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Christopher L

Series 65

Aurora, IL

River Street Advisors, LLC

Christopher Laporta is a financial advisor with River Street Advisors, LLC and holds a Series 65 designation. He has two years of industry experience, including roles at Old Second National Bank, Midland Wealth Advisors, Midland Wealth Management, and ATG Trust Company. Laporta serves as a Senior Wealth Advisor in the Wealth Management Department at Old Second National Bank. River Street Advisors, LLC is an independent asset management and financial planning firm serving individual, institutional, and charitable clients. The firm employs a disciplined investment process that includes written policy statements, model portfolios, and a combination of quantitative and fundamental analysis, offering discretionary and non-discretionary portfolio management and financial planning services.

Options & derivatives strategies Concentrated stock management Cash flow / budgeting
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Gregory B

CFP®, Series 63, Series 65

Naperville, IL

M.Brown Financial Advisors

Gregory Bruno is a CFP® with 19 years of experience in the financial services industry. He has been with M. Brown Financial Advisors since 2021 and also has ongoing roles at Ausdal Financial Partners, Inc. and M Brown & Associates. Bruno serves as a board member of KUZA Project, a charitable organization. M. Brown Financial Advisors acts primarily as a sub-advisor to Ausdal Financial Partners and other registered investment advisers, providing discretionary portfolio management, customized accounts, and retirement plan consulting. The firm employs active tactical allocation combined with diversified models and utilizes a range of strategies including options and alternative investments, typically managing accounts on a discretionary basis.

Active portfolio management Options & derivatives strategies Passive / index investing Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner
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Michael C

CFP®, CFA®, Series 63

Aurora, IL

River Street Advisors, LLC

Michael Cava is a CFP® and CFA® with eight years of industry experience. He is a vice president and senior portfolio manager in the wealth management department at Old Second National Bank and also serves as an advisor at River Street Advisors, LLC. Prior to this, he worked at Fifth Third Private Bank from 2014 to 2018. River Street Advisors, LLC provides discretionary portfolio management and financial planning services to individuals, including high-net-worth clients, as well as state and municipal agencies, charitable organizations, and corporations. The firm manages approximately $539 million in client assets and employs a combination of quantitative analysis, fundamental and technical research, and derivative strategies to construct and monitor portfolios.

Options & derivatives strategies Concentrated stock management Cash flow / budgeting
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Andrew G

CFA®, Series 63, Series 65

Geneva, IL

Leelyn Smith, LLC

Andrew Grider is a CFA® charterholder with 18 years of industry experience. He has worked at Leelyn Smith, LLC since 2011 and has held roles at LPL Financial and National Planning Corporation. Grider is also involved with Leelyn Smith Tax, LLC, a firm providing tax preparation and accounting services. Leelyn Smith, LLC offers discretionary and non-discretionary investment advisory services to individuals, pension and profit-sharing plans, business entities, and trusts. The firm employs model-based and individualized portfolio allocations across a range of investment vehicles and utilizes various technology platforms and third-party managers in its advisory process.

Options & derivatives strategies Tax-loss harvesting Private / alternative investments
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Martin F

Series 66

St. Charles, IL

Total Clarity Wealth Management, Inc

Martin Fogarty is a financial advisor with Total Clarity Wealth Management, Inc. He holds a Series 66 designation and has 23 years of industry experience. Prior to joining Total Clarity in 2024, he was with Capital Point Financial Group, Ltd. for seven years. In addition to his advisory work, he is the founder and practicing attorney at The Heartland Law Firm since 2000. Total Clarity Wealth Management serves individuals, trusts, estates, charitable organizations, corporate clients, and 401(k) plan sponsors, providing discretionary portfolio management, financial planning, and donor-advised fund support. The firm employs customized asset allocations, utilizes multiple managed account programs, and incorporates third-party model portfolios while offering specialized strategies for sophisticated investors.

Options & derivatives strategies Concentrated stock management Private / alternative investments Charitable giving & philanthropy Retirement plans for business owners (SEP, solo 401k) Executive Founder/Business Owner Established Professionals Approaching retirement HENRY (High Earners, Not Rich Yet)
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Yamilet S

Series 66, Series 65

Aurora, IL

River Street Advisors, LLC

Yamilet Suarez is a financial advisor with River Street Advisors, LLC, holding Series 65 and Series 66 licenses and bringing 11 years of industry experience. She has worked at River Street Advisors since 2019 and previously spent four years with LPL Financial. In addition to her advisory role, she serves as AVP Wealth Advisor in the Wealth Management Department at Old Second National Bank. River Street Advisors provides discretionary portfolio management and financial planning to individual clients, state and municipal agencies, charitable organizations, and corporations. The firm manages approximately $539 million in assets through a team of ten advisors and employs a combination of quantitative analysis, fundamental and technical research, and derivative strategies in portfolio construction and monitoring.

Options & derivatives strategies Concentrated stock management Cash flow / budgeting
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Bradley J

CFP®, CFA®, Series 65

Aurora, IL

River Street Advisors, LLC

Bradley Johnson is a CFP®, CFA®, and Series 65 credentialed advisor at River Street Advisors, LLC with 16 years of industry experience. He has worked at River Street Advisors and Old Second National Bank since 2010 and serves as Vice President and Senior Trust Investment Officer for the bank's Wealth Management Department. River Street Advisors, a subsidiary of Old Second National Bank, manages approximately $539 million in client assets, providing discretionary portfolio management and financial planning to individuals, institutions, and charitable organizations through a team of ten advisors. The firm employs a mix of quantitative, fundamental, and technical analysis and utilizes derivative strategies within separately managed accounts when appropriate.

Options & derivatives strategies Concentrated stock management Cash flow / budgeting
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Michael K

CFA®, Series 63

Naperville, IL

Calamos Wealth Management LLC

Michael Kassab is a CFA® charterholder with 21 years of industry experience. He has been with Calamos Wealth Management LLC since 2014 and also holds roles at affiliated entities including Calamos Advisors LLC and Calamos Financial Services LLC. Calamos Wealth Management offers discretionary wealth management, financial planning, and institutional advisory services for high-net-worth clients, family offices, endowments, private foundations, corporations, and retirement plans. The firm’s investment approach integrates asset allocation, quantitative and qualitative evaluation, and ongoing monitoring, utilizing a range of individual securities, mutual funds, ETFs, and private investment funds.

Tax-loss harvesting Options & derivatives strategies Private / alternative investments Concentrated stock management Retired Founder/Business Owner Values-based investing SRI/ESG (Socially Responsible Investing/Environmental, Social and Corporate Governance)
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Brian C

Series 65

South Elgin, IL

First Advisors National, LLC

Brian Callaghan is a financial advisor at First Advisors National, LLC with four years of industry experience. He holds a Series 65 designation and has worked at CIH Consulting since 2022, focusing on commodities consulting and client services outside of investment activities. Prior to that, he held roles at MHT Business Development and Datrium. First Advisors National manages discretionary assets for individual and high-net-worth clients, offering investment management, third-party portfolio recommendations, and retirement plan consulting. The firm emphasizes selecting and monitoring third-party money managers and uses fundamental analysis to support supplemental individual security recommendations.

Passive / index investing
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Steven B

Series 63, Series 65

Naperville, IL

Ausdal Financial Partners, Inc.

Steven Bruno is a financial advisor with Ausdal Financial Partners, Inc. based in Naperville, IL, holding Series 63 and Series 65 licenses and having one year of industry experience. His prior work history includes roles at M. Brown Financial Advisors and Thumbprint, Inc. Ausdal Financial Partners serves individuals, trusts, estates, retirement plans, and business entities, managing approximately $3.73 billion for over 16,000 clients through a network of investment advisor representatives. The firm offers a range of services including advisor-managed accounts and retirement plan advisory, with investment strategies tailored to clients’ objectives and risk tolerance.

Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Founder/Business Owner Retired
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Breanna C

CFP®, Series 65

Naperville, IL

Calamos Wealth Management LLC

Breanna Coffey is a CFP® with eight years of industry experience, currently serving at Calamos Wealth Management LLC since 2024. She previously worked at Corient Services LLC for six years and Goldman Sachs & Co. LLC for three years. Outside of finance, she owns and operates an Etsy shop specializing in custom-designed clothing and merchandise. Calamos Wealth Management provides discretionary wealth management, financial planning, and institutional advisory services for high-net-worth individuals, family offices, endowments, private foundations, corporations, and retirement plans. The firm employs a comprehensive investment process combining asset allocation, quantitative and qualitative evaluation, and ongoing monitoring, utilizing a diverse range of investment vehicles including equities, fixed income, mutual funds, ETFs, and private investment funds.

Tax-loss harvesting Options & derivatives strategies Private / alternative investments Concentrated stock management Retired Founder/Business Owner Values-based investing SRI/ESG (Socially Responsible Investing/Environmental, Social and Corporate Governance)
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Anton S

CFP®, Series 63, Series 65

Naperville, IL

Calamos Wealth Management LLC

Anton Schirmang is a CFP® professional with 12 years of industry experience, currently serving at Calamos Wealth Management LLC. His prior roles include positions at Corient Services LLC, RWA Wealth Partners, Polaris Wealth Advisory Group, Origin Investments, Polaris Greystone Financial Group, and Nuveen Investments. Outside of finance, he owns Salt Fitness North Shore, a group fitness and barre business where he oversees financial operations. Calamos Wealth Management LLC provides discretionary wealth management and institutional advisory services to high-net-worth individuals, family offices, endowments, private foundations, and retirement plans. The firm emphasizes a structured investment process involving idea sourcing, evaluation, portfolio construction, and monitoring, often integrating affiliated investment vehicles and services.

Tax-loss harvesting Options & derivatives strategies Private / alternative investments Concentrated stock management Retired Founder/Business Owner Values-based investing SRI/ESG (Socially Responsible Investing/Environmental, Social and Corporate Governance)
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Emilija I

Series 65

St. Charles, IL

Mission Wealth Management, LP

Emilija Ilic is a financial advisor at Mission Wealth Management, LP with one year of industry experience. She holds a Series 65 designation and has prior experience at Krd Ltd, Byline Bank, BG 011 LLC, and the Law Offices of Lee Steinberg. Mission Wealth Management serves high-net-worth individuals, families, and institutional clients by providing wealth management, personalized financial planning, investment management, and consulting services. The firm integrates investment management with tax, trust, legacy, philanthropy, and risk planning through a tailored approach that utilizes a mix of internal and third-party management.

ESG / Sustainable investing Private / alternative investments Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Founder/Business Owner Executive Retired Values-based investing
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Bradley K

CFP®, Series 63, Series 66

Naperville, IL

Calamos Wealth Management LLC

Bradley Karkula is a CFP® with 17 years of experience in the financial services industry. He is currently with Calamos Wealth Management LLC and Calamos Financial Services LLC, having previously worked at Citibank, Morgan Stanley, and J.P. Morgan in various capacities. Calamos Wealth Management LLC provides discretionary wealth management and institutional advisory services to high-net-worth individuals, family offices, endowments, private foundations, and retirement plans. The firm’s investment process involves rigorous idea sourcing, evaluation, and portfolio construction, often utilizing affiliated Calamos Funds and investment vehicles within a comprehensive governance framework.

Tax-loss harvesting Options & derivatives strategies Private / alternative investments Concentrated stock management Retired Founder/Business Owner Values-based investing SRI/ESG (Socially Responsible Investing/Environmental, Social and Corporate Governance)
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Christopher S

Series 63, Series 66

Geneva, IL

American Century Investments Private Client Group, Inc.

Christopher Sexton is a financial advisor with American Century Investments Private Client Group, Inc., holding the Series 63 and Series 66 designations and bringing 27 years of industry experience. His prior work includes roles at First Analysis Securities Corporation and E*TRADE Securities LLC. He currently serves with the Illinois High School Association in addition to his advisory work. American Century Investments Private Client Group provides discretionary investment management, financial planning, and related brokerage services primarily to individuals, trusts, estates, charitable organizations, and business entities. The firm uses model portfolios called American Century Strategies, focusing on strategic asset allocation and predominantly investing clients in proprietary mutual funds and ETFs.

Tax-loss harvesting
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Joseph W

Series 63, Series 65

Naperville, IL

Calamos Wealth Management LLC

Joseph Weidenbach is a financial advisor with Calamos Wealth Management LLC, holding Series 63 and Series 65 licenses and bringing 19 years of industry experience. Prior to joining Calamos in 2022, he spent a decade at U.S. Bancorp Investments, Inc. and U.S. Bank. He serves as a trustee for the University of Dayton and is a board member of the Naperville Development Partnership. Calamos Wealth Management LLC provides discretionary wealth management and institutional advisory services to high-net-worth individuals, family offices, endowments, private foundations, and retirement plans. The firm’s investment process involves a combination of quantitative and qualitative evaluation, portfolio construction, and ongoing monitoring, with a notable affiliated ecosystem that includes various investment vehicles and trust services.

Tax-loss harvesting Options & derivatives strategies Private / alternative investments Concentrated stock management Retired Founder/Business Owner Values-based investing SRI/ESG (Socially Responsible Investing/Environmental, Social and Corporate Governance)
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Thea R

Series 66

Aurora, IL

Ausdal Financial Partners, Inc.

Thea Reynolds is a financial advisor at Ausdal Financial Partners, Inc. in Aurora, Illinois, with 24 years of industry experience. She holds a Series 66 designation and has been with Ausdal since 2009. Outside of her advisory role, she is the sole proprietor and president of Budget in a Binder, a business focused on teaching and counseling individuals on budgeting and living within their means. Ausdal Financial Partners manages approximately $2.13 billion in client assets through a network of 152 advisors, offering investment advisory programs, retirement plan services, and financial planning to individuals, trusts, corporations, pension plans, and charitable organizations. The firm provides a range of investment strategies across discretionary and non-discretionary accounts, combining advisory, brokerage, and insurance services.

Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Founder/Business Owner Retired
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Stephen R

Series 66

Naperville, IL

Calamos Wealth Management LLC

Stephen Rossi is a financial advisor at Calamos Wealth Management LLC in Naperville, IL, holding a Series 66 designation with 10 years of industry experience. His prior roles include positions at Fidelity Investments, Bank of America, and Merrill. Calamos Wealth Management offers discretionary wealth management, financial planning, and institutional advisory services for high-net-worth individuals, family offices, endowments, private foundations, corporations, and retirement plans. The firm’s investment approach combines asset allocation, quantitative and qualitative evaluation, and diversified vehicle selection, utilizing a mix of individual securities, mutual funds, ETFs, and private investment funds.

Tax-loss harvesting Options & derivatives strategies Private / alternative investments Concentrated stock management Retired Founder/Business Owner Values-based investing SRI/ESG (Socially Responsible Investing/Environmental, Social and Corporate Governance)
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Kathleen O

Series 65, Series 63

Geneva, IL

RMR Wealth Builders, Inc.

Kathleen Oconnor is a financial advisor with RMR Wealth Builders, Inc. in Geneva, IL, holding Series 65 and Series 63 licenses and bringing 13 years of industry experience. Her prior roles include positions at Clearwater Capital Partners, Bank of America, Merrill, LPL Financial, HPL&S, and Plexus Financial Services. RMR Wealth Builders, Inc. is an SEC-registered multi-team advisory firm managing approximately $2.9 billion and serving individual, retirement plan, and institutional clients. The firm offers a range of services including portfolio management, financial planning, retirement plan fiduciary support, and specialist advisory options such as annuity management and digital asset programs.

Annuities Retirement plans for business owners (SEP, solo 401k) Retirement income strategy Founder/Business Owner Executive Mid-Career Professionals HENRY (High Earners, Not Rich Yet)
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Mark E

CFP®, Series 63, Series 66

Oswego, IL

Soltis Investment Advisors, LLC

Mark Essenfeld is a CFP® with 21 years of industry experience. He is currently with Soltis Investment Advisors, LLC and previously worked at HUB International, TCG Advisors, and Mass Mutual Investors Services. He serves as Treasurer for the Board of Trustees at Life's Plan Inc., a not-for-profit organization involved in investment-related activities. Soltis Investment Advisors serves individual investors, institutions, corporations, charitable organizations, and pension/401(k) plans. The firm employs a manager selection and portfolio construction process that integrates Modern Portfolio Theory, quantitative screening, and qualitative due diligence, offering discretionary portfolio management, financial planning, consulting, and retirement plan services.

Wealth management Retirement income strategy Charitable giving & philanthropy Business Financial Management Founder/Business Owner Retired
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