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Caden S

Series 66

Lincoln, NE

Principal Financial Services

Caden Svoboda is a financial advisor at Principal Financial Services with a Series 66 designation and one year of industry experience. He has worked at several firms, including Arkway Wealth and Northwestern Mutual, and has officiated high school boys wrestling in Nebraska outside of his financial advisory role. Principal Securities provides brokerage and registered investment advisory services to a diverse client base, including individual investors, retirement plans, trusts, charitable organizations, corporations, and active-duty U.S. military personnel. The firm offers direct advisory programs, financial planning, retirement plan consulting, and access to third-party money manager asset allocation and separately managed account solutions.

Retired Founder/Business Owner
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John K

Series 63, Series 65

Lincoln, NE

Integrity Alliance, LLC

John Kohles is a financial advisor at Integrity Alliance, LLC with seven years of industry experience. He holds Series 63 and Series 65 licenses and has worked previously at Gradient Wealth Management, Gradient Securities, and Allstate Insurance. Outside of advising, he serves as president and coach of the Lincoln Regulators, a nonprofit baseball team. Integrity Alliance is a large advisory and brokerage firm serving individual investors, corporations, and qualified retirement plans through a network of over 300 advisors managing approximately $5.4 billion in client assets. The firm offers various investment approaches and services, including discretionary and non-discretionary portfolios, financial planning, and third-party manager referrals, with a dual registration as an SEC-registered investment adviser and broker-dealer.

Annuities ESG / Sustainable investing
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Cory B

Series 66

Lincoln, NE

Ameritas Advisory Services, LLC

Cory Boyer is a Series 66-licensed financial advisor with Ameritas Advisory Services, LLC, based in Lincoln, NE, and has 14 years of industry experience. His work history includes roles at Ameritas Wealth Advisors and Ameritas Investment Corp. Outside of financial advising, he owns and operates a Thai restaurant and manages an online collectible card resale business. Ameritas Advisory Services, LLC provides investment advisory and planning services to a diverse client base, including individuals, high-net-worth investors, retirement plans, charitable organizations, and businesses. The firm employs a variety of investment strategies and platforms, utilizing model portfolios, mutual funds, ETFs, and individual securities, supported by third-party technology and an affiliated corporate structure that includes a broker-dealer and insurance company.

Private / alternative investments Wealth management Retirement plans for business owners (SEP, solo 401k) Retirement income strategy Charitable giving & philanthropy Founder/Business Owner Retired Mid-Career Professionals
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Michael T

Series 66

Lincoln, NE

Newedge Advisors

Michael Todd is a financial advisor at NewEdge Advisors with eight years of industry experience. He previously worked at Stifel for seven years and Talent Plus Inc for four years. Todd is involved in his community as a board member of the Lincoln Ice Hockey Association, where he manages SafeSport activities, and coaches youth ice hockey and baseball. NewEdge Advisors is an enterprise-scale registered investment adviser serving individuals, pension and profit-sharing plans, corporations, trusts, estates, and charitable organizations through independent advisor representatives. The firm provides a broad range of services including portfolio management, financial planning, retirement consulting, and access to third-party managers, using multiple program structures and technology tools to support advisor and client needs.

Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Executive
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Richard W

Series 65

Lincoln, NE

Tlg Advisors, Inc.

Richard Wall Jr. is a financial advisor at TLG Advisors, Inc. with a Series 65 credential and over two years of industry experience. He is also an attorney and owner of Richard J Wall Jr PC LLO, providing estate planning services. Additionally, he serves as trustee of the John Stone Trust Agreement and owns Cornhusker Financial Solutions, which refers clients for insurance and annuity products. TLG Advisors, Inc. is an SEC-registered investment adviser managing approximately $2.0 billion in discretionary client assets. The firm serves individuals, retirement plans, trusts, estates, charitable organizations, businesses, and institutional investors, offering investment supervisory, portfolio management, and comprehensive financial and estate planning services.

Wealth management Passive / index investing Active portfolio management General estate planning guidance Business ownership considerations Founder/Business Owner Retired
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Bradley B

Series 63, Series 65

Lincoln, NE

Eagle Strategies (NY Life)

Bradley Brodersen is a financial advisor with Eagle Strategies (NY Life) in Lincoln, NE, holding Series 63 and Series 65 credentials and bringing 32 years of industry experience. He has been with Eagle Strategies and affiliated New York Life entities since 2013 and previously operated Brodersen Wealth Strategies from 2018 to 2020. Outside of his financial advisory work, he serves as a trustee and board member for the Wyuka Historical Foundation and Wyuka Cemetery, and owns a local professional networking group, Network Titans, LLC. Eagle Strategies serves a diverse client base, including individuals and institutions, offering financial planning, investment management, and retirement-plan advisory services primarily through non-discretionary asset management. The firm focuses on customized solutions tailored to client and plan sponsor needs and operates within the integrated structure of New York Life.

Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy General retirement planning Retirement income strategy Founder/Business Owner Executive
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Wanda C

Series 63, Series 65

Lincoln, NE

Ameritas Advisory Services, LLC

Wanda Caffrey is a financial advisor with Ameritas Advisory Services, LLC, holding Series 63 and Series 65 licenses and bringing 28 years of industry experience. She has held roles at Ameritas and affiliated firms since 2002 and also operates inSource Inc and inSource Financial Advisors. Additionally, she has been an independent Mary Kay beauty consultant since 2001. Ameritas Advisory Services, LLC provides investment advisory and planning services to individuals, high-net-worth investors, retirement plans, charitable organizations, and businesses. The firm offers asset management, financial planning, retirement plan advisory, and variable product subaccount management across discretionary and non-discretionary programs.

Private / alternative investments Wealth management Retirement plans for business owners (SEP, solo 401k) Retirement income strategy Charitable giving & philanthropy Founder/Business Owner Retired Mid-Career Professionals
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Richard B

Series 63, Series 66

Lincoln, NE

Ameritas Advisory Services, LLC

Richard Berthold is a financial advisor with Ameritas Advisory Services, LLC, holding Series 63 and Series 66 licenses and bringing 24 years of industry experience. He has worked with Ameritas-related firms since 2001, including roles at Ameritas Investment Corp and a brief tenure at McCarthy Holthus, LLP. Ameritas Advisory Services, LLC provides investment advisory and planning services to a diverse client base, including individuals, high-net-worth investors, retirement plans, charitable organizations, and businesses. The firm employs a range of investment options and program platforms, integrating third-party technology and managers while operating within a mutual holding company structure that includes affiliated broker-dealer and insurance entities.

Private / alternative investments Wealth management Retirement plans for business owners (SEP, solo 401k) Retirement income strategy Charitable giving & philanthropy Founder/Business Owner Retired Mid-Career Professionals
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Carina S

Series 63, Series 66

Lincoln, NE

AE Wealth Management, LLC

Carina Smaus is a financial advisor at AE Wealth Management, LLC with nine years of industry experience. She holds Series 63 and Series 66 credentials and has worked previously at Wells Fargo and Shunkwiler Financial. Additionally, she is a limited partner in a family farm, Smaus Farms, LLC. AE Wealth Management provides fee-based portfolio management, financial planning, and retirement-plan consulting to a diverse client base, including individuals, corporations, trusts, and ERISA plan sponsors. The firm utilizes discretionary model portfolios and a range of investment strategies, managing roughly $49.8 billion for more than 127,000 clients.

Tax-loss harvesting Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) Self-Employed Founder/Business Owner
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Peter G

Series 63, Series 65

Bennet, NE

Integrated Wealth Concepts LLC

Peter Gaide is a financial advisor at Integrated Wealth Concepts LLC with 27 years of industry experience. He holds Series 63 and Series 65 licenses and previously worked at PRISM Financial Strategies, LLC and Cornerstone Capital Advisors. Integrated Wealth Concepts serves individuals, high-net-worth clients, families, trusts, estates, businesses, and retirement plans through a network of independent advisors. The firm offers discretionary investment management, financial planning, family office services, and retirement plan advisory, focusing on customized portfolios with a mix of mutual funds, ETFs, equities, and fixed income using a primarily long-term investment approach.

Retirement income strategy Active portfolio management Wealth management Founder/Business Owner Executive
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Cory C

Series 63, Series 65

Palmyra, NE

Empower Advisory Group

Cory Callahan is a financial advisor with Empower Advisory Group in Palmyra, NE, holding Series 63 and Series 65 licenses and bringing 25 years of industry experience. His prior roles include positions at AllState Financial Services, Allstate Financial Advisors, and Heritage Financial Services. Outside of his advisory work, he serves as President of the Palmyra Volunteer Rescue and Assistant Chief of the Palmyra Volunteer Fire Department and volunteers with the Palmyra Action League. Empower Advisory Group provides financial planning and investment management primarily for employer-sponsored retirement plan sponsors and participants, delivering services through integrated platforms focused on long-term portfolio returns and annual rebalancing.

General retirement planning Retirement income strategy Social Security optimization Debt management College savings (529s, UTMA, etc.)
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Illya S

Series 66

Lincoln, NE

Integrated Wealth Concepts LLC

Illya Syniy is a financial advisor at Integrated Wealth Concepts LLC with four years of industry experience and holds the Series 66 designation. His prior work includes roles at LPL Financial and Rhythm Financial Group. Integrated Wealth Concepts serves individuals, families, trusts, estates, businesses, and retirement plans through a network of independent advisors. The firm offers discretionary investment management, financial planning, and family office services, employing customized portfolios with a primarily long-term investment approach.

Retirement income strategy Active portfolio management Wealth management Founder/Business Owner Executive
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Susan M

Series 66

Lincoln, NE

Ameritas Advisory Services, LLC

Susan Maly is a Series 66-credentialed financial advisor with 24 years of industry experience. She has been with Ameritas Investment Corp. since 2002 and currently advises clients at Ameritas Advisory Services, LLC. Ameritas Advisory Services, LLC provides investment advisory and planning services to individuals, high-net-worth investors, retirement plans, charitable organizations, and businesses. The firm utilizes a variety of investment strategies, including model portfolios, mutual funds, ETFs, and individual securities, to build customized client portfolios across multiple program platforms.

Private / alternative investments Wealth management Retirement plans for business owners (SEP, solo 401k) Retirement income strategy Charitable giving & philanthropy Founder/Business Owner Retired Mid-Career Professionals
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Antonio O

Series 63

Lincoln, NE

Ameritas Advisory Services, LLC

Antonio Ojeda is a financial advisor with Ameritas Advisory Services, LLC in Lincoln, NE, holding a Series 63 designation and 31 years of industry experience. He has worked with Ameritas in various capacities since 1994 and is also the owner of Tony Ojeda Financial Center, which provides financial planning, professional development, and productivity training. Additionally, he operates Made2Thrive, a coaching and workshop service for business leaders. Ameritas Advisory Services, LLC offers investment advisory and planning services to a diverse client base, including individuals, high-net-worth investors, retirement plans, charitable organizations, and businesses. The firm utilizes a range of investment strategies and platforms, combining model portfolios, mutual funds, ETFs, and individual securities, while maintaining operational practices designed to optimize cost and expand investment options.

Private / alternative investments Wealth management Retirement plans for business owners (SEP, solo 401k) Retirement income strategy Charitable giving & philanthropy Founder/Business Owner Retired Mid-Career Professionals
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Lindsay K

Series 63, Series 65

Lincoln, NE

Focus Partners Wealth, LLC

Lindsay Kobus is a financial advisor at Focus Partners Wealth, LLC with 16 years of industry experience. She holds Series 63 and Series 65 licenses and previously worked at Buckingham Asset Management, LLC and Executive Wealth Management. Her career also includes experience at LPL Financial. Focus Partners serves individuals, high-net-worth families, family offices, and institutional clients with a broad range of wealth management and advisory services. The firm employs an investment approach that combines active and passive strategies under an enhanced open architecture framework, integrating quantitative and fundamental analysis along with specialized tools such as trend-following and options overlay strategies.

Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) Business sale tax planning Dentist Founder/Business Owner Executive Retired Established Professionals Approaching retirement Values-based investing
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Darin D

Series 63, Series 65

Lincoln, NE

Ameritas Advisory Services, LLC

Darin Dauel is a financial advisor with Ameritas Advisory Services, LLC, holding Series 63 and Series 65 licenses and bringing 30 years of industry experience. He has been with Ameritas Advisory Services since 2022 and also works with Ameritas Life Insurance Corp and Ameritas Investment Company, LLC, where he has been active since 2013. Ameritas Advisory Services, LLC provides investment advisory and planning services to a diverse client base, including individuals, high-net-worth investors, retirement plans, charitable organizations, and businesses. The firm employs a range of investment strategies and program platforms, incorporating both firm-developed and third-party model portfolios along with a variety of securities, while maintaining operational practices such as cost-efficient share class conversions.

Private / alternative investments Wealth management Retirement plans for business owners (SEP, solo 401k) Retirement income strategy Charitable giving & philanthropy Founder/Business Owner Retired Mid-Career Professionals
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Suzanne S

Series 63, Series 65

Lincoln, NE

Ameritas Advisory Services, LLC

Suzanne Showers is a financial advisor with Ameritas Advisory Services, LLC, holding Series 63 and Series 65 credentials. She began her career in financial services in 2026 and has a background that includes roles in education at Concordia University and public schools. Showers also serves as a program director at Concordia University Nebraska. Ameritas Advisory Services, LLC provides investment advisory and planning services to a diverse client base that includes individuals, high-net-worth investors, retirement plans, charitable organizations, and businesses. The firm offers a range of investment management solutions through multiple program platforms, utilizing both firm-developed and third-party model portfolios along with a broad product set.

Private / alternative investments Wealth management Retirement plans for business owners (SEP, solo 401k) Retirement income strategy Charitable giving & philanthropy Founder/Business Owner Retired Mid-Career Professionals
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Jeffrey J

CFP®, Series 63, Series 65

Lincoln, NE

Focus Partners Wealth, LLC

Jeffrey Johnson is a Certified Financial Planner (CFP®) with 44 years of industry experience. He is currently with Focus Partners Wealth, LLC and has previously worked at Buckingham Strategic Wealth, LPL Financial, Citigroup Global Markets, and the University of Nebraska. Outside of his advisory work, he is an author involved in publishing multiple investment-related books and owns a franchise of "The Maids" in Lincoln, Nebraska. Focus Partners Wealth, LLC serves a broad client base including individuals, high-net-worth families, family offices, and institutional clients, offering a comprehensive range of wealth management and advisory services. The firm employs a long-term, tax- and fee-sensitive investment approach that integrates active and passive strategies, third-party managers, and private funds within an enhanced open architecture framework.

Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) Business sale tax planning Dentist Founder/Business Owner Executive Retired Established Professionals Approaching retirement Values-based investing
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Shannon L

CFP®, Series 63, Series 65, Series 66

Lincoln, NE

Focus Partners Wealth, LLC

Shannon Linder is a CFP®-designated financial advisor with 26 years of industry experience. He is currently with Focus Partners Wealth, LLC and previously worked at Buckingham Strategic Wealth, Executive Wealth Management, Waddell & Reed, and Securities America Advisors. Outside of advising, he holds a role as an office manager with Heartland Sales. Focus Partners Wealth serves individuals, high-net-worth families, family offices, and institutional clients with a range of wealth management and advisory services. The firm employs a long-term, tax- and fee-sensitive investment approach that blends active and passive strategies, third-party managers, and private funds within an enhanced open architecture framework.

Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) Business sale tax planning Dentist Founder/Business Owner Executive Retired Established Professionals Approaching retirement Values-based investing
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Jeffrey F

Series 63, Series 65

Lincoln, NE

Ameritas Advisory Services, LLC

Jeffrey Fern is a financial advisor with Ameritas Advisory Services, LLC and holds Series 63 and Series 65 licenses. He has 20 years of industry experience, including roles at Ameritas Investment Corp and Ameritas Life Insurance Corp since 2007, and a brief tenure at Waddell & Reed. Ameritas Advisory Services, LLC provides investment advisory and planning services to individuals, high-net-worth investors, retirement plans, charitable organizations, and businesses. The firm offers a range of asset management and financial planning solutions utilizing model portfolios, mutual funds, ETFs, and individual securities across various program platforms.

Private / alternative investments Wealth management Retirement plans for business owners (SEP, solo 401k) Retirement income strategy Charitable giving & philanthropy Founder/Business Owner Retired Mid-Career Professionals
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