John Pounds III is a financial advisor with Wells Fargo Clearing in Birmingham, AL, holding Series 63 and Series 66 licenses and 21 years of industry experience. He has been with Wells Fargo Clearing since 2016, including a prior role with Wells Fargo Advisors, LLC. Wells Fargo Advisors is a national securities firm offering investment advisory services, financial planning, and retirement plan consulting to individual, corporate, and institutional clients. The firm manages approximately $671 billion in assets with over 14,000 financial advisors and provides both brokerage and advisory solutions.

Roger Dubble is a financial advisor at Edward Jones with 27 years of industry experience. He holds Series 63, Series 65, and Series 66 licenses. Prior to joining Edward Jones in 2019, he worked at State Farm Insurance and Allstate Insurance and had a role at RWD Homecare, LLC. Edward Jones is a full-service wealth management firm serving individual and institutional clients, including high-net-worth households and charitable organizations. The firm manages approximately $1.01 trillion in assets and operates a nationwide network of over 23,700 financial advisors, offering a range of advisory programs, discretionary and non-discretionary strategies, as well as affiliated mutual funds and trust services.

Micah Fuller is a financial advisor with LPL Enterprise in Bessemer, AL, holding Series 63 and Series 65 credentials and one year of industry experience. Prior to joining LPL Enterprise, he worked at several firms including PFS Investments Inc., Primerica Financial Services, and MML Investor Services LLC. Outside of his advisory role, Fuller is also a teacher at Mcadory Highschool. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, and institutional clients, offering services through both advisory and brokerage channels. The firm provides financial planning, access to model wealth portfolios, third-party asset management, and a range of brokerage and insurance products through its integrated platform.

Frederic Sjostrom III is a CFP®-certified financial advisor with 29 years of industry experience. He has been with Wells Fargo Clearing since 2016 and previously worked at Wells Fargo Advisors, LLC. Outside of his advisory role, Sjostrom serves as an observer for USA Ultimate, officiating ultimate frisbee games. Wells Fargo Clearing provides retirement plan consulting services to qualified ERISA and non-qualified deferred compensation plans. The firm’s IPS-driven approach incorporates modern portfolio theory and includes both discretionary and non-discretionary investment management, with a notable inclusion of insurance-related products and bank deposit sweep options in its investment menus.

Dorothy Wozny is a financial advisor with LPL Financial in Birmingham, AL, holding a Series 66 designation and 16 years of industry experience. She has been with LPL Financial since 2009. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, banks, corporations, and charitable organizations through a national network of investment adviser representatives. The firm offers a range of advisory programs, financial planning, and retirement plan consulting, utilizing model portfolios and research from multiple sources.

Royce Gore Jr. is a financial advisor with Cetera in Birmingham, AL, holding Series 63 and Series 65 credentials and 11 years of industry experience. His prior experience includes roles at First Allied Advisory Services and First Allied Securities. He is also involved with Labor Retirement Services as an advisor. Cetera Investment Advisers LLC serves a diverse client base including individuals, retirement plans, corporate, charitable, and institutional clients. The firm offers a multi-manager platform with various portfolio management options, combining discretionary and non-discretionary approaches across multiple program structures.

William Anthony is a financial advisor with Raymond James & Associates in Birmingham, AL, holding Series 63 and Series 65 credentials and bringing 42 years of industry experience. He has been with Raymond James & Associates since 2013. Outside of his advisory role, he serves as Treasurer and board member of Ronald McDonald House Charities of Alabama and participates on its Finance Committee. Raymond James & Associates offers financial planning and investment consulting through its Wealth Advisory Services Program to individuals, employer-sponsored retirement plans, corporate and charitable entities, and government clients. The firm also provides institutional consulting and sponsors wrap fee advisory programs.

Susan Rapier is a financial advisor at Morgan Stanley with 26 years of industry experience. She holds Series 63 and Series 65 licenses and has been with Morgan Stanley Smith Barney LLC since 2013. Morgan Stanley Wealth Management is an SEC-registered investment adviser and broker-dealer serving individual and institutional clients. The firm offers a broad range of advisory programs, including tailored financial planning supported by structured discovery and firm-approved tools, managing approximately $2.74 trillion in client assets.

Allan Mcclure is a financial advisor at Ameriprise with 13 years of industry experience. He holds the CFP®, CFA®, and Series 66 credentials and previously worked at Synovus Securities, Inc. for 11 years before joining Ameriprise. Ameriprise provides retirement-income planning services primarily for individuals nearing or in retirement who meet specific asset criteria. The firm combines research, modeling, and tax-efficiency analysis to deliver written recommendation reports and offers a broad range of advisory, brokerage, and insurance solutions through its affiliated companies.

Laura Britt is a financial advisor with Wells Fargo Clearing in Birmingham, AL, holding a Series 66 designation and 21 years of industry experience. She previously worked at Bank of America and Merrill, with tenures of five and fifteen years respectively. Wells Fargo Clearing provides retirement plan consulting to qualified ERISA and non-qualified deferred compensation plans, offering both discretionary and non-discretionary services. The firm’s IPS-driven advisory process incorporates modern portfolio theory and includes a broad range of investment options such as insurance-related vehicles and bank deposit sweep programs.

Grace Hardison is a financial advisor with Wells Fargo Clearing, holding a Series 66 designation and one year of industry experience. Prior to joining Wells Fargo Clearing, she spent ten years at Ernst & Young. She maintains an active CPA license in Birmingham, AL, which she holds for continuing education purposes. Wells Fargo Clearing provides retirement plan consulting services to qualified ERISA and non-qualified deferred compensation plans, offering a range of investment advisory solutions grounded in modern portfolio theory and tailored to plan-specific objectives and risk tolerances.

Charles Carlton is a CFP®-certified financial advisor with 39 years of industry experience, currently serving clients at LPL Financial since 2020. His prior experience includes long tenures with SSN Advisory, Inc., Securities Service Network, Inc., and Gambrell Financial Advisors, Inc. Based in Birmingham, AL, he also holds a notary public commission and provides tax preparation and accounting services. LPL Financial is an SEC-registered investment adviser and broker-dealer that serves a diverse client base including individuals, retirement plans, banks, and charitable organizations. The firm offers a range of financial planning and advisory programs supported by extensive research and technology-driven portfolio management.

Mary Wynne Estes is a Senior Financial Advisor at Merrill Lynch Wealth Management. She has been with Merrill since 2011, bringing over 35 years of experience in the financial services industry. Mary Wynne started her career in 1989 as an Annuity and Mutual Fund Coordinator at AmSouth Investment Services, later moving into institutional investment sales and continuing her career through mergers until joining Merrill. Mary Wynne's expertise includes managing discretionary custom investment strategies, as well as working with a range of Merrill model portfolios and third-party investment strategies. She serves various clients such as individuals, corporations, trusts, municipalities, and financial institutions, focusing on areas like family wealth management, legacy planning, managing new wealth, personal retirement planning, and philanthropic planning. She holds a bachelor's degree from Auburn University and a high school diploma from Vestavia Hills High School. Outside of work, Mary Wynne enjoys hiking, spending time with her family, and traveling.

James Owens III is a financial advisor at Raymond James & Associates with 37 years of industry experience. He has been with Raymond James since 2012 and holds a Series 63 designation. Raymond James & Associates provides financial planning and investment consulting through its Wealth Advisory Services Program to a diverse client base, including individuals, employer-sponsored retirement plans, corporate and charitable entities, and government clients. The firm also offers wrap fee advisory programs and institutional consulting, with a notable focus on public finance and municipal work.

Christopher Riess is a financial advisor with UBS Financial Services in Birmingham, AL, holding a Series 66 designation and eight years of industry experience. Prior to joining UBS in 2018, he worked at Doyle Land Services, INC. Outside of his advisory role, he serves on the board of directors for Millennial Spirits of Nola, a charity focused on raising awareness and funds for organizations in the Greater New Orleans area, and has been elected treasurer of the Oakridge Neighborhood Association. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory services, combining institutional trading capabilities with wealth management solutions tailored using proprietary research and model-based asset allocations.

Rachel Reynolds is a financial advisor with Edward Jones in Homewood, Alabama, holding a Series 66 designation and 12 years of industry experience. She has been with Edward Jones since 2014. Edward Jones is a full-service wealth management firm serving more than four million individual and institutional clients, offering a range of investment advisory programs and services supported by a large network of financial advisors and branch offices nationwide.

Leonard Housel is a financial advisor with LPL Financial in Birmingham, AL, holding Series 63, 65, and 66 licenses and bringing 27 years of industry experience. He has worked at LPL Financial since 2013 and is also associated with Cadence Bank, where he has served in an investment-related capacity since 2011. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, financial institutions, corporations, and charitable organizations. The firm offers a range of advisory programs and financial planning services supported by research and model portfolios from various sources.

James Dixon III is a financial advisor with Stifel in Birmingham, AL, holding Series 63 and Series 65 credentials and bringing 31 years of industry experience. He has been with Stifel since 2015. Outside of his advisory role, Dixon serves as a board member for the Carriage Place Condominium Owners Association, a nonprofit homeowners association. Stifel serves a wide range of clients including individuals, institutional clients, and charitable organizations, offering brokerage and investment advisory services. The firm’s investment approach includes proprietary capital market modeling developed by its Investment Strategy Group, which supports asset allocation and financial planning analyses.

Benjamin Henderson is a financial advisor with OSAIC based in Birmingham, AL, and holds a Series 63 designation. He has 39 years of industry experience, including 31 years at Lincoln Financial Advisors Corporation prior to joining OSAIC in 2025. Outside of his advisory role, Henderson acts as an insurance agent offering various insurance products including medical, health, disability, long-term care, and life insurance. OSAIC serves a diverse client base including individual investors, pension plans, corporations, and charitable organizations through a large network of affiliated advisers. The firm provides integrated brokerage and advisory services, employing asset-allocation tools, risk-tolerance questionnaires, and automated rebalancing to construct diversified portfolios that incorporate a range of investment vehicles.

Jordan Horn is a financial advisor with Morgan Stanley in Birmingham, AL, holding a Series 66 designation and 14 years of industry experience. He has been affiliated with Morgan Stanley and Morgan Stanley Private Bank, National Association, since 2016. Morgan Stanley Wealth Management is an SEC-registered investment adviser and broker-dealer serving individuals and institutional clients with a wide array of advisory programs, including tailored financial planning and estate planning strategies. The firm manages approximately $2.74 trillion in client assets and employs a structured financial planning process using firm-approved tools and modeling techniques.