arkadios Wealth Advisors and Arkadios Capital since 2024, following prior roles including over a decade at Cetera Advisor Networks and ongoing ownership of Heritage Pension Advisors, a retirement plan administration firm he founded in 1995. Mullady is also an insurance agent selling life and annuities. Arkadios Wealth Advisors is a multi-team SEC-registered firm serving individuals, trusts, businesses, corporations, and retirement plans. The firm offers customized investment plans utilizing various portfolio management strategies and a combination of fundamental, technical, and cyclical analysis.

David Carter is a CFA® charterholder with nine years of industry experience. He currently serves as a financial advisor at B. Riley Wealth Advisors, Inc., joining the firm in 2026. Prior to this, he held roles at J.J. Burns & Company, JPMorgan Securities LLC, JPMorgan Chase Bank NA, and Wealthspire / Lenox Wealth Advisors LLC. B. Riley Wealth Advisors provides investment advice and portfolio management to a diverse client base including individuals, pension and profit-sharing plans, trusts, estates, charitable organizations, and corporate clients. The firm offers various programs such as Advisor-as-Portfolio-Manager, third-party managed solutions via Envestnet, and internally managed models, overseeing approximately $4.21 billion in client assets.

Qing Yin is a financial advisor at Jefferies Investment Advisers LLC with one year of industry experience. Their prior roles include positions at Jefferies LLC, J.P. Morgan Securities LLC, JPMorgan Chase Bank, N.A., and Cathay Bank. Jefferies Investment Advisers LLC offers fee-based financial planning services to individuals, trusts, estates, foundations, charitable organizations, corporations, and other business entities. The firm employs a customized, collaborative planning process that incorporates third-party software and scenario analysis to support goal-based financial planning.

Michael Schmatz is a financial advisor with Snowden Capital Advisors LLC in New York, NY, holding Series 63 and Series 66 designations and 21 years of industry experience. He previously worked at Merrill and Bank of America, N.A. before joining Snowden Lane Partners in 2020. Snowden Capital Advisors LLC serves high-net-worth individuals, family offices, foundations, pension plans, endowments, and institutional clients, offering portfolio management, investment consulting, and financial planning services. The firm utilizes a multi-team approach with access to a wide range of investment tools and third-party managers while maintaining oversight and conducting ongoing due diligence.