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John N
Series 63, Series 65
Chicago, IL
Chicago Partners Investment Group LLC
John Nicholas is a financial advisor at Chicago Partners Investment Group LLC with 11 years of industry experience. He holds Series 63 and Series 65 designations and has been with Chicago Partners since 2014. Chicago Partners Investment Group LLC serves a diverse client base, including individuals, trusts, nonprofits, endowments, and corporations. The firm employs a long-term, diversified investment strategy, offering customized portfolio management, financial planning, retirement services, and an automated advisory program, with a focus on fundamental analysis and a range of strategies such as direct indexing and tax-loss harvesting.
Ethan O
CFP®, Series 66
Oakbrook Terrace, IL
Maia Wealth
Ethan Ogden is a CFP® with seven years of industry experience currently affiliated with Maia Wealth. He has held roles at firms including Foreside Fund Services, Innovator Capital Management, and Astor Investment Management. Outside of his advisory work, he serves as managing member of Odgen Ventures, LLC, a bookkeeping entity related to his financial planning services. Maia Wealth provides discretionary and non-discretionary investment management and advisory services to individuals, trusts, estates, and businesses. The firm employs a long-term investment strategy complemented by tactical adjustments and integrates technology and third-party platforms in portfolio implementation.
Peter H
Series 65
Chicago, IL
Zacks Investment Management, Inc.
Peter Hommeyer is a financial advisor at Zacks Investment Management, Inc. in Chicago, IL. He holds a Series 65 designation and has one year of industry experience. Prior to joining Zacks, he worked at Fortitude Systems and has a background that includes academic and teaching roles. Zacks Investment Management provides discretionary investment management to individuals, trusts, retirement plans, and institutional clients, alongside managing mutual funds and ETFs. The firm’s investment approach combines proprietary quantitative models with qualitative portfolio management across a broad range of strategies, and it offers its services through multiple platforms including wrap-fee and unified managed account programs.
Laura S
Series 63, Series 66
Chicago, IL
FourStar Wealth Advisors, LLC
Laura Swanson is a financial advisor with FourStar Wealth Advisors, LLC in Chicago, IL, holding Series 63 and Series 66 licenses and bringing 30 years of industry experience. Her prior roles include positions at Realta Equities, Inc., Great Point Capital, LLC, Purshe Kaplan Sterlings Investments, Cabot Lodge Securities LLC, and Waddell & Reed. She also serves as Director of Operations for FourStar Insurance Services, LLC. FourStar Wealth Advisors serves individuals, pension and profit-sharing plans, trusts, estates, charitable organizations, corporations, and other business entities. The firm offers financial planning, investment management, wealth management, and retirement plan consulting, using a combination of fundamental and technical analysis to tailor portfolios across various asset classes according to clients' risk tolerances and objectives.
Richard L
CFP®, Series 66
Elmhurst, IL
LaSalle St. Investment Advisors, L.L.C.
Richard London is a CFP® professional with 20 years of industry experience, currently serving at LaSalle St. Investment Advisors, L.L.C. He has held positions at multiple firms, including Securities America Advisors and Cooper McManus. Outside of his advisory work, he is involved in insurance sales as a financial advisor. LaSalle St. Investment Advisors provides personalized, fee-based financial planning and investment supervisory services to individuals, trusts, estates, pension and profit-sharing plans, charitable organizations, and small businesses. The firm offers both non-discretionary and discretionary investment programs, with a notable focus on non-discretionary asset management.
Mary M
Series 63, Series 66
Chicago, IL
IHT Wealth Management LLC
Mary Mulcrone is a financial advisor with IHT Wealth Management LLC, holding Series 63 and Series 66 licenses and bringing 25 years of industry experience. She has worked at IHT Wealth Management and LPL Financial since 2021 and previously spent 12 years with Cetera Financial Specialists LLC. Mulcrone is also a commissioned notary public in the state of Illinois. IHT Wealth Management serves a diverse client base including individuals, pension and profit-sharing plans, charitable organizations, trusts, and corporate clients. The firm employs a blend of fundamental stock selection and quantitative tools within diversified model portfolios, and offers discretionary asset management alongside financial planning and ERISA consulting services through a network of approximately 153 advisors.
Symour J
CFP®, Series 63
Downers Grove, IL
Wealthcare Advisory Partners LLC
Symour Jacobs is a CFP® credentialed financial advisor with 37 years of industry experience. He is currently with Wealthcare Advisory Partners LLC, where he has worked since 2021. Prior to this, he held positions at Sy Jacobs CFP LLC, Cambridge Investment Research Advisors, Cambridge Investment Research, Inc., and Cetera Wealth Services, LLC. Jacobs is also an independent insurance agent for various independent insurance companies. Wealthcare Advisory Partners LLC offers investment advisory and financial planning services to individuals, high-net-worth clients, trusts, estates, retirement plans, charitable organizations, and businesses. The firm employs a goals-based financial advising approach that integrates proprietary Wealthcare software and behavioral economics, utilizing both passive and active investment strategies alongside dynamic rebalancing.
John B
Series 66, Series 63
Chicago, IL
Merit Financial Advisors
John Byam is a financial advisor with Merit Financial Advisors in Chicago, IL, holding Series 63 and Series 66 licenses and bringing 12 years of industry experience. He previously worked at J.P. Morgan Institutional Investments Inc. and JPMorgan Investment Management Inc. for over a decade. Merit Financial Group is a multi-team SEC-registered advisory firm serving individual investors, employer-sponsored retirement plans, ESOPs, and other institutional clients. The firm employs a long-term, diversified asset allocation strategy managed through centralized portfolios and offers a range of services including financial planning, retirement plan consulting, and employee financial-wellness programs.
Megan S
Series 66
Chicago, IL
Northern Trust Securities, Inc.
Megan Smolinske is a financial advisor at Northern Trust Securities, Inc. with five years of industry experience. She holds a Series 66 designation and has worked at firms including Woodbury Financial Services and Independent Advisors Group. Northern Trust Securities, Inc. is an SEC-registered investment adviser and FINRA-registered broker-dealer serving high-net-worth individuals, retail investors, and institutional clients. The firm offers model-driven discretionary portfolio management through a variety of managed account programs delivered via the Fidelity Managed Account Xchange platform.
John K
Series 63, Series 65
Oakbrook Terrace, IL
IHT Wealth Management LLC
John Kinsella is a financial advisor with IHT Wealth Management LLC, holding Series 63 and Series 65 licenses and bringing 44 years of industry experience. He has been with IHT Wealth Management and LPL Financial since 2015. IHT Wealth Management serves individuals, pension and profit-sharing plans, charitable organizations, trusts, and corporate clients. The firm combines fundamental stock selection with quantitative tools and diversified model portfolios, offering discretionary asset management, financial planning, and ERISA fiduciary services through a network of approximately 153 advisors.
Jordan L
CFP®, ChFC®, Series 66
Oak Brook, IL
VestGen Advisors, LLC
Jordan Layer is a financial advisor at VestGen Advisors, LLC with 26 years of industry experience. He holds the CFP®, ChFC®, and Series 66 credentials. His previous roles include positions at Penn Mutual Life Insurance Co, Hornor Townsend & Kent Inc, Equitable Advisors, Triad Advisors, and Resources Investment Advisors/OneDigital. VestGen Advisors provides investment management, financial planning, and retirement plan services to a diverse client base, including individuals, high-net-worth clients, small businesses, trusts, and pooled investment vehicles. The firm emphasizes a combination of advisor-level client relationships with centralized portfolio construction and uses third-party managers alongside proprietary funds.
Madeline H
Series 66
Chicago, IL
B. Riley Wealth Advisors, Inc.
Madeline Holley is a financial advisor at B. Riley Wealth Advisors, Inc. with eight years of industry experience. She holds a Series 66 designation and has worked at firms including National Securities Corporation and B. Riley Wealth Management. Her background also includes roles at the University of Illinois and its Office of Government Relations. B. Riley Wealth Advisors provides investment advice and portfolio management to a diverse client base, including individuals, pension plans, trusts, charitable organizations, and corporate clients. The firm offers multiple investment programs and manages approximately $4.21 billion in client assets through a team of about 173 advisors.
David B
Series 63, Series 65
Chicago, IL
VestGen Advisors, LLC
David Bolanos is a financial advisor with VestGen Advisors, LLC, holding Series 63 and Series 65 licenses and bringing 19 years of industry experience. His work history includes roles at LPL Financial from 2008 to 2024, Wealth Management Group, LLC since 2022, and Private Client Services since 2024. VestGen Advisors provides investment management, financial planning, and retirement plan services to individuals, high-net-worth clients, small businesses, trusts, and pooled investment vehicles. The firm combines advisor-level client interaction with centralized portfolio construction and serves a diverse client base including other investment advisers and institutional clients.
Jeannette A
Series 63, Series 65
Itasca, IL
Thurston Springer Advisors
Jeannette Adcock is a financial advisor at Thurston Springer Advisors with 39 years of industry experience. She holds Series 63 and Series 65 licenses and has worked at David A. Noyes & Company, Wayne Hummer Investments, Wells Fargo Clearing, and Prudential Equity Group. Thurston Springer Advisors serves individual and high-net-worth clients, corporations, foundations, estates, and employer-sponsored retirement plans. The firm provides comprehensive financial planning, portfolio management, fee-based consulting, and fiduciary services, using a mix of fundamental, technical, and cyclical investment analysis to support both buy-and-hold and active strategies.
Richard D
Series 63, Series 66
Downers Grove, IL
Highpoint Planning Partners
Richard Debruin III is a financial advisor with Highpoint Planning Partners in Downers Grove, IL, holding Series 63 and Series 66 licenses and bringing 18 years of industry experience. He has been associated with Highpoint Advisor Group, LLC and LPL Financial since 2013, and previously worked at New England Securities from 2010 to 2013. Highpoint Advisor Group serves individuals, including high-net-worth clients, as well as pension and profit-sharing plans, trusts, estates, charitable organizations, and corporate entities. The firm offers discretionary asset management, financial planning, retirement plan advisory, and acts as sponsor and manager of a wrap-fee program, implementing diversified portfolios through fundamental analysis and multiple investment platforms.
Conner T
Series 63, Series 65
Oakbrook Terrace, IL
Mutual Of Omaha Investor Services, Inc.
Conner Tilmon is a financial advisor with Mutual of Omaha Investor Services, Inc., holding Series 63 and Series 65 licenses and one year of industry experience. Prior to joining the firm, he worked at Mutual of Omaha Insurance Company, Epic Valet, We-Ko-Pa Golf Resort, and Rockford Country Club. Mutual of Omaha Investor Services, Inc. provides advisory services to individuals, corporations, and qualified retirement plans, offering financial planning, managed account programs, and retirement plan consulting. The firm delivers managed solutions primarily through a platform relationship with Envestnet and supports a range of client-directed discretionary authority arrangements.
Pavlo Y
Series 66
Downers Grove, IL
Highpoint Planning Partners
Pavlo Yanytskyy is a financial advisor with Highpoint Planning Partners, holding a Series 66 designation and three years of industry experience. His prior roles include positions at Ameriprise and LPL Financial. Outside of advising, he is involved with Opewek Inc as a laborer. HighPoint Advisor Group serves a diverse client base including individuals, pension plans, trusts, and corporate entities. The firm provides discretionary asset management, financial planning, retirement plan advisory, and wrap-fee program management, utilizing a combination of fundamental analysis and multiple investment platforms.
Luis S
Series 63
Chicago, IL
B. Riley Wealth Advisors, Inc.
Luis Sepulveda is a financial advisor with B. Riley Wealth Advisors, Inc. in Chicago, IL, holding a Series 63 designation and 34 years of industry experience. His prior roles include positions at Stifel, National Securities Corporation, and National Asset Management. Sepulveda is also involved in health and life insurance sales through B. Riley Wealth Insurance Corporation. B. Riley Wealth Advisors provides investment advice and portfolio management to a diverse client base, including individual, institutional, and charitable clients. The firm offers a variety of programs such as Advisor-as-Portfolio-Manager, third-party managed solutions via Envestnet, and internally managed models, overseeing approximately $4.21 billion in client assets.
Jason B
CFP®, Series 63
Lombard, IL
OnePoint BFG Wealth Partners
Jason Balogh is a CFP® professional with six years of experience in financial services. He is currently with OnePoint BFG Wealth Partners and has previously worked at Northwestern Mutual Wealth Management Company and Northwestern Mutual Investment Services LLC. Outside of advising, he may earn commissions from insurance product sales. OnePoint BFG Wealth Partners offers customized financial planning and wealth management to a diverse client base, including individuals, retirement plans, charitable organizations, trusts, estates, and corporate entities. The firm employs a combination of proprietary investment models, third-party managers, and custodian-sponsored programs, with most assets managed on a discretionary basis.
Benjamin W
CFP®, Series 66
Lombard, IL
Capital Analysts
Benjamin Weinberger is a financial advisor with Capital Analysts in Lombard, IL, holding the CFP® designation and Series 66 license, with five years of industry experience. His prior work includes roles at Lincoln Investment, Cetera, and self-employment, as well as earlier positions in trading and business ventures. He is also involved in providing insurance and financial services related to life and long-term care coverage through separate business activities. Capital Analysts serves a range of clients including individual and high-net-worth investors, trusts, foundations, businesses, and charitable organizations. The firm offers portfolio management, custom and model portfolios, access to third-party managers, and retirement-plan advice, with investment management delivered through both discretionary in-house teams and non-discretionary advisory channels.
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