Jon Basha is the sole advisor at JB Advisory LLC in Scottsdale, AZ. He holds a Series 65 designation and has two years of industry experience. His prior work includes six years at SMS Financial and two years at Amazon. JB Advisory LLC is a boutique, state-registered investment adviser serving a small group of individual clients, including high-net-worth individuals. The firm provides investment advice without managing or taking custody of client assets and does not accept discretionary trading authority. Its advisory services are tailored to clients' financial goals using economic and technical analysis while avoiding high-frequency and high-risk strategies.

Duc Pham is the sole advisor at Sonoran Investment Advisors, LLC in Scottsdale, AZ, holding a Series 65 credential with three years of industry experience. He also maintains a medical career as a practicing surgeon at Duc M Pham MD, PC, where he manages surgical and administrative responsibilities. Sonoran Investment Advisors primarily serves individual and high-net-worth clients, offering portfolio management and financial planning services tailored through detailed client interviews and Investment Policy Statements. The firm utilizes a diverse investment approach that includes discretionary and non-discretionary management, employing strategies such as modern portfolio theory, technical analysis, and access to non-traditional instruments like venture capital and precious-metal ETFs.

Jon Paul Holyoak is the principal advisor at Holyoak Wealth Management, LLC, an independent firm based in Paradise Valley, AZ. He holds Series 63 and Series 66 designations and has 23 years of industry experience. His previous roles include founding and operating Holyoak Wealth Management since 2013. Outside of advising, he serves as an officer for JP and J Marketing Services, Inc., a company providing marketing services unrelated to investments, and participates in local nonprofit organizations supporting education in Scottsdale, AZ. Holyoak Wealth Management is a single-advisor firm managing approximately $11.4 million on a discretionary basis for about 35 clients, including individuals, high-net-worth clients, trusts, and business entities. The firm offers customized, fee-based investment management across various securities and advises on insurance, retirement plans, and education savings, tailoring strategies based on client risk tolerance, objectives, and investment restrictions.

Jared Peck is the sole advisor at Sage Advice Financial LLC in Mesa, AZ. He holds Series 65 and Series 63 licenses and began his advisory career in 2025. Prior to establishing his firm, Jared worked extensively in the transportation industry, including roles at Swift Transportation and Ascend Transportation, where he also serves as a fractional CFO for small and mid-sized companies. Sage Advice Financial LLC offers ongoing portfolio management to individuals, high-net-worth clients, and business entities, providing customized investment policy statements and discretionary implementation. The firm’s investment approach includes a range from long-term strategic allocation to an optional active equity trading strategy with weekly model updates, combining fundamental, quantitative, technical, charting, and cyclical analyses, and may involve short-term trading and margin transactions.

David McBride is a CFP® with over 41 years of experience in financial advisory and investment services. He has been the president of McBride Financial Services, Inc. since 1994 and is also associated with Cambridge Investment Research Advisors and Cambridge Investment Research, Inc. He holds a Series 63 license and operates as an independent insurance agent and CPA, providing tax planning and preparation services. McBride Financial Services, Inc. offers personalized investment analysis, consulting, and comprehensive financial planning to individuals, families, retirement plans, trusts, charitable organizations, and corporations. The firm employs fundamental and economic cycle analysis in its planning-focused, non-discretionary approach and utilizes fixed or hourly planning fees rather than asset-based fees.

Alex Hilbert is a financial advisor with Life Story Wealth Planning in Scottsdale, AZ, holding Series 65 and Series 63 licenses and 13 years of industry experience. His work history includes roles at The Vanguard Group, JNR Networks, Hilbert Financial Group, and Transamerica Financial Advisors. Life Story Wealth Planning provides discretionary wealth management to high-net-worth individuals and corporations, using a proprietary three-layer investment process that incorporates fundamental, technical, and macro analysis across multiple asset classes. The firm employs active strategies including options, futures, and short positions, and also offers a paid investment newsletter.

Joseph Mangone is a CFP® with 18 years of industry experience and has led J. Mangone Capital Management LLC since 2011. Based in Paradise Valley, AZ, he holds Series 63 and Series 65 licenses and operates as the sole advisor at his independent firm. J. Mangone Capital Management provides discretionary portfolio management and financial planning primarily for individual clients, including a significant portion of high-net-worth households. The firm’s portfolios emphasize privately negotiated equity positions and municipal/state bonds, serving a relatively small client base with a high assets-per-client ratio.

Adam Zingg is a CFA® charterholder and the principal advisor at The Balance of Trade in Scottsdale, AZ, with seven years of industry experience. He has held teaching roles at multiple institutions, including Grand Canyon University and Maricopa County Community Colleges, since 2014. Outside of his advisory work, he co-owns an online educational content business targeting homeschoolers, worldschoolers, and gap-year students. The Balance of Trade provides advisory and educational services primarily to individual investors, with occasional clients such as trusts, family offices, and pension plans. The firm focuses on a top-down strategic allocation framework complemented by tactical adjustments and emphasizes education and consulting over discretionary management.

Robert Wojcik is a financial advisor at W Wealth Advisors in Gilbert, AZ, holding Series 63 and Series 66 designations with 15 years of industry experience. He has been with W Wealth Advisors since 2010. W Wealth Advisors is a fee-only investment adviser serving individuals, corporations, trusts, foundations, and employer-sponsored retirement plans. The firm offers portfolio management, financial planning, retirement-plan advisory services, and hourly consulting through a customized, client-centered process that integrates both fundamental and technical analysis, utilizing a mix of active and passive investment strategies.

Anthony Morley is the sole advisor at Delphi Value Investments, LLC, an independent registered investment adviser based in Tempe, AZ. He holds Series 63 and Series 65 licenses and has 13 years of industry experience. Prior to his current role, he worked at Cove Communities and Bossert Capital LLC. Outside of advising, Morley owns and operates RJ's Outdoor, a business specializing in custom ear plugs for shotgun shooters, and provides hunting guiding services. Delphi Value Investments manages discretionary portfolios primarily for individuals and businesses, focusing on a value-oriented approach with long-term investment horizons. The firm maintains concentrated portfolios and employs a variety of securities, including derivatives and foreign investments, when appropriate.

John Klevens is a CFP® with 34 years of industry experience, currently serving at Sequel Capital Management, LLC since 2026. His prior roles include positions at Mariner Wealth, PFG Advisors, Securities America, Arbor Point Advisors, and Kms Financial Services. Sequel Capital Management provides discretionary investment management, wealth-management services, and standalone financial planning to individuals, high-net-worth clients, trusts, and estates. The firm utilizes a long-term, customized approach combining fundamental and technical analysis across a range of securities and operates a wrap fee program uncommon among firms without active SEC-registered advisors.

Casey Corbett is a CFP® and holds a Series 66 license with nine years of industry experience. He is the principal of Corbett Wealth Management LLC, an independent advisory firm he founded in 2022. Casey also has a longstanding role at the Mayo Clinic since 2012. Corbett Wealth Management LLC is a boutique firm offering discretionary portfolio management focused on higher-net-worth individuals. The firm employs a blend of Modern Portfolio Theory and fundamental analysis to create diversified, tailored portfolios, with ongoing monitoring and rebalancing.

Rodd Miller is a CFP® professional with 18 years of experience in financial advisory services. He is the principal advisor at Miller Wealth Management, an independent firm he has led since 2026, following prior roles at PFG Advisors and Lucia Capital Group. Miller has experience providing investment advisory services through various entities and holds the Series 66 license. Miller Wealth Management offers investment management and financial planning to individuals, high-net-worth households, and institutional clients such as corporate treasuries and nonprofit funds. The firm employs a tax-aware approach with model allocations primarily using ETFs, structured notes, and third-party managers, and it manages over $100 million in assets while participating in sponsored program platforms including those offered by LPL.

Paul Hermens is the founder and sole advisor at Hermens Capital Management, Inc., an independent firm based in Scottsdale, AZ. He holds Series 63 and Series 65 licenses and has 29 years of industry experience, leading his firm since 1996. Hermens Capital Management provides personalized, fee-only investment management and financial planning to individuals, pension and profit-sharing plans, trusts, estates, and charitable organizations. The firm offers discretionary portfolio management guided by documented Investment Policy Statements and uses a combination of fundamental, technical, and cyclical investment analysis methods.

Ramsey Brock is the sole advisor at Brock Asset Management in Gilbert, AZ, holding Series 63 and Series 65 licenses with 27 years of industry experience. He has been affiliated with Fulton Brock Asset Management since 1991. Brock Asset Management serves individuals, trusts, small businesses, and nonprofit organizations, providing portfolio management and non-discretionary advisory services for employer 401(k) plans. The firm employs a value-oriented fundamental screening process focused on established, large-capitalization companies for long-term holding and offers educational workshops and regular communications for 401(k) plan participants.

Charles Scott is the sole advisor at Pelleton Capital Management, Ltd. in Scottsdale, AZ, with 26 years of industry experience. He holds Series 63 and Series 65 licenses and has been with Pelleton Capital Management since 1995. Outside of his advisory role, Scott operates as an independent insurance agent. Pelleton Capital Management provides personalized investment management and financial planning services to individuals, pension and profit-sharing plans, trusts, estates, charitable organizations, and small businesses. The firm’s investment approach emphasizes passively managed index funds and ETFs, supplemented by a tactical overlay focused on risk management and global diversification.

Christopher Oxford is a CFP® professional with one year of industry experience, currently affiliated with Sprout Financial Planning, LLC in Scottsdale, AZ. His prior experience includes roles at Vanguard and self-employment activities related to transportation. He is also the owner of Siello, LLC, a food and event catering business currently inactive. Sprout Financial Planning, LLC provides individualized financial planning and comprehensive portfolio management to individuals and high-net-worth clients. The firm employs a tailored investment approach combining passive and active strategies, fundamental analysis, and Modern Portfolio Theory to align with client objectives.

Diane Ouellette is a CFP® and Series 65-registered financial advisor with 22 years of experience. She is the sole advisor at Gold Canyon Financial Planning, an independent fee-only firm she has led since 2004. Ouellette also has experience with Herring Cove Financial Planning dating back to 2001. Gold Canyon Financial Planning provides personalized financial planning and discretionary investment management primarily for individuals, couples, and families, including retirees, professionals, and business owners. The firm emphasizes a long-term, buy-and-hold investment approach using diversified, low-cost mutual funds, ETFs, and fixed-income instruments, and also offers educational workshops and pro bono services to a nonprofit organization.

Gregory Johnson is a Series 65-licensed financial advisor with 18 years of industry experience. He has been the sole advisor at Vision Financial Services, Inc. since 2007 and also operates Vision Financial Advisors, LLC, which he founded in 2002. In addition to his advisory work, he is involved in insurance sales through Vision Financial Design Group, LLC, dedicating approximately 30% of his time to this business. Vision Financial Services is an independent, solo advisory firm managing approximately $20.3 million for individuals, trusts, estates, and charitable organizations. The firm provides discretionary asset management and financial planning, employing fundamental, technical, and cyclical analysis and offering access to third-party money managers.

Christopher Anthony is the principal of JTNC Wealth Advisors LLC, an independent advisory firm based in Mesa, AZ. He holds a Series 65 designation and has three years of industry experience. Christopher is also the managing member of Volare Capital Management LLC, a financial software development firm supporting trading strategies used by JTNC Wealth Advisors. JTNC Wealth Advisors offers discretionary investment management through separately managed accounts to high-net-worth individuals, corporations, trusts, and foundations. The firm employs automated, quantitative strategies focused on relative-value equity pair trading and trend-following in futures and commodities, using short-term, volatility-adjusted trading models.