Ruben Rivera Jr. is a financial advisor with Principal Financial Services and holds a Series 66 designation. He has 11 years of industry experience, including prior roles at Voya Financial Advisors, American United Life, OneAmerica Securities, MissionSquare Retirement, and JP Morgan Securities. Principal Securities provides brokerage and registered investment advisory services to a diverse client base, including individual investors, retirement plans, trusts, estates, charitable organizations, corporations, and active-duty military personnel stationed outside the U.S. The firm offers direct advisory programs, financial planning, retirement plan consulting, and access to third-party money manager asset allocation and separately managed accounts.

Yuxuan Wang is a financial advisor with Eagle Strategies (NY Life) based in Pasadena, CA. He holds Series 63 and Series 65 licenses and has two years of industry experience. His prior work includes roles at NYLIFE Securities LLC, New York Life Insurance Co, and positions outside finance such as at Meet Up Chinese Cuisine and in education. Wang is also appointed as an insurance broker with outside carriers for non-registered insurance products. Eagle Strategies serves a diverse client base including individual investors and institutional sponsors, offering financial planning, investment management, and retirement-plan advisory services. The firm emphasizes tailored solutions and manages the majority of its assets on a non-discretionary basis within an integrated New York Life affiliate structure.

Warren Williamson II is a financial advisor at Cerity Partners LLC in Los Angeles, CA, with three years of industry experience. He holds Series 65 and Series 63 licenses and previously worked at Bank of America Corp. from 2021 to 2025 and Capital Group Companies, Inc. from 2016 to 2018. Cerity Partners provides customized wealth management and related services to a national client base, including high-net-worth individuals, families, trusts, business entities, and institutional investors. The firm uses tailored asset allocation, manager selection, and proprietary quantitative screens alongside third-party managers and individual securities to build client programs.

Grant Rasmussen is a financial advisor at TIAA-CREF with Series 63 and Series 65 credentials and one year of industry experience. He previously worked at Transamerica Financial Advisors and WFGIA, and has held roles at Vuori and Pepperdine University. Rasmussen has also been involved with Faith Baptist Church and Schools and has engaged in sales of insurance and non-insurance products affiliated with Transamerica Financial Advisors. TIAA‑CREF Individual & Institutional Services, LLC provides financial planning and discretionary managed account programs to individuals, trusts, estates, partnerships, corporate entities, and small retirement plans, often serving clients with existing relationships through TIAA-administered employer retirement plans. The firm offers both point-in-time planning services and ongoing portfolio management, including customized portfolios managed under client-approved investment policies.

Mark Flower is a financial advisor at Capital Group Private Client Services, Inc. with 32 years of industry experience. He holds Series 63 and Series 65 credentials and previously worked at Wells Fargo for 19 years and Capital Bank & Trust Co. for one year before joining his current firm in 2021. Capital Group Private Client Services, Inc. provides discretionary investment management primarily to high-net-worth individuals and charitable organizations, focusing on separately managed accounts and pooled funds. The firm employs a long-term fundamental research approach and a multi-portfolio manager system to tailor client portfolios according to their objectives and risk tolerance.

Steven Jackson is a financial advisor with D.A. Davidson & Co. based in Pasadena, CA, holding Series 63 and Series 66 credentials and bringing 40 years of industry experience. He has worked with D.A. Davidson since 2013. Jackson serves on the financial advisory board of the nonprofit Sisters of Social Service, providing financial advice and recommendations. D.A. Davidson & Co. offers investment advisory and brokerage services to a diverse client base, including retirement plans, individual and high-net-worth investors, charitable organizations, and corporate clients. The firm operates under fiduciary standards and provides a range of services such as ERISA retirement plan advisory, wrap fee programs, equity research, and comprehensive financial planning, with distinct municipal advisory and affiliated custodial capabilities.

Todd Troutner is a financial advisor with Integrated Wealth Concepts LLC and holds Series 63 and Series 65 credentials. He has 25 years of industry experience and has been with Integrated Wealth Concepts since 2023, also working at Laurel Wealth Advisors since 2013. Outside of his advisory role, he owns and manages a personal rental condominium in Pasadena, CA. Integrated Wealth Concepts serves individuals, high-net-worth clients, families, trusts, estates, businesses, and retirement plans through a network of independent advisors. The firm offers discretionary investment management, financial planning, family office, and retirement plan advisory services, utilizing customized portfolios with mutual funds, ETFs, equities, and fixed income, while employing a primarily long-term investment approach.

Jasmine Smalls is a Series 66-licensed financial advisor at TIAA-CREF with six years of industry experience. Her career includes roles at Fidelity, JP Morgan, and Edward Jones, along with operating her own consulting firm. She serves as Treasurer and a board member of OMG Women Outreaching Women, a nonprofit focused on education, mentorship, and community support. TIAA-CREF Individual & Institutional Services, LLC offers financial planning and discretionary managed account programs to individuals, trusts, estates, partnerships, and small retirement plans, frequently serving clients connected through TIAA-administered employer retirement plans. The firm combines point-in-time planning with ongoing portfolio management under a fiduciary standard and acts as adviser to the TIAA Donor Advised Fund.

Nathaniel Kirk is a financial representative at LA Pension Planners and holds a Series 66 credential. He has experience working at Masterworks Agency, Westmont College, Victory Foam Inc, and Spirit Christian Academy. Kirk is involved in pension education through an educational platform called Pension 101. GWN Securities is an SEC-registered investment adviser and broker-dealer managing approximately $3.65 billion across more than 37,000 client accounts. The firm offers discretionary managed accounts, financial planning, and access to third-party sub-advisers and model portfolios, utilizing a range of investment programs including traditional asset allocation and legacy market-timing strategies.

James Lugo is a financial advisor with First Citizens Investor Services, Inc. in Pasadena, CA, holding Series 63 and Series 65 credentials and bringing 19 years of industry experience. His prior roles include positions at Nationwide Investment Services Company, IMA Wealth, Inc., and Equitable Distributors, LLC. First Citizens Investor Services, Inc. provides investment advisory, brokerage, and insurance services to individuals, pension plans, corporations, and charitable organizations. The firm utilizes a combination of strategic and tactical asset allocation, offering discretionary and non-discretionary management, model portfolios, and automated Guided Investing platforms.

Dean Catalano is a financial advisor with Capital Group Private Client Services, Inc. He holds a Series 66 designation and has 18 years of industry experience. Prior to joining Capital Group Private Client Services in 2021, he worked at Capital Bank & Trust Company and Wells Fargo Private Bank. Capital Group Private Client Services, Inc. provides discretionary investment management primarily to high-net-worth individuals and charitable organizations, focusing on relationships with at least $5 million in assets. The firm employs a multi-manager investment approach called the “Capital System,” emphasizing fundamental research and long-term horizons.

Ishkhan Boghossian is a financial advisor with Eagle Strategies (NY Life) based in Pasadena, CA, holding Series 63 and Series 65 licenses and possessing 11 years of industry experience. His work history includes roles at NYLIFE Securities LLC and New York Life Insurance Company since 2012 and 2013 respectively, as well as operating his own business, Boghossian Financial Inc., since 2022. Outside of his advisory work, he serves as a caretaker for his parents. Eagle Strategies serves a broad mix of individual and institutional clients, providing financial planning, investment management, and retirement-plan advisory services through a large network of advisers. The firm emphasizes tailored recommendations and manages the majority of its assets on a non-discretionary basis, working closely with both retail and institutional sponsors.

Dennis Liu is a financial advisor with Eagle Strategies (NY Life) in Glendale, CA, holding Series 65 and Series 63 licenses and one year of industry experience. His prior roles include positions at NYLIFE Securities LLC, New York Life Insurance Co, and Transglobal Holding Company. He also served over two decades at Vineyard of Hope Church. Eagle Strategies serves individual and institutional clients by providing financial planning, investment management, and retirement-plan advisory services through a large network of affiliated investment adviser representatives. The firm emphasizes tailored recommendations and offers multiple advisory programs, with most assets managed on a non-discretionary basis.

Justin Morales is a CFP® with three years of industry experience, currently serving as a financial advisor at Capital Group Private Client Services, Inc. He previously worked at Union Bank and US Bank, and he also held a role at California State University, Northridge. Capital Group Private Client Services, Inc. provides discretionary investment management and related services primarily to high-net-worth individuals and charitable organizations, focusing on relationships with at least $5 million in assets. The firm employs a multi-manager investment approach called the “Capital System” and often utilizes affiliated pooled funds and separately managed accounts.

Eduardo Herrera is a financial advisor at Citigroup Global Markets with 24 years of industry experience. He holds Series 63 and Series 66 licenses and has been with Citigroup Global Markets since 2012. The firm serves individual and institutional clients across various wealth segments and offers a wide range of investment advisory programs, execution, and custody services. Citigroup Global Markets is notable for its multi-asset, multi-manager strategies, in-house research, and unique market roles including swap dealer and futures commission merchant activities.

Scott Sandler is a financial advisor with Capital Group Private Client Services, Inc. in Los Angeles, CA. He holds a Series 65 credential and has 11 years of industry experience, including five years with Capital Group Private Client Services and five years at Capital Bank and Trust Company. Capital Group Private Client Services, Inc. provides discretionary investment management and related services primarily to high-net-worth individuals and charitable organizations, focusing on relationships with a managed-relationship threshold of $5 million or more. The firm employs a multi-manager approach known as the “Capital System,” emphasizing fundamental research and long-term investment horizons.

Kurt Vogel is a CFP® at Mercer Global Advisors Inc. with approximately eight years of experience in the financial services industry. Prior to joining Mercer, he worked for Singer Burke Zimmer & Kogan, LLP for ten years. Mercer Global Advisors serves individuals, families, small business owners, plan sponsors, foundations, non-profits, and endowments by providing investment advisory services alongside financial, tax, retirement, estate planning, and family office services. The firm uses a globally diversified, risk-appropriate investment approach grounded in Modern Portfolio Theory, implemented through low-cost ETFs, index funds, separate account managers, and private funds.

Mario Reina is a financial advisor with GWN Securities Inc. in Pasadena, CA, holding Series 66 and Series 63 licenses and bringing 21 years of industry experience. His prior roles include positions at Infinity Financial Services and Infinity Financial Services Advisory, where he worked for a combined 15 years. Outside of his advisory duties, Reina is involved in tax preparation through his ownership of Onelink Financial Services. GWN Securities provides investment advisory and related services to individual and corporate clients through various managed account programs and financial planning services. The firm uses a combination of affiliated and unaffiliated sub-advisers and model-based allocations grounded in asset allocation and Modern Portfolio Theory, with an emphasis on both discretionary portfolio management and tactical market-timing strategies.

William Fitzhugh is a financial advisor at D.A. Davidson & Co. with 27 years of industry experience. He holds Series 63, Series 65, and Series 66 licenses and has been with D.A. Davidson since 2013. Outside of his advisory role, he is involved with Mitchener Planting, a corporation that rents out land for farming in Sumner, Mississippi. D.A. Davidson & Co. provides investment advisory and brokerage services to a diverse client base including retirement plans, individual investors, charitable organizations, and corporate clients. The firm offers comprehensive financial planning, retirement plan advisory services under ERISA standards, and a Private Wealth program for clients with over $20 million in net worth.

Thomas Worrall III is a financial advisor at Integrated Wealth Concepts LLC with 21 years of industry experience. He holds Series 63 and Series 66 designations and has worked with Laurel Wealth Advisors, Ozco Enterprises, Impeller Dynamics, and Azusa Specialties, where he serves as president overseeing property management. Integrated Wealth Concepts LLC serves individuals, high-net-worth clients, families, trusts, estates, businesses, and retirement plans through a network of independent advisors. The firm offers discretionary investment management, financial planning, family office, and retirement plan advisory services, employing a long-term investment approach with customized portfolios composed of mutual funds, ETFs, equities, and fixed income.