Gregory Ludwig is a financial advisor at Guidance Capital, Inc. in Louisville, KY, holding a Series 66 designation with four years of industry experience. His prior roles include positions at Private Client Services, LLC, Money Concepts Advisory Service, and Shared Medical Services. He is also a licensed insurance professional in a non-advisory capacity. Guidance Capital provides discretionary investment management, financial planning, and retirement plan advisory services to individuals, trusts, estates, businesses, and retirement plans, managing approximately $384 million in discretionary assets. The firm employs a long-term investment approach using fundamental and technical analysis, with portfolio construction that includes mutual funds, ETFs, individual securities, and allocations to other managers.

Jack Moss Jr. is a financial advisor at First Kentucky Securities Corporation with 30 years of industry experience. He holds Series 63 and Series 65 licenses and has been with First Kentucky Securities since 2005. Moss serves as a board member of the Morton Center and is co-trustee of the Betty Gibbs Trust. First Kentucky Securities Corporation provides investment advisory and related services to a diverse client base, including individual investors, pension plans, charitable organizations, and government entities. The firm develops individualized investment policies and offers a range of portfolio management and advisory services, supported by its dual registration as an investment adviser and broker-dealer as well as its municipal advisory and insurance agency licenses.

Michael Garton is a financial advisor at Advantage Investment Management with five years of industry experience. He holds a Series 65 designation and previously worked at Benchmark Advisory Services and served as a legislative aide for the Louisville Metro Council. He is currently Treasurer and Chief Financial Officer of the Louisville Young Democrats and Treasurer of the nonprofit Louisville Grows. Advantage Investment Management provides investment management, financial planning, and consulting services to a range of clients including individuals, families, retirement plans, and charitable organizations. The firm uses a combination of strategic and tactical asset allocation and incorporates a proprietary quantitative optimization model in portfolio construction.

Richard Thieneman III is a financial advisor at The Gleason Group, Inc. with a Series 65 designation. He has prior work experience at Turning Point Brands, Premier Packaging, Humana, and United Parcel Service. The Gleason Group provides wealth management, financial planning, and portfolio management services to individuals, families, businesses, trusts, estates, charitable organizations, and retirement plans. The firm emphasizes goal-based planning and fundamental analysis, typically implementing diversified, long-term buy-and-hold strategies tailored to client risk tolerance and time horizon.

Mary Herrmann is a financial advisor at Harvey Investment Company, LLC in Louisville, KY, with 11 years of industry experience. She holds the Series 63 and Series 65 designations and has been with Harvey Investment Company since 2000. Harvey Investment Company provides investment management services to individuals, pension and profit-sharing plans, trusts, estates, charitable organizations, and corporate entities. The firm focuses on discretionary portfolio management of equity and balanced portfolios, employing fundamental analysis and offering specialized products such as the Harvey Focus Portfolios.

Bradley Fisher is a CFP® professional with 21 years of experience in the financial services industry. He is currently with MCF Advisors, LLC and previously worked at Accredited Wealth Management, LLC and D. Scott Neal, Inc. Outside of his advisory role, no additional business activities were noted. MCF Advisors serves individuals, trusts, retirement plans, charitable institutions, and businesses by providing integrated wealth management and institutional advisory services. The firm employs a tactical asset allocation process tailored to client goals and combines traditional advisory services with in-house tax, accounting, and estate planning support.

Marilyn Wainwright is a financial advisor with Stonex Advisors Inc. in Louisville, KY, holding a Series 66 designation and 17 years of industry experience. She has been with Stonex Advisors since 2016 and affiliated with StoneX Securities Inc. since 2009. In addition to her role at Stonex, she is a partner at Wainwright Laventis, where she provides independent financial advisory services. StoneX Advisors Inc. serves individuals, corporations, retirement plans, and charitable organizations with portfolio management, financial planning, and ERISA consulting. The firm uses a combination of advisor-managed portfolios, proprietary models, and third-party managers to implement investment strategies.

Savannah Forleo is a CFP® and ChFC® with nine years of industry experience. She currently works at Lanark Financial, Inc. and has held positions at L.M. Kohn & Company, PNC Investments, Bank of America, Merrill, Morgan Stanley, TIAA, and Morgan Stanley Private Bank. Lanark Financial delivers investment management and financial planning services to individuals, retirement plans, trusts, foundations, municipalities, and institutional clients. The firm manages approximately $1.78 billion in client assets across multiple advisor teams and offers program-based accounts through various platforms.

Harold Wainwright III is a financial advisor with StoneX Advisors Inc. in Louisville, KY, holding a Series 66 designation and 17 years of industry experience. He has been with StoneX Advisors since 2016 and StoneX Securities since 2009. Outside of his advisor role, he is a partner at Wainwright Laventis LLC, where he works in an advisory capacity offering financial advice. StoneX Advisors Inc. serves individuals, corporations, retirement plans, and charitable organizations with portfolio management, financial planning, and ERISA consulting. The firm offers a range of investment solutions through advisor-managed portfolios, proprietary models, and third-party money managers.

Jonathan Weston is a financial advisor at Strategic Wealth Investment Group, LLC in Louisville, KY. He holds a Series 65 credential and has one year of industry experience. Prior to joining Strategic Wealth Investment Group, he worked at NEXT Industries for two years and Tooling Resource, Inc. for eight years. Strategic Wealth Investment Group serves individual clients, including high-net-worth households, and select business entities with discretionary portfolio management and financial planning services. The firm employs a combination of fundamental, technical, charting, and cyclical analysis to create tailored investment advisory contracts, typically managing portfolios on a discretionary basis.

Dominic Portaro is a financial advisor with Strategic Wealth Investment Group, LLC in Louisville, KY. He holds a Series 65 designation and has one year of industry experience. Prior to joining Strategic Wealth Investment Group, he worked at Strategic Wealth Designers for two years and was a student for ten years. Strategic Wealth Investment Group provides discretionary portfolio management and financial planning primarily to individual and high-net-worth clients, as well as corporations and business entities. The firm uses a combination of internally developed and third‑party model portfolios, employing fundamental, technical, cyclical, and charting methods, and may delegate trading to third-party managers while retaining responsibility for client suitability.

Charles Thomas Alvey III is a CFP® professional with nine years of industry experience, currently serving as an advisor at OneAscent Financial Services LLC. His prior roles include positions at Purshe Kaplan Sterling Investments, G.A. Repple & Co., TownePark, and Bullitt County Public Schools. He also holds a partner role at Hardt Financial Group, where he is involved in operations management and financial planning. OneAscent Financial Services LLC is a multi-team registered investment adviser that serves individuals, retirement plans, trusts, broker/dealer customers, and institutions. The firm offers a range of services including discretionary and non-discretionary asset management, financial planning, and Unified Managed Account solutions, employing individualized asset-allocation strategies and various automated and overlay management platforms.

William Clark is a financial advisor with MCF Advisors, LLC in Louisville, KY, holding a Series 65 designation and 12 years of industry experience. He worked at Accredited Wealth Management LLC for 11 years before joining MCF Advisors in 2025. MCF Advisors serves individuals, trusts, pension and profit-sharing plans, corporations, and private investment funds, providing wealth management, financial planning, portfolio management, pension consulting, and additional services such as tax preparation and estate-planning support. The firm employs a tactical asset allocation approach emphasizing risk management and offers a range of investment options alongside in-house legal and tax resources.

Kristin Dunlevy is a financial advisor at Savvy with 13 years of industry experience. She holds Series 65 and Series 63 licenses and previously worked at PNC Bank and ProCourse Fiduciary Advisors LLC. Outside of her advisory work, she is the managing partner of Verbeck Beverages, a craft non-alcoholic beverage startup. Savvy provides investment and financial planning services to individuals, trusts, businesses, ERISA plan sponsors, and charitable organizations. The firm offers customized, primarily index-based investment plans alongside active equity portfolios and tax-aware strategies, using a combination of technology platforms and specialized sub-advisers.

Adam McGrath is a financial advisor with Sound Income Strategies, LLC, holding Series 63 and Series 65 credentials and eight years of industry experience. He previously worked at Fifth Third Securities and J.P. Morgan-related entities. Outside of his advisory role, he is involved with Sparks Financial Group, LLC, focusing on fixed insurance sales and client services. Sound Income Strategies is a fee-based investment adviser serving individuals, corporations, pension clients, and other registered advisors. The firm emphasizes fixed-income and income-oriented strategies, actively managing portfolios and offering services that include financial planning, ERISA plan consulting, and co-advisory arrangements.

John Mcglynn is a financial advisor with Lanark Financial, Inc. in Louisville, KY, holding Series 63 and Series 66 licenses and bringing 27 years of industry experience. He previously worked at L.M. Kohn & Company for 14 years and joined NBC Securities, Inc. in 2025. Lanark Financial provides investment management, financial planning, and advisory services to individuals, retirement plans, trusts, foundations, municipalities, and other institutional clients. The firm manages approximately $1.78 billion in client assets across multiple advisor teams and offers program-based accounts through various platforms, utilizing both discretionary and non-discretionary arrangements.

Adam Heckman is a financial advisor with Advisory Services Network in Louisville, KY, holding Series 63 and Series 66 licenses and bringing 20 years of industry experience. His prior roles include positions at Stratos Wealth Partners, Fifth Third Securities, LPL Financial, J.P. Morgan Securities, Chase Investment Services, Edward Jones, and J.J.B. Hilliard, W.L. Lyons. Advisory Services Network provides investment advisory and planning services to individuals, families, corporations, and employer-sponsored retirement plans through a large network of independent advisers. The firm offers a range of portfolio management and consulting services tailored to clients’ objectives and risk tolerance, utilizing various securities and third-party managers.

Blanton Creque is a financial advisor with Lanark Financial, Inc. in Louisville, KY, holding a Series 65 designation and five years of industry experience. His prior work includes roles at Aldyn Capital, University of Louisville, Yum! Brands, Golf Headquarters, and Shelbyville Country Club. He is also the owner and operator of BC Financial, LLC, a single-member LLC established to receive commissions and advisory fees. Lanark Financial provides investment management and financial planning services to individuals, retirement plans, trusts, foundations, municipalities, and other institutional clients. The firm manages approximately $1.78 billion in assets across multiple advisor teams and offers program-based accounts through various platforms.

Steven Naiser is a financial advisor at Bartlett & Co. Wealth Management LLC with 19 years of industry experience. He holds the CFA® designation and Series 65 license. Prior to joining Bartlett in 2023, he worked at Regent Investment Management LLC for ten years. Outside of his advisory role, he serves on the finance committee of Dreams With Wings, Inc., a nonprofit organization based in Louisville, KY. Bartlett & Co. Wealth Management serves high-net-worth individuals, families, and a variety of institutional clients, offering discretionary wealth management, comprehensive financial planning, and institutional fixed-income management. The firm emphasizes diversified asset allocation and relative-value analysis, utilizing mutual funds, ETFs, and third-party platforms to implement investment strategies.

Matthew Wilson is a financial advisor at Sowell Management with one year of industry experience. He holds a Series 65 designation and has prior work experience at Capital Connect, Transact Technologies, and QSR Automotive. Outside of advising, he is a partner involved in business development and commercial real estate through Capital Connect. Sowell Management is a multi-team registered investment adviser serving individuals, retirement plans, corporations, and other RIAs with portfolio management, financial planning, and retirement-plan advisory services. The firm employs various management styles and offers model portfolios, third-party manager selection, and unified managed account solutions.