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Joseph M

Series 63, Series 65

Midland, TX

UBS Financial Services

Joseph Michel is a financial advisor with UBS Financial Services, holding Series 63 and Series 65 credentials and bringing 32 years of industry experience. He has been with UBS since 2013. Outside of his advisory role, he is a partner in Prejos Partners, an oil and gas investment partnership, and owns a boat storage business. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory services, utilizing proprietary research and model-based asset allocations to tailor financial plans. The firm combines institutional trading capabilities with wealth management services, including market-making, underwriting, and affiliated banking programs.

General retirement planning Cash flow / budgeting Equity compensation tax strategy Executive Founder/Business Owner Mid-Career Professionals Approaching retirement
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Preston M

Series 66

Midland, TX

UBS Financial Services

Preston Michel is a financial advisor at UBS Financial Services with four years of industry experience. He holds a Series 66 designation and has previously worked at Community National Bank, Texas Tech University, and Midland Christian School. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, including fee-based financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management services and utilizes proprietary research and model-based asset allocations to tailor advice to clients’ goals and risk tolerances.

General retirement planning Cash flow / budgeting Equity compensation tax strategy Executive Founder/Business Owner Mid-Career Professionals Approaching retirement
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Cindy H

Series 63, Series 66

Midland, TX

Wells Fargo Advisors

Cindy High is a financial advisor with Wells Fargo Advisors, holding Series 63 and Series 66 registrations and 21 years of industry experience. Prior to joining Wells Fargo Advisors in 2024, she worked at Ameriprise and Investment Professionals, Inc. She is also the owner of Platinum on Wall Street LLC, an investment-related business based in Midland, Texas. Wells Fargo Advisors Financial Network offers investment and financial planning services to individuals, trusts, and institutional clients, providing tailored planning across a broad range of areas including retirement, education, and business-owner transition planning. The firm integrates advisory services with other financial products and referral channels to serve clients who meet a net-worth threshold.

Divorce financial planning Planning for children with special needs Business exit / sale strategy Cash flow / budgeting Founder/Business Owner
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Elaine Rogers E

Series 66

Midland, TX

Wells Fargo Advisors

Elaine Rogers Elliott is a Series 66-licensed financial advisor with Wells Fargo Advisors in Midland, TX, bringing 26 years of industry experience. She worked at Merrill from 2001 to 2015 before joining Wells Fargo Advisors, where she has been since 2015. Elliott also serves as a board member of the Paisano Foundation, participating in financial oversight and capital campaign activities. Wells Fargo Advisors Financial Network offers investment and financial planning services to individuals, trusts, and institutional clients, utilizing Wells Fargo’s research and planning tools to create tailored recommendations across a broad range of financial needs.

Divorce financial planning Planning for children with special needs Business exit / sale strategy Cash flow / budgeting Founder/Business Owner
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John L

Series 63, Series 65

Midland, TX

LPL Financial

John Love III is a financial advisor with LPL Financial in Midland, TX, holding Series 63 and Series 65 credentials and bringing 30 years of industry experience. His background includes roles at Avantax Advisory Services and ownership of several private businesses, including commercial contracting and oil ventures. Outside of finance, he has been involved in direct sales and recently became a candidate for the U.S. Senate in Texas. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plans, banks, trust companies, and institutions. The firm offers diversified advisory and brokerage services, including financial planning, model portfolio programs, third-party asset management, and institutional platforms, supporting over 22,800 advisors and $819 billion in discretionary assets.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
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Jimmy M

Series 63, Series 65

Midland, TX

UBS Financial Services

Jimmy Mcneil is a financial advisor at UBS Financial Services with 29 years of industry experience. He holds Series 63 and Series 65 credentials and has been with UBS since 2009. Outside of his advisory role, he is involved in oil and gas ventures through several partnerships and ownership interests focused on exploration, production, and royalty management. UBS Financial Services serves individual, corporate, and institutional clients with brokerage and investment advisory services, including financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management, offering a range of products and proprietary research to tailor investment solutions.

General retirement planning Cash flow / budgeting Equity compensation tax strategy Executive Founder/Business Owner Mid-Career Professionals Approaching retirement
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Kimberly J

CFP®, Series 63, Series 66

Midland, TX

Edward Jones

Kimberly Johnson is a financial advisor with Edward Jones in Midland, TX, holding the CFP® designation along with Series 63 and Series 66 licenses. She has 17 years of industry experience and has been with Edward Jones since 2012. Edward Jones is a full-service wealth management firm serving more than four million individual and institutional clients, including both non-high-net-worth and high-net-worth households, pension plans, corporate clients, and charitable organizations. The firm manages approximately $1.01 trillion in assets under management through a large network of financial advisors and offers a range of discretionary and non-discretionary investment strategies, overlay and tax-efficient services, and affiliated products.

Wealth management Tax-loss harvesting Multi-generational wealth transfer Retired Founder/Business Owner Executive
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Mickey H

CFP®, Series 66

Odessa, TX

Edward Jones

Mickey Heflin is a CFP® with seven years of experience, currently advising at Edward Jones in Odessa, TX. His prior work includes roles at United Supermarkets and Texas Tech University. Edward Jones is a full-service wealth management firm that serves millions of individual and institutional clients across a wide range of needs. The firm offers various managed account strategies, affiliated mutual funds, and operates under a fiduciary standard.

Wealth management Tax-loss harvesting Multi-generational wealth transfer Retired Founder/Business Owner Executive
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Scott B

Series 66

Midland, TX

Wells Fargo Advisors

Scott Betton is a financial advisor with Wells Fargo Advisors in Midland, TX, holding a Series 66 designation and bringing 10 years of industry experience. He has worked at Wells Fargo Advisors Financial Network since 2015. Outside of his advisory role, Betton serves as president of the Midland Festival Ballet and participates on the finance committee for the Springboard Center. Wells Fargo Advisors Financial Network is a large broker-dealer and registered investment adviser affiliated with Wells Fargo that offers investment and fee-based financial planning services to individuals, trusts, and institutional clients. The firm provides a broad range of planning services utilizing proprietary research and tools, serving clients who meet defined net-worth thresholds.

Divorce financial planning Planning for children with special needs Business exit / sale strategy Cash flow / budgeting Founder/Business Owner
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Alondra R

Series 66

Midland, TX

LPL Financial

Alondra Robles is a financial advisor with LPL Financial, holding a Series 66 designation and 17 years of industry experience. Her prior experience includes roles at Steward Partners, Merrill, JPMorgan Securities, Barclays Capital, and Lehman Brothers. She operates out of Midland, TX. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and other institutions. The firm provides diverse advisory and brokerage services through a large network of representatives, offering customizable investment strategies and institutional platforms.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
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Sydney C

Series 66

Midland, TX

UBS Financial Services

Sydney Comstock is a financial advisor at UBS Financial Services with 10 years of industry experience. She holds a Series 66 designation and has worked at UBS since 2018, following four years at Morgan Stanley. UBS Financial Services serves individual, corporate, and institutional clients through a range of brokerage and advisory offerings, including financial planning and portfolio management. The firm integrates institutional trading capabilities with wealth management services and uses proprietary research and model-based asset allocations to tailor solutions to clients’ goals and risk tolerances.

General retirement planning Cash flow / budgeting Equity compensation tax strategy Executive Founder/Business Owner Mid-Career Professionals Approaching retirement
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Thomas M

Series 63, Series 65

Midland, TX

Mass Mutual Investors Services

Thomas Maples is a financial advisor with MassMutual Investors Services in Midland, TX, holding Series 63 and Series 65 licenses and 29 years of industry experience. He has been with MML Investors Services, Inc. since 1997 and with Massachusetts Mutual Life Insurance Company since 1996. Outside of his advisory role, he serves as a trustee for a family trust and provides business valuation and entity structure advisory services. MassMutual Investors Services, LLC is a broker-dealer and SEC-registered investment adviser offering financial planning and asset management services to individuals, business owners, trusts, estates, charitable organizations, and employers. The firm uses firm-approved software tools to analyze client goals and delivers written recommendations through annual planning engagements.

Divorce financial planning General estate planning guidance Multi-generational wealth transfer Cash flow / budgeting Founder/Business Owner Attorney Executive Married/Couples/Partners Divorced
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Clayton O

Series 66

Midland, TX

LPL Financial

Clayton Ortloff is a financial advisor with LPL Financial, holding a Series 66 license and 19 years of industry experience. He previously worked at Bank of America and Merrill Lynch. Outside of his advisory role, he is a business owner of BIRD DOG LLC and COHBJ LLC in Texas. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and institutions. The firm offers a range of advisory and brokerage services, including financial planning, third-party asset management, and institutional platforms, supported by a large network of investment adviser representatives.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
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Thomas H

CFP®, Series 63, Series 65

Midland, TX

Edward Jones

Thomas Hill is a CFP® professional with 29 years of industry experience. He has been with Edward Jones since 2001, serving clients from Midland, TX. Edward Jones is a full-service wealth management firm that serves more than four million individual and institutional clients. The firm manages approximately $1.01 trillion in assets and offers a range of investment strategies, including discretionary and non-discretionary wrap fee programs and access to separately managed accounts.

Wealth management Tax-loss harvesting Multi-generational wealth transfer Retired Founder/Business Owner Executive
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Finley H

Series 66

Odessa, TX

Edward Jones

Finley Higgins is a financial advisor at Edward Jones in Odessa, TX, holding a Series 66 designation with one year of industry experience. Prior to joining Edward Jones, Finley worked in the hospitality sector at several establishments including Wall Street Bar and Grill and Las Brisas Southwest Steakhouse. Edward Jones is a full-service wealth management firm serving over four million individual and institutional clients. The firm manages approximately $1.01 trillion in assets and offers a range of advisory programs, including discretionary and non-discretionary strategies, with a nationwide network of more than 23,000 financial advisors.

Retirement plans for business owners (SEP, solo 401k) Business ownership considerations Business exit / sale strategy General retirement planning Inheritance planning Founder/Business Owner
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Yvonne R

Series 63, Series 65

Midland, TX

Cambridge Investment Research Advisors

Yvonne Reyes is a financial advisor with Cambridge Investment Research Advisors in Midland, TX, holding Series 63 and Series 65 licenses and having 16 years of industry experience. She has worked with Cambridge Investment Research Advisors since 2014 and is also the owner of Envision Wealth Management, LLC, where she serves as an independent insurance agent. Cambridge Investment Research Advisors is a large SEC-registered firm serving a diverse client base that includes individuals, pension and profit-sharing plans, and charitable organizations. The firm offers financial planning, investment management, and retirement advisory services through a network of independent professionals using a range of portfolio management and model-based solutions customized to client objectives.

Wealth management Retirement plans for business owners (SEP, solo 401k) Retirement income strategy Annuities Self-Employed
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Mickey R

Series 63

Midland, TX

Mass Mutual Investors Services

Mickey Ray is a financial advisor at Mass Mutual Investors Services with 39 years of industry experience. He has worked at MML Investors Services and Massachusetts Mutual Life Insurance Company since 1989. Outside of his advisory role, he is involved in small business activities including ownership and management roles in an oil field equipment rental company and a commercial property rental business, as well as providing financial direction to family business ventures. Mass Mutual Investors Services, LLC is a broker-dealer and SEC-registered investment adviser that offers financial planning and asset management services to individuals, business owners, trusts, estates, charitable organizations, and employers. The firm utilizes firm-approved software and analytical tools to deliver written planning recommendations in annual collaborative engagements, with optional implementation of those recommendations through separate brokerage or insurance arrangements.

Divorce financial planning General estate planning guidance Multi-generational wealth transfer Cash flow / budgeting Founder/Business Owner Attorney Executive Married/Couples/Partners Divorced
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Andrea W

Series 66

Midland, TX

UBS Financial Services

Andrea Webb is a financial advisor at UBS Financial Services with 16 years of industry experience. She holds the Series 66 designation and has been with UBS since 2015. UBS Financial Services serves individual, corporate, and institutional clients by offering brokerage and investment advisory services, including financial planning, portfolio management, and distribution of mutual funds and alternative products. The firm combines institutional trading capabilities with wealth management services and utilizes proprietary research and model-based asset allocations to tailor plans to clients’ goals and risk tolerances.

General retirement planning Cash flow / budgeting Equity compensation tax strategy Executive Founder/Business Owner Mid-Career Professionals Approaching retirement
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Cortney S

Series 66

Odessa, TX

Edward Jones

Cortney Smith is a financial advisor at Edward Jones in Odessa, TX, holding a Series 66 designation. Smith began their career at Edward Jones in 2025 and has prior experience working in the education sector with Midland Independent School District and Ector County Independent School District. Edward Jones is a full-service wealth management firm serving more than four million individual and institutional clients. The firm offers a range of investment strategies and advisory services, operating under a fiduciary standard and managing approximately $1.01 trillion in assets.

Retirement plans for business owners (SEP, solo 401k) College savings (529s, UTMA, etc.) Business ownership considerations Retirement withdrawal strategies Wealth management Founder/Business Owner
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James J

Series 63, Series 66

Midland, TX

UBS Financial Services

James Jones is a financial advisor with UBS Financial Services in San Angelo, TX, holding Series 63 and Series 66 licenses and possessing 25 years of industry experience. He has worked at UBS since 2013. UBS Financial Services serves individual, corporate, and institutional clients with a range of brokerage and investment advisory services, combining institutional trading capabilities with wealth management offerings through a platform that includes proprietary research and model-based asset allocations.

General retirement planning Cash flow / budgeting Equity compensation tax strategy Executive Founder/Business Owner Mid-Career Professionals Approaching retirement
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