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Gregory W

Series 63, Series 66

Lombard, IL

Hunter Capital Management

Gregory Wolf is a financial advisor at Hunter Capital Management in Lombard, IL, with 44 years of industry experience. He holds Series 63 and Series 66 licenses and previously worked at PWMCO, LLC for 17 years before joining Hunter Capital Management in 2020. Hunter Capital Management is an SEC-registered investment adviser serving high-net-worth individuals, pooled investment vehicles, and other institutional clients. The firm manages assets across separate accounts, a registered mutual fund, and private pooled vehicles, employing value-oriented equity strategies and a unique commodity subadviser arrangement within one private fund.

Wealth management Private / alternative investments Founder/Business Owner Executive
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Timothy D

CFA®, Series 63, Series 65

Chicago, IL

Vestor Capital, LLC

Timothy Detloff is a CFA® charterholder with 22 years of industry experience, currently serving as an advisor at Vestor Capital, LLC in Chicago, IL. He has been with the Vestor Capital group in various capacities since 2005, including roles at Vestor Capital Partners and Vestor Capital Securities, and has prior experience at Monetta Financial Services. Vestor Capital provides investment and wealth management, portfolio management, and financial planning services to individuals, not-for-profit organizations, foundations, and qualified retirement plans. The firm employs a centralized Investment Committee that uses internal fundamental research to implement diversified strategies across equity and fixed income markets, alternatives, and private placements.

Private / alternative investments Active portfolio management Tax-loss harvesting Wealth management
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Christopher H

Series 63, Series 65

Downers Grove, IL

Vertex Partners

Christopher Huston is a financial advisor at Vertex Partners with 21 years of industry experience. He holds Series 63 and Series 65 designations and has worked with firms including LPL Financial and Highpoint Advisor Group, LLC, now operating as Vertex Planning Partners. Huston is also involved with Reflexivity LLC, a non-investment-related business entity used for tax and investment purposes. Vertex Partners provides advisory services to individuals, trusts, estates, retirement plans, and various entities through financial planning, investment and wealth management, and consulting. The firm’s investment approach combines asset allocation, diversification, and behavioral finance using both active and passive strategies implemented via multiple platforms and tax-aware overlays.

Tax-loss harvesting ESG / Sustainable investing Active portfolio management Factor investing / smart beta Options & derivatives strategies Founder/Business Owner Executive HENRY (High Earners, Not Rich Yet) Values-based investing
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Michael M

ChFC®, Series 63

Highland Park, IL

North Star Investment Management Corporation

Michael Mazursky is a ChFC® credentialed advisor with over 31 years of industry experience. He is president of North Star Investment Management Corporation and North Star Benefits LLC and has been with North Star Investment Management since 2009. Prior to this, he worked at PRP Advisors LLC and NewEdge Securities, Inc. In addition to his advisory role, he serves as president of an affiliated insurance and benefit planning firm, North Star Benefits LLC. North Star Investment Management serves a diverse client base including individuals, pension plans, trusts, and charitable organizations, offering discretionary portfolio management, financial planning, and family office services. The firm manages approximately $2.5 billion in assets, employs a range of investment strategies, and sponsors multiple mutual funds that are often used in client portfolios.

Tax-loss harvesting Concentrated stock management Wealth management Business succession planning Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Executive
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Joseph H

Series 65

Chicago, IL

The Mosaic Financial Group, LLC

Joseph Hetland is a financial advisor at The Mosaic Financial Group, LLC in Chicago, IL, holding a Series 65 designation with 11 years of industry experience. He has been with The Mosaic Financial Group since 2012. The Mosaic Financial Group serves primarily high-net-worth individuals, trusts, estates, and various institutional clients, managing approximately $898 million in assets. The firm emphasizes asset allocation and integrates accounting and tax services into its advisory platform, offering both discretionary and non-discretionary portfolio management with a focus on individualized portfolio construction.

Retirement income strategy General tax planning Retirement withdrawal strategies Wealth management Founder/Business Owner Executive
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Robert Y

Series 63, Series 66

Deerfield, IL

E. A. Horwitz LLC

Robert Youman is a financial advisor at E. A. Horwitz LLC with 34 years of industry experience. He holds Series 63 and Series 66 licenses and has been with E. A. Horwitz since 2016. He also serves as a board member of Finward Bancorp, a bank holding company. E. A. Horwitz LLC provides portfolio management and comprehensive financial planning primarily for individual clients, focusing on a conservative, principal-preservation investment approach tailored to individual needs. The firm combines small-firm client service with institutional trading and compliance infrastructure.

Equity compensation tax strategy College savings (529s, UTMA, etc.) Active portfolio management Retired Founder/Business Owner Executive
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Erik M

Series 65

Deer Park, IL

Essex LLC

Erik Miller is a financial advisor at Essex LLC with a Series 65 designation and one year of industry experience. Prior to joining Essex, he worked at Safe Harbor Wealth Advisors and has a background including roles at Miami University and several golf and country clubs. Essex LLC is a registered investment adviser serving individuals, trusts, retirement plans, and charitable organizations, managing approximately $649 million across 576 client accounts. The firm employs a multi-member investment policy committee to guide portfolio construction using a combination of fundamental, technical, and sector analysis across various asset classes.

Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) Annuities Self-Employed Executive
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Nancy F

CFP®, CFA®, Series 63

Deerfield, IL

Nadler Financial Group, Inc.

Nancy Fehrenbach is a CFP® and CFA® credentialed advisor with nine years of industry experience. She is currently with Nadler Financial Group, Inc. and Aisdal Financial Partners, Inc., having previously worked at Moller Financial Services, AMG National Trust, and Phase 3 Advisory Services. Fehrenbach is also registered as an Independent Insurance Agent, a role she has held since 2017. Nadler Financial Group serves individuals, charitable organizations, business entities, and retirement plans, providing discretionary investment management and, upon request, financial planning and retirement plan consulting. The firm employs tactical asset allocation across diversified vehicles and offers a program tailored for smaller accounts alongside multi-advisor scale and institutional support from Schwab Advisor Services.

Tax-loss harvesting Active portfolio management Passive / index investing
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Martin K

Series 63, Series 65

Buffalo Grove, IL

SGL Financial, LLC

Martin Kohlieber is a financial advisor at SGL Financial, LLC with seven years of industry experience. He holds Series 63 and Series 65 credentials. Prior to joining SGL Financial in 2022, he worked at E*TRADE Securities LLC from 2018 to 2022. SGL Financial, LLC is a fee-based investment adviser serving financially established individuals, high-net-worth clients, small businesses, and certain retirement and profit-sharing plans. The firm focuses on broad diversification and long-term asset allocation, implementing portfolios primarily through third-party money managers and a sub-advisory relationship with Savant Capital.

Active portfolio management Founder/Business Owner Retired
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Joseph P

Series 66

Chicago, IL

Keebeck Wealth Management

Joseph Polakoff is a financial advisor at Keebeck Wealth Management with 22 years of industry experience. He has been with Keebeck since 2018 and previously worked at Merrill Lynch for 17 years. Outside of his advisory role, he is the founder and general partner of HIFS SPV, LLC, an investment-related business. Keebeck Wealth Management provides discretionary and non-discretionary portfolio management to individuals, pension and profit-sharing plans, and corporate clients. The firm employs fundamental and technical analysis, options strategies, and margin transactions, managing approximately $1.62 billion in discretionary assets across four advisors.

Active portfolio management Options & derivatives strategies
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Jennifer B

Series 66

Chicago, IL

Willis Towers Watson Securities, LLC

Jennifer Bures is a financial advisor at Willis Towers Watson Securities, LLC with 19 years of industry experience. She holds a Series 66 designation and has held roles at multiple firms including BMO Harris Financial Advisors and Alera Group, where she also serves as Chief Operating Officer. Willis Towers Watson Securities provides retirement-focused investment advisory services to individuals and high-net-worth clients through its Via Retirement platform, which offers financial planning tools and discretionary model portfolios. The firm’s investment approach centers on diversified model portfolios and asset-allocation modeling supported by affiliated sub-advisers.

Retirement income strategy Annuities Roth conversion strategy General retirement planning
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Johnny J

Series 63, Series 65

Chicago, IL

Atlatl Advisers

Johnny Jones is a financial advisor at Atlatl Advisers with 20 years of industry experience. He holds Series 63 and Series 65 licenses and has worked at Charles Schwab in various capacities from 2018 to 2025, as well as at WisdomTree Asset Management and Schroder Investment Management. Atlatl Advisers serves individual clients, including high-net-worth households, and institutional clients such as retirement plans and family-owned businesses, providing financial planning, consulting, and both discretionary and non-discretionary investment management. The firm emphasizes a five-part investment framework and offers specialized services including digital-asset management and outsourced CIO consulting.

Active portfolio management Factor investing / smart beta Family Business Founder/Business Owner Executive Established Professionals Approaching retirement
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William B

Series 65

Chicago, IL

Blue Line Capital

William Baruch is a Series 65 licensed advisor with Blue Line Capital in Chicago, IL, bringing six years of industry experience. He holds leadership roles as President at Blue Line Futures and Rock Creek Capital Management, alongside his advisory work. Blue Line Capital is a registered investment adviser offering discretionary asset management and financial planning to individuals, including high-net-worth clients, as well as institutional and tax-exempt entities. The firm employs a blend of fundamental and technical analysis with value and growth strategies, incorporating strategic and tactical asset allocation along with selective use of options and futures.

General retirement planning Retirement income strategy Options & derivatives strategies Executive Founder/Business Owner
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James B

Series 66

Chicago, IL

Uhlmann Investment Management, L.L.C.

James Baer is a financial advisor at Uhlmann Investment Management, L.L.C. in Chicago, IL, with 26 years of industry experience. He holds a Series 66 designation and has worked at Uhlmann Price Securities, LLC since 2000, as well as Alternative Investment Services, LLC and UPS Holdings, LLC. Baer also serves as a FINRA arbitrator. Uhlmann Investment Management offers discretionary and non-discretionary portfolio management for individual, institutional, and trust clients. The firm employs a fundamental analysis and long-term asset allocation approach, using a mix of stocks, bonds, ETFs, mutual funds, and alternative investments tailored to clients’ objectives and risk tolerance.

Private / alternative investments Real estate investing
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Mark K

CFP®, Series 66

Elmhurst, IL

Wellment Financial

Mark Komorowski is a CFP® and ChFC® with five years of industry experience. He is currently affiliated with Wellment Financial and has prior experience at Equitable Advisors and Nexen Group. Komorowski is also a licensed insurance agent involved with FSR Insurance Planning, Ltd. Wellment Financial provides investment management, financial planning, and retirement-plan advisory services to individuals, high-net-worth clients, and institutional sponsors. The firm utilizes vetted model portfolios and a sub-advisor platform focusing on tax-aware retirement planning and offers both comprehensive and modular financial plans.

General retirement planning General tax planning Tax-loss harvesting Wealth management Cash flow / budgeting
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Jack R

CFP®

Westchester, IL

Dew Wealth Management

Jack Rizzi is a CFP® professional with one year of industry experience, currently serving at Dew Wealth Management. He previously worked at Patrick M. Sweeney & Associates, Inc. and has held various roles including positions at Elmhurst University and Anytime Fitness. Dew Wealth Management serves individuals and high-net-worth clients, including business owners, pension plans, and charitable organizations, providing a range of wealth services from family office assessments to investment management and retirement plan consulting. The firm combines financial planning and consulting with investment oversight and coordination of outside professionals, offering both discretionary and non-discretionary investment management.

Business ownership considerations Business Financial Management Tax strategies for small businesses Business exit / sale strategy Founder/Business Owner
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Marty G

Series 63, Series 65

Roselle, IL

Acrylic Financial, Inc.

Marty Grzynkowicz is a financial advisor at Acrylic Financial, Inc. with 37 years of industry experience. He holds Series 63 and Series 65 registrations and has worked at Acrylic Financial since 2020. Prior to this, he was affiliated with Interactive Financial Advisors, Brooklight Place Securities, and Cornerstone Financial Group, where he also serves as president of an insurance brokerage. Acrylic Financial, Inc. provides portfolio management and financial planning services to individuals, other advisers, corporations, and pooled investment vehicles. The firm manages approximately $58.4 million in discretionary assets, employing a combination of asset-allocation frameworks, momentum models, fundamental and technical analysis, and modern portfolio theory to tailor client programs to their goals and risk tolerance.

Annuities Real estate investing Social Security optimization Tax-loss harvesting Executive Founder/Business Owner
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Bruce L

Series 63, Series 65

Chicago, IL

Keebeck Wealth Management

Bruce Lee is a financial advisor at Keebeck Wealth Management in Chicago, IL, with 39 years of industry experience. He holds Series 63 and Series 65 licenses and has previously worked at Bank of America and Merrill. Lee serves as a trustee for the Saratoga Automobile Museum and sits on the advisory board of the University School of Milwaukee. Keebeck Wealth Management provides discretionary and non-discretionary portfolio management to individuals, pension and profit-sharing plans, and corporate clients. The firm uses a combination of fundamental and technical analysis, model portfolios, and third-party managers, managing roughly $1.62 billion in discretionary assets across four advisors.

Active portfolio management Options & derivatives strategies
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Christopher C

CFP®, Series 63, Series 65

Deerfield, IL

Roberts, Glore & Co.

Christopher Ciupke is a CFP® credentialed financial advisor with Roberts, Glore & Co. in Deerfield, IL, bringing 21 years of industry experience. He worked at LaSalle St. Securities, L.L.C. for 12 years prior to his ongoing tenure at Roberts, Glore & Co. since 2004. Roberts, Glore & Co. provides fee-only investment advisory services to individuals, trusts, family offices, corporate pensions, and nonprofit organizations. The firm manages approximately $938 million in assets, offering customized portfolio management focused on fundamental analysis and regular reviews, using mutual funds, ETFs, and primarily mid- and large-cap equities alongside fixed-income positions.

Concentrated stock management Active portfolio management Private / alternative investments
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Michael H

Series 63, Series 66

Skokie, IL

Uhlmann Investment Management, L.L.C.

Michael Herrmann is a financial advisor with Uhlmann Investment Management, L.L.C. He holds Series 63 and Series 66 credentials and has 40 years of industry experience. His prior work history includes roles at Uhlmann Price Securities, Wells Fargo Clearing, and A. G. Edwards & Sons, Inc. Uhlmann Investment Management provides discretionary and non-discretionary portfolio management services to individuals, institutions, and trusts. The firm’s investment approach is based on fundamental analysis and long-term asset allocation, using a diversified mix of stocks, bonds, ETFs, mutual funds, and alternatives tailored to clients’ objectives and risk tolerances.

Private / alternative investments Real estate investing
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