Yesenia Martinez is a financial advisor at Wells Fargo Clearing with seven years of industry experience. She holds Series 63 and Series 66 designations and has worked within various Wells Fargo entities since 2013. Wells Fargo Clearing provides retirement plan consulting services to qualified ERISA plans and non-qualified deferred compensation plans, offering both discretionary and non-discretionary advisory options. The firm’s investment approach is IPS-driven and incorporates a range of financial products, including insurance-related vehicles and bank deposit sweep options.

Gaylord Rohloff is a CFP®-designated financial advisor with 40 years of industry experience, currently with LPL Financial since 2025. He previously worked at Western International Securities, Inc. for 17 years and Financial West Group for four years. Outside of his advisory work, Rohloff engages in investment-related radio, TV, and podcast activities and pursues interests as an artist and musician. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plans, banks, trust companies, and institutions. The firm offers a range of financial planning and investment management services utilizing model portfolios, third-party subadvisors, and customized strategies.

Richard Case is a financial advisor with LPL Financial, holding Series 63 and Series 65 credentials and over 42 years of industry experience. His prior roles include positions at Western International Securities, Inc., Crowell, Weedon & Co., Smart Investments Advisory Incorporated, and Wells Fargo Clearing. Outside of advisory work, he is involved with Tarian Investment Services, Inc., a business entity for tax and investment purposes. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and other institutions. The firm offers a range of advisory and brokerage services, including financial planning, model portfolios, third-party asset management, and institutional platforms, supported by a large network of investment adviser representatives.

Adam Brown is a Senior Financial Advisor at Merrill Lynch Wealth Management, where he has been serving clients since 2019. He has been active in the financial services industry since 2007. Adam focuses on relationship management and supports his team members with wealth management strategies and investments. He specializes in areas such as college education planning, family wealth management strategies, employee financial health, legacy planning, managing new wealth, retirement income, and socially responsible and ESG investing. Adam uses retirement income planning tools to help clients evaluate their savings, income, expenses, and investment assets to assess their ability to meet retirement goals and desired lifestyles. He emphasizes open and frequent communication and strives to build long-term client relationships based on accessibility and clear explanations of complex topics. Adam holds a Personal Investment Advisor (PIA) designation and completed his high school education at Thousand Oaks High School. He resides in Thousand Oaks and enjoys golfing, spending time with family and friends, and traveling.

David Kidd is a financial advisor at Wells Fargo Clearing with 16 years of industry experience. He holds the Series 66 designation and has been with Wells Fargo in various capacities since 2008. Outside of his advisory role, Kidd serves as an arbitrator for FINRA. Wells Fargo Advisors is a national securities firm serving individual, corporate, and institutional clients with investment advisory services, financial planning, and retirement plan consulting. The firm manages approximately $671 billion in assets and offers both brokerage and advisory solutions.

Sean Naftel is a financial advisor with LPL Financial in Simi Valley, CA, holding Series 63 and Series 65 licenses and possessing 25 years of industry experience. He has been with LPL Financial since 2008. Outside of his advisory role, he dedicates time to C & A Wealth Management, Inc., a business entity utilized for tax and investment purposes. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and other institutions. The firm offers a range of advisory and brokerage services, including financial planning and access to third-party asset management, employing both discretionary and non-discretionary strategies supported by research and technology tools.

Nadia Eldib is a ChFC® and Series 66 licensed financial advisor with Edward Jones, where she has worked since 2014. She has 11 years of experience in the industry and is based in Westlake Village, CA. Edward Jones is a full-service wealth management firm serving more than four million individual and institutional clients. The firm manages approximately $1.01 trillion in assets under management through a nationwide network of over 23,700 financial advisors, offering discretionary and non-discretionary investment strategies as well as affiliated mutual funds and tax-efficient services.

Thomas Moccia is a financial advisor with Ameriprise in Simi Valley, CA, holding Series 63 and Series 65 credentials and 31 years of industry experience. He has been with Ameriprise and its related entities since 2009. Ameriprise offers a retirement-income planning service aimed at individuals approaching or in retirement with significant investable assets. The firm combines research, modeling, and tax-efficiency analysis to provide written recommendation reports, focusing on income sources, Social Security options, and withdrawal strategies, supported by a centralized consulting team.

Jordan Shapiro is a Wealth Management Advisor with Merrill in Westlake Village. In his role, he provides sustained advice and guidance to clients, helping them advance their priorities, streamline various aspects of their finances, and pursue their envisioned lives and legacies. Jordan's expertise includes portfolio construction, implementation, and refinement, investment research and modeling, as well as credit management services such as securities-based lending, residential lending, and life insurance reviews. Jordan began his wealth management career in 2014 as an Analyst for J.P. Morgan Private Bank. He then moved to Morgan Stanley Private Wealth Management as an Investment Associate and later was promoted to Financial Advisor. In 2020, he joined Merrill, where he holds the designation of Portfolio Manager, managing discretionary Personalized or Defined Strategies. He earned a Bachelor of Business Administration in finance from the University of Texas at Austin and holds the CERTIFIED FINANCIAL PLANNER® certification awarded by the Certified Financial Planner Board of Standards, Inc. Outside of his professional work, Jordan's personal interests include baseball, chess, cooking, football, golfing, reading, skydiving, spending time with his family, traveling, and writing.

James Murray is a financial advisor with LPL Financial in Westlake Village, CA, holding Series 63 and Series 65 designations and with 33 years of industry experience. His career includes roles at Wells Fargo Advisors, Merrill, Banc of America Investment Services, UBS Financial Services, and Citigroup Global Markets. He is involved with Townsgate Wealth Management and Guidestar Private Wealth Management as business entities related to his advisory work. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and institutions. The firm offers a range of financial planning and investment management services and supports its advisors with model portfolios, third-party subadvisors, and various institutional platforms.

Lizzette Bennett is a financial advisor with Wells Fargo Clearing in Simi Valley, CA, holding Series 63 and Series 66 licenses and having seven years of industry experience. Her prior roles include positions at JPMorgan Chase Bank and J.P. Morgan Securities. Wells Fargo Clearing provides retirement plan consulting to qualified ERISA plans and non-qualified deferred compensation plans, offering both discretionary and non-discretionary services. The firm’s advisory process is IPS-driven and grounded in modern portfolio theory, with a notable inclusion of insurance-related vehicles and bank deposit sweep options among its investment offerings.

James Hartje is a financial advisor with Wells Fargo Clearing, holding Series 63 and Series 65 credentials and 10 years of industry experience. He has been with Wells Fargo Clearing since 2016 and has worked at Wells Fargo Bank, N.A. since 2014. Wells Fargo Advisors is a national securities firm serving individual, corporate, and institutional clients with investment advisory services, financial planning, and retirement plan consulting. The firm manages approximately $671 billion in assets and offers both brokerage and advisory solutions supported by research from Wells Fargo Investment Institute and third-party data.

Katayoon Bahadorani is a Senior Financial Advisor with Merrill Lynch Wealth Management. Since 2003, she has worked in banking, investing, and wealth strategy, providing financial guidance and wealth management services to high-net-worth and ultra-high-net-worth individuals and families. Katayoon’s approach emphasizes detailed wealth-management strategies that align with clients' goals, values, and aspirations, helping them navigate complex financial decisions and plan for their legacies. Prior to her current role, Katayoon spent eighteen years with Wells Fargo as a Vice President in Private Banking. She holds a Bachelor’s degree from the University of Bou Ali Sina, a Master’s degree from the University of Tehran, and an MBA with a concentration in finance from California Lutheran University. Katayoon is a CERTIFIED FINANCIAL PLANNER™ certificant, a Chartered Retirement Planning Counselor™, and a Personal Investment Advisor. Fluent in English, Persian, and French, she also has experience as a professor of French language and literature. Katayoon is a member of Rotary Club Rancho Park and dedicates time to community involvement. Outside of work, she enjoys biking, hiking, music, reading, traveling, and yoga, activities through which she finds balance and shares a sense of serenity with others.

Edwin Gonzalez is a financial advisor at Wells Fargo Clearing with Series 63 and Series 65 licenses and two years of industry experience. He has worked at Wells Fargo Clearing since 2023 and has been employed with Wells Fargo Bank, NA since 2010. Wells Fargo Clearing provides retirement plan consulting services to qualified ERISA plans and non-qualified deferred compensation plans, offering both non-discretionary and discretionary investment advisory services. The firm’s approach is IPS-driven and uses modern portfolio theory, with a notable inclusion of insurance-related investment options and bank deposit sweep programs.

Florencio Ayala is a financial advisor at J.P. Morgan Securities with 10 years of industry experience. He holds a Series 66 designation and previously worked at Edward Jones, Massachusetts Mutual Life Insurance Company, and Thrivent Financial. Outside of his advisory role, he serves as a football referee for junior college and community sports organizations in Southern California. J.P. Morgan Securities provides institutional consulting services to plan sponsors, corporations, endowments, and other institutional clients through a non-discretionary program focusing on asset allocation advice, investment manager searches, and customized performance reporting.

Donald Kennedy Jr. is a financial advisor with OSAIC based in Thousand Oaks, CA. He holds Series 63 and Series 66 credentials and has 26 years of industry experience, including 25 years with OSAIC. OSAIC serves a diverse client base including individual investors, retirement plan sponsors, charities, and corporations. The firm provides both brokerage and advisory services through various programs, utilizing a model-based investment process that incorporates asset allocation, portfolio optimization, and risk management tools.

Ryan Mcnicholas is a financial advisor with Ameriprise in Agoura Hills, CA, holding a Series 66 designation and 10 years of industry experience. He has been with Ameriprise and its affiliate since 2013. Outside of his advisory role, he is involved with CrimsonCardinal LLC as a financial planning specialist and analyst. Ameriprise is an institutional firm offering a retirement-income planning service targeted at individuals approaching or in retirement who meet specific asset criteria. The firm combines research, modeling, and tax-efficiency analysis to provide written recommendations, primarily focusing on assets managed within Ameriprise accounts.

Mary Strong is a financial advisor at Merrill with 21 years of industry experience and holds a Series 66 designation. She has been with Merrill since 2009. Merrill, along with its affiliate Managed Account Advisors LLC, offers managed account services to Bank of America fiduciary clients through the Select Portfolio Solutions Program. The firm serves individuals, high-net-worth clients, pension and profit-sharing plans, corporations, and charitable organizations with model-based and discretionary investment strategies.

Jacob Furlow is a financial advisor at J.P. Morgan Securities with 23 years of industry experience. He holds Series 63 and Series 66 licenses and has previously worked at Wells Fargo and Morgan Stanley. Furlow serves on the Board of Directors for a local chapter of the Make A Wish Foundation. J.P. Morgan Securities provides institutional consulting services to plan sponsors, corporations, and endowments, focusing on written asset allocation advice, investment manager searches, and customized performance reporting. The firm’s approach combines quantitative and qualitative research supported by a centralized due diligence team and may incorporate an ESG eligibility framework.

Stephen Hagy is a financial advisor with UBS Financial Services in Westlake Village, CA, holding Series 63 and Series 65 licenses and bringing 34 years of industry experience. His prior roles include positions at Morgan Stanley Private Bank and Morgan Stanley, where he worked for nearly a decade. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and advisory offerings, combining proprietary research and model-based asset allocations to tailor investment strategies. The firm integrates institutional trading capabilities with wealth management services, offering a broad range of capital markets and fiduciary solutions.