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Devin S

Series 65

Peoria, IL

David Vaughan Investments, LLC

Devin Shaffer is a financial advisor at David Vaughan Investments, LLC with one year of industry experience. He holds a Series 65 designation and has prior work history that includes roles at TD Securities and ARTIS Energy Solutions LLC. Outside of finance, he was involved with Frozen Gnome Properties LLC, operating the Greenhouse Cafe and Tavern. David Vaughan Investments, LLC provides discretionary investment management and ancillary wealth services to individual and institutional clients. The firm employs a value-oriented, income-producing equity strategy combined with a conservative fixed-income approach and customized asset allocation to meet client cash-flow needs.

Concentrated stock management Retirement plans for business owners (SEP, solo 401k) Debt management College savings (529s, UTMA, etc.) Founder/Business Owner Executive
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Zachery M

CFP®, Series 66

Peoria, IL

David Vaughan Investments, LLC

Zachery Morgenstern is a CFP® and holds a Series 66 license with six years of industry experience. He has worked at David Vaughan Investments, LLC since 2021 and previously was with Edward Jones from 2019 to 2021. His background also includes roles outside of finance, such as positions with the Germantown School District and several minor league baseball teams. David Vaughan Investments, LLC provides discretionary investment management and wealth services to individual and institutional clients. The firm employs a value-oriented, income-producing equity strategy combined with a conservative fixed-income approach and offers customized asset allocation to meet client cash-flow needs.

Concentrated stock management Retirement plans for business owners (SEP, solo 401k) Debt management College savings (529s, UTMA, etc.) Founder/Business Owner Executive
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Jeffrey H

CFP®, ChFC®, Series 63

Peoria, IL

David Vaughan Investments, LLC

Jeffrey Huizenga is a CFP®, ChFC®, and Series 63 licensed advisor with 24 years of industry experience. He has been with David Vaughan Investments, LLC since 2014. David Vaughan Investments, LLC provides discretionary investment management and wealth services to individual and institutional clients, including high-net-worth individuals, trusts, and foundations. The firm employs a value-oriented, income-producing equity strategy combined with a conservative fixed-income approach and customized asset allocation to address client cash-flow needs.

Concentrated stock management Retirement plans for business owners (SEP, solo 401k) Debt management College savings (529s, UTMA, etc.) Founder/Business Owner Executive
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Christopher K

Series 65

Peoria, IL

David Vaughan Investments, LLC

Christopher Kent is a financial advisor with David Vaughan Investments, LLC, holding a Series 65 credential and two years of industry experience. Prior to joining David Vaughan Investments in 2023, he worked at Stetson University from 2019 to 2023 and Cardinal Newman High School from 2015 to 2019. David Vaughan Investments, LLC provides discretionary investment management and ancillary wealth services to individual and institutional clients. The firm employs a value-oriented, income-producing equity strategy combined with a conservative fixed-income approach and customized asset allocation to meet client cash-flow needs.

Concentrated stock management Retirement plans for business owners (SEP, solo 401k) Debt management College savings (529s, UTMA, etc.) Founder/Business Owner Executive
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Emily B

Series 66

East Peoria, IL

Midwestern Securities Trading Company, LLC

Emily Bruington is a financial advisor at Midwestern Securities Trading Company, LLC with two years of industry experience. She holds the Series 66 designation and has previously worked at John Graham & Associates and in various other roles including at Starbucks and the University of Illinois. Midwestern Securities Trading Company serves a diverse client base including individual investors, retirement plan sponsors, municipalities, and charitable organizations. The firm offers financial planning, portfolio management, and ERISA 3(38) fiduciary services, combining discretionary model portfolios and third-party management with advisory recommendations.

Wealth management Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Charitable giving & philanthropy Passive / index investing
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Michael A

CFP®, Series 63, Series 66

Peoria, IL

David Vaughan Investments, LLC

Michael Armistead is a CFP® professional with 13 years of industry experience, currently serving as a financial advisor at David Vaughan Investments, LLC since 2022. Prior to this, he worked at Schwab Private Client Investment Advisory, Inc and Charles Schwab & Co., Inc, accumulating over a decade of experience in wealth management. David Vaughan Investments, LLC provides discretionary investment management and ancillary wealth services to individual and institutional clients, employing a value-oriented equity strategy combined with a conservative fixed-income approach and customized asset allocation to meet client needs.

Concentrated stock management Retirement plans for business owners (SEP, solo 401k) Debt management College savings (529s, UTMA, etc.) Founder/Business Owner Executive
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Drew R

Series 66

East Peoria, IL

Midwestern Securities Trading Company, LLC

Drew Rowley is a financial advisor at Midwestern Securities Trading Company, LLC, holding a Series 66 designation with no prior industry experience. Before joining the financial sector, he held positions at Sterling Federal Bank and various automotive groups. Midwestern Securities Trading Company serves a diverse client base, including individual investors, retirement plan sponsors, and community financial institutions, offering financial planning, portfolio management, and ERISA 3(38) fiduciary services. The firm combines discretionary model portfolios with non-discretionary advisory recommendations and uses both internal and third-party management platforms.

Wealth management Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Charitable giving & philanthropy Passive / index investing
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Glenn M

CFA®, Series 63, Series 65

Peoria, IL

David Vaughan Investments, LLC

Glenn Maxey is a CFA® charterholder with 10 years of industry experience. He has been with David Vaughan Investments, LLC since 2017 and previously worked at Evercore Group LLC from 2015 to 2017. David Vaughan Investments, LLC provides discretionary investment management and wealth services to individual and institutional clients, including high-net-worth individuals and various entities. The firm employs a value-oriented, income-producing equity strategy combined with a conservative fixed-income approach and customized asset allocation to meet client needs.

Concentrated stock management Retirement plans for business owners (SEP, solo 401k) Debt management College savings (529s, UTMA, etc.) Founder/Business Owner Executive
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Matthew R

Series 65

Peoria Heights, IL

Thrivent Advisor Network, LLC

Matthew Rupert is a financial advisor with Thrivent Advisor Network, LLC, holding a Series 65 license and six years of industry experience. He previously worked at Thrivent Investment Management Inc and has been the owner and operator of Central IL Financial Consultants, a personal income tax preparation service. Rupert has a background in insurance sales and is a registered CPA. Thrivent Advisor Network, LLC provides investment advisory services to individuals, families, trusts, estates, businesses, retirement plans, and charitable organizations. The firm employs a long-term investment approach, customizing asset allocations primarily with low-cost mutual funds, ETFs, and fixed-income securities, while offering access to independent managers and a range of financial planning services.

Annuities College savings (529s, UTMA, etc.) Private / alternative investments
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Keith H

Series 63, Series 66

Peoria Heights, IL

Thrivent Advisor Network, LLC

Keith Hubble is a financial advisor with Thrivent Advisor Network, LLC, holding Series 63 and Series 66 licenses and bringing 31 years of industry experience. His career includes roles with Thrivent Financial for Lutherans and Purshe Kaplan Sterling Investments. Outside of his advisory work, he owns and manages several LLCs that handle business operations and administrative functions related to his practice. Thrivent Advisor Network, LLC provides investment advisory services to individuals, families, trusts, estates, businesses, retirement plans, and charitable organizations. The firm emphasizes a long-term investment approach with customized asset allocations using low-cost mutual funds, ETFs, fixed-income securities, and alternative investments, while offering access to independent managers and integrated services within the broader Thrivent group.

Annuities College savings (529s, UTMA, etc.) Private / alternative investments
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Sean B

Series 66

East Peoria, IL

Midwestern Securities Trading Company, LLC

Sean Baldwin is a Series 66 licensed advisor with Midwestern Securities Trading Company, LLC in East Peoria, IL. He has held roles at Heartland Credit Union and Midwestern Securities Trading Company, with previous work experience in various industries including contracting, retail, and food service. Midwestern Securities Trading Company serves a diverse client base including individual investors, retirement plan sponsors, municipalities, and charitable organizations. The firm offers financial planning and portfolio management using a combination of discretionary model portfolios, third-party management platforms, and advisory recommendations.

Wealth management Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Charitable giving & philanthropy Passive / index investing
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Stephen H

Peoria, IL

David Vaughan Investments, LLC

Stephen Hinrichs is a financial advisor at David Vaughan Investments, LLC in Peoria, IL, with 27 years of industry experience. He has been with David Vaughan Investments since 1998. David Vaughan Investments provides discretionary investment management and ancillary wealth services to a diverse client base, including high-net-worth individuals, trusts, foundations, and institutional clients. The firm employs a value-oriented, income-producing equity strategy combined with a conservative fixed-income approach and customized asset allocation to meet client cash-flow needs.

Concentrated stock management Retirement plans for business owners (SEP, solo 401k) Debt management College savings (529s, UTMA, etc.) Founder/Business Owner Executive
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Jason M

Series 66

East Peoria, IL

Midwestern Securities Trading Company, LLC

Jason Musgrave is a financial advisor with Midwestern Securities Trading Company, LLC in East Peoria, IL. He holds a Series 66 designation and has experience working at Fairfield National Bank and Wayne County State's Attorney. Prior to his financial career, he was employed at Fairfield Community High School and Fairfield Ready Mix. Midwestern Securities Trading Company serves a diverse client base including individual investors, retirement plan sponsors, municipalities, charitable organizations, and community financial institutions. The firm offers financial planning, portfolio management, and ERISA 3(38) fiduciary services, combining discretionary model portfolios with non-discretionary recommendations and third-party discretionary management.

Wealth management Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Charitable giving & philanthropy Passive / index investing
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Luke H

Series 66

East Peoria, IL

Midwestern Securities Trading Company, LLC

Luke Harl is a Series 66-credentialed financial advisor with six years of industry experience, currently with Midwestern Securities Trading Company, LLC. He has also worked with Fairfield National Bank since 2019 and has prior experience at Illinois Eastern Community College and the University of Illinois-Springfield. Outside of his advisory roles, Harl serves on the Board of Directors for the Greater Fairfield Area Chamber of Commerce, acts as treasurer for Fairfield First Baptist Church, and is president of the Frontier Community College Foundation. Midwestern Securities Trading Company serves a diverse client base that includes individual investors, retirement plan sponsors, municipalities, school districts, charitable organizations, and community financial institutions. The firm combines discretionary internal model portfolios with recommendations from advisory representatives and third-party managers, offering financial planning, portfolio management, and fiduciary services for retirement plans.

Wealth management Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Charitable giving & philanthropy Passive / index investing
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Christine B

Series 66

Peoria, IL

CliftonLarsonAllen Wealth Advisors, LLC

Christine Bulfer is a financial advisor with CliftonLarsonAllen Wealth Advisors, LLC, holding a Series 66 designation and 24 years of industry experience. She has been with CliftonLarsonAllen Wealth Advisors since 2012. CliftonLarsonAllen Wealth Advisors, LLC provides wealth advisory and asset management services to a diverse client base, including individuals, high-net-worth households, pension and profit-sharing plans, corporations, and charitable organizations. The firm emphasizes strategic asset allocation through model portfolios using mutual funds and ETFs, combining active and passive strategies, and coordinates planning by integrating wealth, tax, estate, and insurance professionals across its parent organization.

Business exit / sale strategy Business succession planning College savings (529s, UTMA, etc.) Founder/Business Owner Executive
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Brian C

Series 63, Series 65

East Peoria, IL

Midwestern Securities Trading Company, LLC

Brian Card is a financial advisor with Midwestern Securities Trading Company, LLC in East Peoria, IL. He holds Series 63 and Series 65 licenses and has 22 years of industry experience. Card has worked at Princeville State Bank and Midwestern Securities Trading Company since 2010. Outside of his advisory roles, he serves as the finance chairman for the Princeville Historical Association, a nonprofit museum. Midwestern Securities Trading Company serves a diverse client base including individual investors, retirement plan sponsors, municipalities, charitable organizations, and community financial institutions. The firm offers financial planning and portfolio management through a combination of discretionary model portfolios, non-discretionary recommendations, and third-party money managers.

Wealth management Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Charitable giving & philanthropy Passive / index investing
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Connor R

Series 66

East Peoria, IL

Midwestern Securities Trading Company, LLC

Connor Reinarman is a financial advisor with Midwestern Securities Trading Company, LLC, holding a Series 66 designation and beginning his industry experience in 2025. Prior to joining Midwestern Securities, he worked at Bradford National Bank and Horstmann Premier Financial. Midwestern Securities Trading Company serves a diverse client base including individual investors, retirement plan sponsors, municipalities, and community financial institutions. The firm combines discretionary model portfolios with non-discretionary advisory recommendations and third-party management, offering financial planning, portfolio management, and fiduciary services.

Wealth management Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Charitable giving & philanthropy Passive / index investing
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Anthony R

Series 66

Peoria Heights, IL

Thrivent Advisor Network, LLC

Anthony Rummans is a financial advisor at Thrivent Advisor Network, LLC with one year of industry experience. He holds a Series 66 designation and has worked at Thrivent Advisor Network and Thrivent Investment Management since 2024. Outside of finance, he serves as a Lieutenant for the Peoria Illinois Police Department. Thrivent Advisor Network provides investment advisory services to individuals, families, businesses, and charitable organizations, focusing on long-term, customized asset allocation strategies using low-cost mutual funds, ETFs, and fixed-income securities.

Annuities College savings (529s, UTMA, etc.) Private / alternative investments
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Darrin A

CFP®

Peoria, IL

David Vaughan Investments, LLC

Darrin Autry is a CFP® professional affiliated with David Vaughan Investments, LLC in Peoria, IL, with nine years of industry experience. He has worked at Morton Community Bank since 2016. David Vaughan Investments offers discretionary investment management and ancillary wealth management services to a diverse client base, including individuals, high-net-worth clients, trusts, and institutions. The firm emphasizes value-oriented, income-producing equities combined with a conservative fixed-income strategy, employing both proprietary quantitative models and qualitative research in its portfolio construction.

Concentrated stock management Retirement plans for business owners (SEP, solo 401k) Debt management College savings (529s, UTMA, etc.) Founder/Business Owner Executive
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Michael V

Series 66

East Peoria, IL

Midwestern Securities Trading Company, LLC

Michael Vogt is a financial advisor with Midwestern Securities Trading Company, LLC, holding a Series 66 designation and 11 years of industry experience. He has worked at both Midwestern Securities and Teutopolis State Bank since 2015, where he also manages the bank’s bond portfolio. Midwestern Securities Trading Company serves a diverse client base including individual investors, retirement plan sponsors, municipalities, and charitable organizations. The firm offers financial planning, portfolio management, and fiduciary services, utilizing a combination of discretionary model portfolios, advisor recommendations, and third-party managers.

Wealth management Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Charitable giving & philanthropy Passive / index investing
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