Daniel Horgan is a financial advisor with Raymond James & Associates in Newport Beach, CA, holding Series 63 and Series 65 credentials and bringing 39 years of industry experience. He has been with Raymond James & Associates since 2006 and owns Horgan Enterprises, where he manages a private plane. Raymond James & Associates is a large broker-dealer and SEC-registered investment adviser serving a broad client base, including individuals, institutions, and municipal entities. The firm provides financial planning, non-discretionary investment consulting, and institutional fiduciary services, utilizing diverse portfolio management styles and affiliated research resources.

Stanley Bruno is a CFP® with 53 years of industry experience, currently serving with OSAIC since 1989. He specializes in fixed annuity and fixed life sales through his sole proprietorship. OSAIC is a large financial services firm serving a diverse client base that includes individual, high-net-worth, institutional, and charitable clients. The firm provides integrated brokerage and advisory services with a range of investment platforms, employing asset-allocation tools and third-party solutions for portfolio management.

Anne Bui is a financial advisor at Wells Fargo Clearing with 14 years of industry experience. She holds a Series 66 designation and has worked at Wells Fargo Clearing since 2018, following eight years at UBS Financial Services. Wells Fargo Clearing provides retirement plan consulting to qualified ERISA and non-qualified deferred compensation plans, offering both discretionary and non-discretionary services. The firm’s advisory process is IPS-driven and grounded in modern portfolio theory, with a notable inclusion of insurance-related vehicles and bank deposit sweep options among its investment offerings.

Kenneth Yonkers is a Wealth Management Advisor at Merrill Lynch Wealth Management with over 30 years of experience in financial advising. He leads a team focused on serving the wealth management needs of select individuals, trusts, and foundations. Kenneth works closely with clients to provide tailored asset allocation strategies and estate management guidance. He earned his bachelor's degree from Arizona State University while completing an internship at E.F. Hutton & Company. Kenneth has served as President of Sigma Nu Fraternity and holds the Personal Investment Advisor (PIA) designation. His professional affiliations include membership in the Balboa Yacht Club and Newport Beach Athletic Club. Kenneth resides on Balboa Island with his wife, Irene, their three sons, and two dogs. He is actively involved in the community, serving as President of the Little Balboa Island Property Owners' Association and previously holding director positions with the Balboa Island Improvement Association and the Finance & Audit Committee of the Balboa Yacht Club. He also coaches his sons' flag football teams.

Karla Taylor is a financial advisor at J.P. Morgan Securities with 36 years of industry experience. She holds Series 63 and Series 66 licenses and has been with J.P. Morgan Securities since 2008 and Jpmorgan Chase Bank, N.A. since 2010. Outside of advisory services, she is also an employee of JPMorgan Bank, enabling her to offer certain bank products and services, including deposit and credit products. J.P. Morgan Securities provides institutional consulting services to corporations, foundations, and defined contribution plan sponsors, delivering asset allocation advice, investment manager searches, and customized performance reporting through a select group of Wealth Advisors. The firm combines large institutional advisory operations with broker-dealer, investment adviser, and commodity futures registrations.

Eric Owens is a CFP® professional with eight years of experience in financial advising. He is currently with Stifel, where he has worked since 2020. Prior to that, he held positions at Raymond James Financial Services Advisors and Wells Fargo Advisors. Owens serves on the advisory board of the California Family Life Center, a nonprofit supporting children affected by abuse and abandonment. Stifel serves a broad range of clients, including individuals, institutions, and municipal entities, offering both brokerage and investment advisory services. The firm employs a proprietary investment methodology developed by its Investment Strategy Group to provide asset allocation and financial planning analyses.

Jeremy Combe is a financial advisor with Ameriprise in San Clemente, CA, holding a Series 63 designation and 29 years of industry experience. He has been with Ameriprise and its affiliate Ameriprise Financial Services, Inc. since 1996. Ameriprise offers a retirement-income planning service focused on individuals approaching or in retirement who meet specific asset criteria, providing detailed recommendation reports on income sources, Social Security options, and tax-efficient withdrawal strategies. The firm combines research, modeling, and tax analysis in a centralized consulting approach and offers a broad range of advisory, brokerage, and insurance solutions through its affiliated entities.

Thomas Doherty is a financial advisor with Stifel, Nicolaus & Company, Incorporated, holding Series 63 and Series 65 credentials and bringing 28 years of industry experience. His prior roles include positions at Bank of America, N.A., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. He is based in Newport Beach, California. Stifel serves a diverse client base including individuals, institutional clients, and charitable organizations, offering brokerage and investment advisory services. The firm uses a proprietary investment methodology developed by its Investment Strategy Group to guide asset allocation and financial planning.

Richard Dougherty is a financial advisor with LPL Financial, holding Series 63 and Series 65 designations and bringing 34 years of industry experience. His prior roles include positions at TD Ameritrade, Wells Fargo Advisors, and Oppenheimer. He is also involved with Tower 68 Financial Advisors, a DBA related to his LPL business in Newport Beach, CA. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and other institutions. The firm offers a range of services, including financial planning, model portfolio programs, third-party asset management, and institutional platforms, supported by extensive research and technology tools.

Gino Stumpo is a financial advisor at UBS Financial Services with 26 years of industry experience. He holds a Series 66 designation and has been with UBS since 2000. Outside of his advisory role, he assists family members with the financial aspects of managing a commercial furniture manufacturing business. UBS Financial Services serves individual, corporate, and institutional clients with a range of brokerage and investment advisory services, combining institutional trading capabilities with wealth management offerings tailored through proprietary research and model-based asset allocations.

Kyle Kubota is a financial advisor at Merrill with five years of industry experience and holds a Series 66 designation. His work history includes positions at Merrill and Bank of America. Merrill, together with its affiliate Managed Account Advisors LLC, provides managed account services to Bank of America fiduciary clients through the Select Portfolio Solutions Program, offering model-based and discretionary investment strategies for individuals, high-net-worth clients, pension plans, corporations, and charitable organizations.

Caden Smaker is a financial advisor at UBS Financial Services with three years of industry experience. He has previously worked at Charles Schwab Co., Bank of America, and held various roles outside of finance, including in construction and the insurance sector. UBS Financial Services serves individual, corporate, and institutional clients with a range of brokerage and investment advisory services, combining institutional trading capabilities with wealth management offerings. The firm employs proprietary research and model-based asset allocations to customize financial planning and portfolio management.

Louise Kane is a financial advisor at RBC Capital Markets with 15 years of industry experience. She has previously worked at Oppenheimer & Co. Inc and D.A. Davidson & Co. Outside of finance, she writes fiction under the pen name LK Lawrence, creating and producing romantic comedy stories. RBC Wealth Management, a division of RBC Capital Markets, serves a diverse client base including individual and institutional investors. The firm offers tailored investment advisory programs combining in-house and third-party managers, with options for discretionary portfolio management, financial planning, and specialized investment solutions.

Kyra Hanson is a financial advisor at Fidelity with two years of industry experience. She holds a Series 66 designation and has previously worked at BlackRock and Henderson Management & Real Estate. Outside of finance, her background includes roles in tutoring and various service industry positions. Strategic Advisers LLC, a Fidelity Investments company, provides investment management and advisory services to a diverse client base including retail and institutional investors. The firm uses a systematic investment approach combining proprietary research, quantitative analysis, and algorithmic portfolio construction to manage discretionary and non-discretionary portfolios.

Kenneth Fujita is a financial advisor with LPL Financial, holding Series 63 and Series 65 licenses and bringing 30 years of industry experience. His career includes tenures at Wells Fargo Clearing, Wells Fargo Advisors, and BMO Bank NA. LPL Financial is a national broker-dealer and SEC-registered investment adviser that serves individuals, retirement plan participants, banks, trust companies, and other institutions. The firm offers a range of services including financial planning, model portfolio programs, and institutional platforms, supporting advisors with research models, third-party subadvisors, and various strategic investment options.

Theresa Kost is a financial advisor with RBC Capital Markets, holding Series 63 and Series 65 licenses and bringing 32 years of industry experience. She has worked at RBC Capital Markets since 2012 and at City National Bank since 2018. Outside of her advisory role, she serves as Treasurer of the Newport Beach Newcomers Club. RBC Wealth Management, a division of RBC Capital Markets, serves individual and institutional clients with a range of advisory programs that include discretionary and non-discretionary portfolio management, financial planning, custody, and brokerage services. The firm customizes investment strategies according to each client’s risk profile, utilizing both in-house and third-party managers.

Michael Misak is a financial advisor at J.P. Morgan Securities with 16 years of industry experience. He holds Series 63 and Series 66 credentials and has been with J.P. Morgan Securities since 2012 and JPMorgan Chase Bank since 2009. J.P. Morgan Securities LLC provides investment consulting and advisory services primarily to institutional clients and retirement plan sponsors through its Institutional Consulting Services program. The firm combines quantitative asset-allocation modeling with centralized due diligence and applies an ESG eligibility framework when recommending strategies.

Adam Levi is a Wealth Management Advisor with Merrill Lynch Wealth Management. He advises individuals, families, and small business owners on asset and liability management strategies. Adam has been with Merrill since 2015 and has worked as a financial advisor since 2012. He focuses on areas including college education planning, family wealth management strategies, retirement income, tax minimization, and small business strategies. Adam holds a B.A. in Economics from the University of California, Riverside, where he graduated summa cum laude and was a member of the Phi Beta Kappa Honor Society. He earned his MBA from UCLA Anderson School of Management, conducting research in quantitative finance centered on the US equity market. Adam is a member of the CFA Institute and the CFA Society of Los Angeles. In addition to his professional work, Adam participates in community activities, including volunteering with the Fox Foundation. His personal interests include gardening, golfing, running, table tennis, tennis, and spending time with his family.

Edward Rosenblatt is a financial advisor with Cetera who holds a Series 63 designation and has 31 years of industry experience. He has been with Cetera and its affiliate Cetera Wealth Services, LLC since 2013. Rosenblatt serves as an Investment Advisory Commissioner for the City of Mission Viejo and is president of the Saddleback Art League, a local nonprofit organization. Cetera Investment Advisers LLC operates as a multi-manager platform serving individuals, retirement plans, corporate and charitable clients, and institutional accounts. The firm offers a range of portfolio management and financial planning services, providing advisors access to affiliated and third-party managers across multiple program structures.

Sarah Blosser is a financial advisor at Morgan Stanley with one year of industry experience. She holds a Series 66 designation and previously worked at SurfTrade LLC and New York University Shanghai. Morgan Stanley Wealth Management is an SEC-registered investment adviser and broker-dealer serving individuals and institutional clients with a wide array of advisory programs, including tailored financial planning. The firm manages approximately $2.74 trillion in client assets and employs a structured planning process supported by firm-approved tools and research.