James Richardson is a financial advisor at Morgan Stanley with 15 years of industry experience. He holds a Series 66 designation and has worked at Morgan Stanley Private Bank, National Association since 2015, as well as at Morgan Stanley Smith Barney since 2010. Morgan Stanley Wealth Management is an SEC-registered investment adviser and broker-dealer serving both individual and institutional clients. The firm offers a range of advisory programs, including tailored financial planning that uses structured discovery processes and firm‑approved planning tools, managing approximately $2.74 trillion in client assets.

Dustin Lisk is a financial advisor with Raymond James & Associates in Charlotte, NC, holding a Series 66 designation and 16 years of industry experience. His prior work includes positions at Bank of America and Merrill. He serves as a finance committee member for Bethany United Methodist Church and owns Maple Creek Capital, LLC, a business involved in personal real estate investment. Raymond James & Associates is a large, dually registered broker-dealer and SEC-registered investment adviser serving individuals, institutions, pension plans, and municipalities. The firm offers financial planning, non-discretionary investment consulting, and institutional fiduciary solutions, utilizing a range of portfolio management styles supported by proprietary research and affiliated sub-advisers.

Kelley Moore is a financial advisor at UBS Financial Services with Series 63 and Series 66 credentials and four years of industry experience. Prior to UBS, Moore held positions at The Vanguard Group and Merrill, and has spent several years self-employed. Moore’s background also includes experience in educational roles at preschool institutions. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and advisory services, offering financial planning, portfolio management, and access to a range of investment products. The firm combines institutional trading capabilities with wealth management services, supported by proprietary research and comprehensive capital markets offerings.

Matthew Aument is a CFP® professional with 20 years of industry experience, currently serving at Charles Schwab in Charlotte, NC. His prior experience includes roles at Fidelity Personal and Workplace Advisors and Fidelity Brokerage Services. Outside of his advisory work, he maintains an active LLC in North Carolina. Charles Schwab & Co., Inc. serves primarily high- and ultra-high-net-worth clients through its Schwab Wealth Advisory wrap fee program and affiliated managed-account and financial planning services. The firm offers a combination of non-discretionary advisory relationships alongside access to discretionary separately managed accounts, utilizing multi-asset model portfolios and a centralized operational structure.

Rebecca Hajjar is a financial advisor with LPL Financial, holding a Series 66 designation and 24 years of industry experience. She previously worked for Commonwealth Financial Network for 26 years before joining LPL Financial in 2026. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and institutions. The firm offers a range of advisory and brokerage services, including financial planning, model portfolio programs, and institutional platforms, supporting advisors with research and operational tools.

Katherine Whitted Groetzinger is a financial advisor with UBS Financial Services in Charlotte, NC, holding Series 63 and Series 66 licenses and 14 years of industry experience. She has been with UBS since 2015. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, including fee-based financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management services and utilizes proprietary research and model-based asset allocations to tailor client plans.

Christopher Jones is a financial advisor with LPL Financial, holding Series 63 and Series 65 credentials and bringing 38 years of industry experience. His prior roles include positions at Commonwealth Financial Network, Stephens, and UBS Financial Services. Jones is also co-trustee of a non-client trust. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plans, banks, trust companies, and institutions. The firm offers a range of financial planning and advisory services delivered through its extensive network of investment adviser representatives who utilize diverse strategies and third-party resources.

Langston Mallouky is a financial advisor with UBS Financial Services in Charlotte, NC, holding Series 63 and Series 65 licenses and bringing 11 years of industry experience. Before joining UBS in 2018, he worked at The Vanguard Group for three years. UBS Financial Services serves individual, corporate, and institutional clients through a range of brokerage and investment advisory offerings, combining institutional trading capabilities with wealth management services. The firm uses proprietary research and model-based asset allocations to tailor financial plans according to clients' goals and risk tolerances.

Justin Robinson is a financial advisor with LPL Financial based in Fort Mill, SC. He holds the Series 63 and Series 66 designations and has three years of industry experience. Prior to joining LPL Financial, he worked at Principal Life Insurance and Principal Securities. LPL Financial is a national broker-dealer and SEC-registered investment adviser that serves individuals, retirement plan participants, banks, trust companies, and institutions. The firm offers a range of advisory and brokerage services, including financial planning and access to various portfolio management programs, and supports its advisors with proprietary research and operational tools.

Julia Fleming is an investment adviser representative at LPL Financial with Series 63 and Series 66 licenses and four years of industry experience. She previously worked at The Vanguard Group and has held various positions including roles at Mystic Seaport Museum and Siena College. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and other institutions. The firm offers a range of advisory and brokerage services through a large network of advisers, utilizing model portfolios, third-party subadvisors, and proprietary tools for research and operational support.

Dagmar Adams is a financial advisor with LPL Enterprise, holding Series 63 and Series 66 credentials and bringing 39 years of industry experience. Prior to joining LPL Enterprise in 2024, Adams worked at Pruco Securities, LLC and Prudential Insurance Company of America from 1986 through 2024. Outside of finance, Adams is the owner of Gem Jewel MFG, LLC, a jewelry manufacturing business. LPL Enterprise provides investment advisory and brokerage services to a diverse client base, including individual investors, retirement plans, and charitable entities. The firm employs a model-driven investment approach and offers access to third-party asset managers and various financial planning services.

Sean Lawton is a financial advisor with LPL Financial, holding a Series 66 designation and 14 years of industry experience. He previously worked at Commonwealth Financial Network for 22 years before joining LPL Financial. LPL Financial is a national broker-dealer and SEC-registered investment adviser that serves individuals, retirement plan participants, banks, trust companies, and other institutions. The firm provides a range of advisory and brokerage services, including financial planning, model portfolio programs, third-party asset management, and institutional platforms, supported by advanced research and operational tools.

Geoffrey Roberts is a financial advisor at Ameriprise with 30 years of industry experience. He holds Series 63 and Series 65 licenses and previously worked at American Express Financial Advisors Inc. for 24 years before joining Ameriprise in 2020. Outside of his advisory role, he serves as president and a board member of the Charlotte International Cricket Club. Ameriprise offers a retirement-income planning service aimed at individuals nearing or in retirement, combining research, modeling, and tax-efficiency analysis to provide written recommendation reports. The firm serves high-net-worth clients and delivers its services through a centralized consulting team in partnership with financial advisors.

Kadeem Griffith is a financial advisor at LPL Financial in Fort Mill, SC, holding a Series 66 license with three years of industry experience. His prior roles include positions at Nuveen, TIAA, J.P. Morgan Chase, and Amazon. Outside of his advisory work, Griffith is a commissioned notary and works part-time as a freight handler at FedEx. LPL Financial is a national broker-dealer and SEC-registered investment adviser that serves individuals, retirement plan participants, banks, trust companies, and institutions. The firm offers a range of advisory and brokerage services, including financial planning and access to model portfolios and third-party asset managers.

Carol Guidry is a financial advisor at UBS Financial Services with four years of industry experience. She holds Series 63 and Series 65 licenses and has worked previously at Truist Advisory Services and Truist Investment Services. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and advisory offerings, including financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management services and uses proprietary research and model-based asset allocations to tailor client plans.

Noah West is a financial advisor with UBS Financial Services in Charlotte, NC. He holds a Series 66 designation and has one year of industry experience. His prior work includes roles outside the financial industry, such as at Vitense Golfland and MacGregor Downs Country Club. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings. The firm combines institutional trading capabilities with wealth management services, providing clients with tailored financial planning and portfolio management based on proprietary research and capital market assumptions.

Matthew Abramo is a CFP® and holds a Series 66 license with three years of industry experience. He currently works at OSAIC and Campas Legacy Planning, Inc. Prior to this, he held positions at Woodbury Financial Services, the University of Texas at Austin, and other organizations. Outside of his advisory roles, Abramo is the managing member of Twin States Property Group LLC, a company focused on real estate investment and property management. OSAIC Wealth serves a diverse client base including individual investors, retirement plan sponsors, charities, and corporations. The firm offers a range of brokerage and advisory services supported by model-based asset allocation, portfolio optimization, and access to multiple investment programs and third-party platforms.

Rebecca Day is a financial advisor with Merrill in Charlotte, NC, holding Series 63 and Series 66 credentials and 24 years of industry experience. She has worked at Merrill since 2002 and at Bank of America, N.A. since 2014. Merrill, together with its affiliate Managed Account Advisors LLC, provides managed account services to Bank of America fiduciary clients through the Select Portfolio Solutions Program, offering model-based and discretionary strategies for individuals, high-net-worth clients, pension plans, corporations, and charitable organizations.

Chaminuka Holliman is a Client Experience Advisor at Merrill Lynch Wealth Management, specializing in supporting clients through their financial decision-making processes. In this role, Chaminuka works with clients to understand their current financial situations and introduces solutions available through Merrill and Bank of America. Chaminuka holds the designation of Personal Investment Advisor (PIA) and earned a Bachelor's Degree from the University of North Carolina System. With a focus on developing personalized strategies, Chaminuka assists clients with various financial needs, including general investing, retirement planning, and preparing for unexpected expenses. Emphasizing a thorough understanding of what matters most to clients and their families, Chaminuka aims to provide ongoing advice and guidance aligned with their evolving goals and challenges.

Steven Cataldo is a financial advisor at LPL Financial with a Series 66 designation and two years of industry experience. Prior to joining LPL Financial in 2023, he held positions at Winthrop University and the College of Charleston. LPL Financial is a national broker-dealer and SEC-registered investment adviser offering advisory and brokerage services to individuals, retirement plan participants, banks, trust companies, and other institutions. The firm provides a range of investment solutions including financial planning, model portfolio programs, third-party asset management, and institutional platforms, supported by advanced research tools and a broad network of over 22,800 advisors.