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Brian O
Series 63, Series 65
Rapid City, SD
Morgan Stanley
Brian Ogle is a financial advisor with Morgan Stanley in Rapid City, South Dakota, holding Series 63 and Series 65 licenses and bringing 27 years of industry experience. He has been with various Morgan Stanley entities since 2007, including Morgan Stanley Private Bank, National Association since 2015. Outside of his advisory role, he serves as an assistant baseball coach with Post 22 Baseball in Rapid City. Morgan Stanley Wealth Management is an SEC-registered investment adviser and broker-dealer that provides a broad range of advisory services to individuals and institutional clients. The firm emphasizes tailored financial planning using structured discovery and approved planning tools, serving clients through direct relationships and corporate financial planning agreements.
Sandra S
Series 63, Series 65
Rapid City, SD
Ameriprise
Sandra Schwan is a financial advisor with Ameriprise in Rapid City, SD, holding Series 63 and Series 65 designations and bringing 29 years of industry experience. Her career includes roles at Raymond James Financial Services and Cetera Investment Services, as well as 15 years at Great Western Bank. She serves as president of the board for Rapid City Summer Nights, Inc., a community organization. Ameriprise provides retirement-income planning services targeted at individuals nearing or in retirement with substantial investable assets, delivering tailored, research-backed recommendation reports through a centralized consulting team. The firm offers a broad range of advisory, brokerage, and insurance solutions typical of a large institutional provider.
Spencer M
Series 63, Series 65, Series 66
Rapid City, SD
Morgan Stanley
Spencer Miller is a financial advisor at Morgan Stanley with 31 years of industry experience. He holds Series 63, Series 65, and Series 66 licenses and has worked with Morgan Stanley Private Bank and Morgan Stanley Smith Barney since 2011. Outside of his advisory role, he is involved as a sole proprietor in a rental property business. Morgan Stanley Wealth Management serves both individual and institutional clients, offering a range of advisory programs and tailored financial planning services supported by firm-approved tools and research.
Lisa A
Series 63, Series 66
Rapid City, SD
RBC Capital Markets
Lisa Albers Koppmann is a financial advisor with RBC Capital Markets and holds Series 63 and Series 66 licenses. She has 25 years of industry experience, including 14 years at UBS Financial Services prior to joining RBC in 2020. She serves on the board of directors for Rapid City Christian School. RBC Wealth Management serves individual investors, institutions, corporations, and charitable organizations by offering various advisory programs that include portfolio management, financial planning, custody, and brokerage services. The firm employs tailored investment strategies implemented through a combination of in-house and third-party managers, supported by its capital markets and asset management capabilities.
Andrew W
Series 66
Rapid City, SD
RBC Capital Markets
Andrew Waugh is a financial advisor at RBC Capital Markets in Rapid City, SD with five years of industry experience. He holds a Series 66 designation and has worked previously at City National Bank and Black Hills Energy. Outside of advising, he serves on the board of directors for the Sigma Phi Epsilon South Dakota Alpha Alumni Volunteer Committee, supporting the undergraduate chapter at South Dakota State University. RBC Wealth Management, a division of RBC Capital Markets, serves a diverse client base including individual investors, institutions, pension plans, corporations, and charities. The firm offers a range of advisory programs with tailored investment strategies implemented through a mix of in-house and third-party managers.
Micah W
CFP®, Series 66, Series 63
Rapid City, SD
RBC Capital Markets
Micah Williams is a CFP® with 12 years of industry experience, currently with RBC Capital Markets in Rapid City, SD. He has worked at RBC Capital Markets since 2013, with brief tenures at Heritage Financial Services and Lake Street Advisors Group. RBC Wealth Management, a division of RBC Capital Markets, serves a diverse client base including individual investors, institutions, and charitable organizations. The firm offers a range of advisory programs featuring discretionary and non-discretionary portfolio management, financial planning, and brokerage services tailored to clients’ Advisory Risk Profiles.
Gary H
CFP®, ChFC®, Series 66
Rapid City, SD
RBC Capital Markets
Gary Haack is a financial advisor at RBC Capital Markets with five years of industry experience. He holds the CFP® and ChFC® designations, along with the Series 66 license. Prior to joining RBC in 2020, he worked at U.S. Bank and held various roles including positions at Business & Estate Advisers of WI, LLC, and Farm Bureau Financial Services. RBC Wealth Management serves a diverse client base including individual investors, institutions, pension plans, corporations, and charitable organizations, offering a variety of advisory programs and portfolio management services tailored to clients' risk profiles.
Samuel T
Series 66
Rapid City, SD
Edward Jones
Samuel Tobin is a financial advisor at Edward Jones with a Series 66 designation and one year of industry experience. Prior to joining Edward Jones, he worked at Heartland Financial Services Inc and held various roles at South Dakota State University and Eagle Aviation. Edward Jones is a full-service wealth management firm serving more than four million individual and institutional clients. The firm offers a wide range of advisory services, including discretionary and non-discretionary wrap fee strategies, separately managed accounts, and tax-efficient investment options, supported by a large network of financial advisors and branch offices nationwide.
Austin T
Series 66
Rapid City, SD
OSAIC
Austin Trupe is a financial advisor with Osaic Wealth, Inc. based in Rapid City, South Dakota. He holds the Series 66 designation and has one year of industry experience. In addition to his work in finance, he has been involved as a live sound engineer and audio technician for local music productions. Osaic Wealth, Inc. serves a diverse client base including individual and high-net-worth investors, pension plans, corporations, and charitable organizations, offering a range of brokerage and advisory services through a large network of affiliated financial advisors and multiple advisory platforms.
Paul M
Series 66
Rapid City, SD
LPL Financial
Paul Mcdonnell is a financial advisor with LPL Financial in Rapid City, SD, holding a Series 66 designation and 13 years of industry experience. Prior to joining LPL Financial in 2018, he worked at Invest Financial Corporation for six years and has been affiliated with Black Hills Federal Credit Union for 14 years. LPL Financial is an SEC-registered investment adviser and broker-dealer that serves individuals, retirement plans, banks, credit unions, corporations, and charitable organizations through a large national network. The firm offers a range of financial planning and advisory programs, including discretionary and non-discretionary management, supported by LPL Research and third-party subadvisors.
Calvin S
Series 63, Series 66
Rapid City, SD
Thrivent Investment Management
Calvin Sievers is a financial advisor with Thrivent Investment Management in Rapid City, SD, holding Series 63 and Series 66 credentials and 25 years of industry experience. He has been with Thrivent Financial for Lutherans and its investment management division since 2002. Outside of his advisory role, Sievers serves as senior warden on the vestry board of St. Andrews Episcopal Church and is involved in retail through ownership interests in local clothing boutiques. Thrivent Investment Management provides Dedicated Planning Services to individuals, families, businesses, and nonprofit clients, focusing on holistic, goal-based financial planning without discretionary trading authority. The firm offers integrated planning and managed-account services under a consolidated billing option called WealthPlan.
Jay S
CFP®, Series 66
Rapid City, SD
Edward Jones
Jay Salter is a CFP® professional with 10 years of industry experience, currently serving as a financial advisor at Edward Jones since 2015. He holds the Series 66 designation and is based in Rapid City, SD. Edward Jones is a full-service wealth management firm that serves over four million individual and institutional clients, offering a range of investment strategies and affiliated services. The firm manages approximately $1.01 trillion in assets through a nationwide network of more than 23,700 advisors and emphasizes fiduciary standards in its advisory services.
Lori N
Series 63, Series 66
Rapid City, SD
Morgan Stanley
Lori Neisent is a financial advisor with Morgan Stanley in Rapid City, SD, holding Series 63 and Series 66 credentials and bringing 38 years of industry experience. She has been with Morgan Stanley Smith Barney since 2011. Morgan Stanley Wealth Management is an SEC-registered investment adviser and broker-dealer that offers a broad range of advisory programs to individuals and institutions, including tailored financial planning and estate planning strategies. The firm manages approximately $2.74 trillion in client assets and employs structured planning processes using firm-approved tools and modeling techniques.
Michael P
Series 63, Series 65
Rapid City, SD
LPL Financial
Michael Paikos Jr. is a financial advisor with LPL Financial in Rapid City, SD, holding Series 63 and Series 65 designations and bringing 25 years of industry experience. He worked at Invest Financial Corporation for nine years before joining LPL Financial in 2018. LPL Financial is an SEC-registered investment adviser and broker-dealer serving a wide range of clients, including individuals, retirement plans, banks, credit unions, corporations, and charitable organizations. The firm offers financial planning, advisory programs, retirement plan consulting, and brokerage services through a national network of investment adviser representatives.
Ted N
CFP®, Series 63
Rapid City, SD
Ameriprise
Ted Norman is a CFP®-credentialed financial advisor with Ameriprise in Rapid City, SD, bringing 37 years of industry experience. He has been with Ameriprise and its predecessor firms since 2009. Outside of his advisory work, he is involved in a musical band. Ameriprise provides retirement-income planning services primarily for individuals with significant investable assets, combining research-driven, tax-efficient strategies with annual recommendation reports delivered through a centralized consulting team. The firm offers a broad range of advisory, brokerage, and insurance solutions typical of a large institutional firm.
Diane C
Series 66
Rapid City, SD
LPL Financial
Diane Chamberlain is a Series 66-licensed financial advisor with 27 years of industry experience. She has worked at LPL Financial since 2021 and previously spent over two decades with Waddell & Reed, Inc. and various insurance carriers. Chamberlain also holds a notary commission. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, banks, corporations, and charitable organizations nationwide. The firm offers financial planning, advisory programs, retirement plan consulting, and brokerage services, with discretionary and non-discretionary management options supported by research and technology.
Isaiah J
Series 65, Series 63
Rapid City, SD
Cambridge Investment Research Advisors
Isaiah Judge is a financial advisor with Cambridge Investment Research Advisors in Rapid City, SD, holding Series 63 and Series 65 licenses and seven years of industry experience. His prior roles include positions at Wells Fargo Clearing Services LLC, Wells Fargo Bank NA, and KOL/MURPHYS. Judge serves as a board member of the American Red Cross in Central and Western South Dakota. Cambridge Investment Research Advisors is a large SEC-registered firm that provides financial planning, investment management, retirement plan advisory, and financial-wellness services to a diverse client base, including individuals, institutions, and charitable organizations. The firm offers both proprietary and third-party investment strategies and supports a range of custody and platform arrangements tailored to client objectives.
Nathen S
Series 66
Rapid City, SD
LPL Financial
Nathen Schneider is a financial advisor with LPL Financial in Rapid City, SD, holding a Series 66 designation and 12 years of industry experience. He has been with LPL Financial since 2019 and previously worked at Securities America Advisors from 2015 to 2019. He also operates a DBA, Partridge Financial, since 2014. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, banks, corporations, and charitable organizations through a national network of investment adviser representatives. The firm offers financial planning, advisory programs, retirement plan consulting, and brokerage services, utilizing both discretionary and non-discretionary management supported by research and model portfolios.
Cheryl H
Series 63, Series 66
Rapid City, SD
Morgan Stanley
Cheryl Haugse is a financial advisor at Morgan Stanley with 37 years of industry experience. She has held her current role since 2011 at Morgan Stanley Smith Barney. Haugse holds Series 63 and Series 66 designations. Morgan Stanley Wealth Management is an SEC-registered investment adviser and broker-dealer serving individual and institutional clients. The firm offers a wide range of advisory programs, including tailored financial planning, and manages approximately $2.74 trillion in client assets.
Richard O
Series 66
Rapid City, SD
LPL Financial
Richard Owen is a financial advisor at LPL Financial with six years of industry experience. He holds the Series 66 designation and previously worked at Edward Jones and Pearson. Outside of his advisory role, he is involved with Lightning Lines LLC, a non-investment-related business based in Rapid City, SD. LPL Financial serves individuals, retirement plans, institutions, and charitable organizations through a national network of investment adviser representatives. The firm offers a range of advisory programs, financial planning, and brokerage services, supporting both discretionary and non-discretionary management with research and model portfolios.
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