Roy Mattox is a financial advisor at Exodus Wealth, LLC with 13 years of industry experience. He holds Series 63 and Series 65 licenses and has previously worked at Integrated Financial Strategies, LLC, Uwharrie Investment Advisors, and Darvas Investment Management LLC. Before his advisory career, Mattox was a self-employed trader for 18 years. Exodus Wealth serves individuals, trusts, estates, charitable organizations, and pension/profit-sharing plans by providing asset management, financial planning, consulting, and referrals to third-party money managers. The firm emphasizes tailored portfolio supervision using a range of investment strategies and conducts regular due diligence on recommended managers.

William Grace is a financial advisor with Principal Advised Services in Charlotte, NC, holding a Series 66 designation and five years of industry experience. Prior to joining Principal in 2026, he worked for five years at The Vanguard Group. Principal Advised Services provides investment advice primarily to retirement plan participants and retail IRA clients, offering both non-discretionary recommendations and a discretionary, wrap-fee investment management program called SimpleInvest. The firm combines third-party and proprietary models to tailor advice and benefits from its integration within the Principal Financial Group family.

Jack Bush is a Series 66-credentialed financial advisor with Principal Advised Services in Charlotte, NC, and has one year of industry experience. His background includes roles at Principal Bank, Principal Life Insurance Company, and Principal Securities, Inc. He also has experience in tutoring and various customer service positions prior to joining the financial sector. Principal Advised Services provides investment advice and related services primarily to retirement plan participants and retail IRA clients, offering both non-discretionary recommendations and a discretionary investment management program. The firm leverages a combination of third-party tools, proprietary models, and integration with affiliated Principal Financial Group entities to deliver its services.

Michael Reilly is a financial advisor at MissionSquare Retirement with 28 years of industry experience. He holds Series 63 and Series 65 licenses and has worked at firms including GWFS Equities, Inc., MML Distributors, LLC, and MassMutual Financial Group. He is also involved as MVP, Field Sales for MissionSquare Retirement, a nonprofit that supports retirement plans for public sector employees. MissionSquare Retirement serves state and local government employers, their employees, and certain non-profit entities by administering deferred compensation and qualified retirement plans. The firm offers plan administration, recordkeeping, education, and advisory services, with investment advice and model portfolios developed by Morningstar Investment Management.

Caden Minnich is a financial advisor with Principal Advised Services in Charlotte, NC. He holds a Series 66 designation and began his industry career in 2026. Prior to his current role, Minnich has held positions at Principal Bank, Principal Securities, Inc., and Principal Life Insurance Company. Outside of financial services, he has experience working at Elon University and other organizations in various roles. Principal Advised Services provides investment advice and related services mainly to retirement plan participants and retail IRA clients, offering both nondiscretionary recommendations and a discretionary wrap-fee investment management program called SimpleInvest. The firm integrates proprietary and third-party tools within the Principal Financial Group family, serving clients with a blend of algorithmic model portfolios, governance oversight, and affiliated product access.

William Petty is a financial advisor at ON Investment Management Company with five years of industry experience. He holds Series 63 and Series 65 credentials and has previously worked at Paychex Inc. from 2015 to 2021. In addition to his advisory work, he assists Golden Mack & Associates by enrolling and educating participants in retirement plans. ON Investment Management Company is a registered investment adviser that provides financial planning, portfolio management, and retirement-plan advisory services to individuals, families, trusts, charitable organizations, businesses, and ERISA plan sponsors. The firm offers a range of services including comprehensive and modular financial plans and access to third-party investment programs, maintaining a mix of discretionary and non-discretionary asset management.

Jon Yancey is a financial advisor with AlphaStar Capital Management in Cornelius, NC, holding a Series 65 credential and 11 years of industry experience. He has been associated with AlphaStar since 2014 and is president of Yancey Financial, LLC, where he also works as an insurance agent specializing in fixed annuities and life insurance. AlphaStar Capital Management manages approximately $1.84 billion for a diverse client base, including individuals, trusts, small businesses, and other advisers. The firm employs both model and customized strategies using strategic asset allocation and quantitative analysis, and provides a range of portfolio management and consulting services.

Landon Pate is a financial advisor with Principal Advised Services in Charlotte, NC. He holds a Series 66 designation and has been with Principal since 2026. Prior to joining Principal, his background includes roles in education and small business operations. Principal Advised Services provides investment advice and related services primarily to retirement plan participants and retail IRA clients. The firm combines third-party methodologies with proprietary models and is part of the Principal Financial Group family, offering integrated access to affiliated bank products and investment management services.

David Stortz is a Series 66-licensed advisor with Principal Advised Services in Charlotte, NC. He has been with Principal Advised Services and affiliated entities, including Principal Bank and Principal Life Insurance Company, since 2026. Prior to joining Principal, Mr. Stortz has experience in various roles across multiple industries, including marketing and community-focused organizations. Principal Advised Services provides investment advice primarily to retirement plan participants and retail IRA clients, offering both non-discretionary recommendations and a discretionary wrap-fee investment management program called SimpleInvest. The firm integrates third-party and proprietary models and benefits from its affiliation with Principal Financial Group and related entities.

Mandisa Landry is a financial advisor at Belpointe Asset Management LLC with 11 years of industry experience. She holds Series 63 and Series 65 licenses and previously worked at Purpose Comprehensive Wealth Management and Wells Fargo. Landry is also an insurance agent involved in the sale of various insurance products. Belpointe Asset Management is a multi-team registered investment adviser with over 160 advisors managing more than $7.5 billion for individuals, corporations, trusts, and other advisers. The firm offers discretionary investment management, financial planning, and retirement-plan consulting, implementing customized portfolios through various advisor-specific and third-party strategies.

John Moore is a financial advisor with Principal Advised Services in Charlotte, NC, holding a Series 66 credential and one year of industry experience. He has held multiple roles within the Principal Financial Group affiliates since 2025, including positions at Principal Bank and Principal Life Insurance Company. Principal Advised Services provides investment advice and related services primarily to retirement plan participants and retail IRA clients, offering both non-discretionary recommendations and a discretionary investment management program called SimpleInvest. The firm integrates third-party methodologies with proprietary models and benefits from operational ties within the Principal Financial Group family, enabling access to affiliated products and services.

Alec Luna is a financial advisor with Principal Advised Services in Charlotte, NC, holding a Series 66 designation and just beginning his career in the industry. His experience includes roles at Principal Securities, Principal Bank, Principal Life Insurance Company, and Bankers Life Advisory. Outside of advising, he has worked in sales and education roles within a banking environment. Principal Advised Services provides investment advice and related services primarily to retirement plan participants and retail IRA clients, offering both non-discretionary recommendations and a discretionary, wrap-fee investment management program called SimpleInvest. The firm combines third-party methodologies with proprietary models and leverages its affiliation with Principal Financial Group to offer access to affiliated funds, bank products, and trading services.

Abigail Dionne is a Series 66-licensed advisor at Principal Advised Services with one year of industry experience. Her prior work history includes roles at Principal Life Insurance Company, Principal Bank, and New York Life. Principal Advised Services provides investment advice and related services to retirement plan participants and retail IRA clients, offering both non-discretionary recommendations and a discretionary wrap-fee investment management program called SimpleInvest. The firm combines third-party tools and proprietary models, with governance and supervision to manage recommendations and conflicts stemming from its affiliation with the Principal Financial Group family.

Nathan Antonik is a financial advisor with Principal Advised Services in Charlotte, NC, holding a Series 66 credential and one year of industry experience. His background includes roles at Principal Life Insurance Company, Principal Securities, and other positions in various industries prior to joining Principal Advised Services. Principal Advised Services provides investment advice and related services primarily to retirement plan participants and retail IRA clients, offering both non-discretionary recommendations and a discretionary wrap-fee investment management program called SimpleInvest. The firm leverages proprietary models and third-party methodologies, operating within the Principal Financial Group family to access a range of affiliated products and services.

Andrew Parow is a financial advisor with Principal Advised Services in Charlotte, NC, holding a Series 66 license and one year of industry experience. He has held roles within Principal Bank, Principal Life Insurance Company, and Principal Securities, Inc., focusing on retirement plan participant advice and related banking sales activities. Principal Advised Services provides investment advice and related services primarily to retirement plan participants and retail IRA clients, offering both non-discretionary recommendations and a discretionary investment management program. The firm’s approach combines third-party tools and proprietary models and benefits from integration with affiliated Principal Financial Group entities.

Michael Cox is a financial advisor with Lombard Advisers Incorporated in Matthews, NC, holding Series 63, Series 65, and Series 66 licenses and bringing 41 years of industry experience. He has been with Lombard Securities Incorporated since 2007. In addition to his advisory role, he has started insurance sales for life and health in North Carolina. Lombard Advisers provides personalized investment management services to individuals, retirement plans, trusts, estates, charitable organizations, and small businesses. The firm offers a range of discretionary and non-discretionary programs, employing various analytical approaches to portfolio construction and management, with a significant portion of assets managed on a non-discretionary basis.

Charles Walters is a financial advisor with Principal Advised Services in Charlotte, NC, holding Series 63 and Series 66 credentials and 18 years of industry experience. His career includes roles at Principal Bank, Principal Life Insurance Company, Principal Financial Services, Wells Fargo Clearing Services, Uber, and The Vanguard Group. Outside of finance, he works as a travel agent and has driven for Uber. Principal Advised Services primarily serves retirement plan participants and retail IRA clients, offering both non-discretionary investment recommendations and a discretionary investment management program called SimpleInvest. The firm integrates proprietary models and third-party methodologies within the Principal Financial Group family, providing access to affiliated products and centralized operational support.

Jake Gregory is a financial advisor with Principal Advised Services in Charlotte, NC, holding Series 63 and Series 66 licenses and bringing four years of industry experience. His prior roles include positions at Principal Bank, Principal Life Insurance Company, and Principal Financial Services. Outside of his advisor duties, he manages a small eBay resale business focused on selling returned or damaged-box Amazon items. Principal Advised Services provides investment advice and related services primarily to retirement plan participants and retail IRA clients. The firm combines third-party methodologies with proprietary models and is part of the Principal Financial Group, offering access to a range of affiliated financial products and integrated service platforms.

Nathan D'erminio is a financial advisor with Principal Advised Services in Charlotte, NC. He holds a Series 66 credential and has one year of industry experience. His background includes roles at Principal Bank, Principal Life Insurance Company, and Principal Securities, Inc. Outside of finance, he has experience working with a local gymnastics program and in retail food service. Principal Advised Services provides investment advice and related services primarily to retirement plan participants and retail IRA clients. The firm offers both non-discretionary recommendations and a discretionary, wrap-fee investment management program called SimpleInvest, combining third-party methodologies and proprietary models while leveraging its affiliation with Principal Financial Group.

Kyle Mahle is a CFP® professional with five years of industry experience. He is currently with Silver Oak Securities, Inc. and has prior work history at The Vanguard Group, Inc., Facet Wealth, and Truist Financial. Silver Oak Securities serves a diverse client base including individuals, pension plans, and corporations through a large network of financial professionals, managing approximately $2.4 billion in discretionary assets with a primarily discretionary investment approach tailored to client objectives and risk tolerances.