Patrick Harrington is a financial advisor at Hightower Advisors with 10 years of industry experience. He holds the Series 65 and Series 63 designations and has previously worked at Cais Capital, LLC, Lazard Asset Management Securities LLC, and BlackRock Investments, LLC. Hightower Advisors provides investment advisory and planning services to a wide range of individual and institutional clients. The firm’s approach includes discretionary and non-discretionary portfolio management and emphasizes manager selection with both affiliated and third-party managers across various investment vehicles.

Kristin Rose is a financial advisor with Fifth Third Securities, Inc. in Cincinnati, OH, holding Series 63 and Series 66 licenses and bringing 20 years of industry experience. She has been with Fifth Third Securities since 2008. Outside of her advisory role, she bartends part-time at Southgate House Revival, a concert and entertainment venue. Fifth Third Securities serves a diverse client base including individual, high-net-worth, and institutional clients through both advisory and brokerage services. The firm offers multiple investment programs on the Passageway Managed Account platform, ranging from mutual fund and ETF models to separately managed accounts and direct indexing strategies.

Richard Shurmer III is a financial advisor with Primerica Advisors in Cincinnati, OH, holding Series 63 and Series 65 licenses and bringing 33 years of industry experience. He has been with Primerica Advisors since 1999 and has also been associated with Guardian Life Insurance Company since 1991. Outside of advisory work, he serves as co-trustee and co-executor of his parents' trust. Primerica Advisors operates as part of Park Avenue Securities LLC, serving a broad retail client base with both brokerage and advisory services. The firm offers a variety of investment strategies through proprietary and third-party platforms, supporting a range of account types and financial planning needs.

Matthew Willig is a financial advisor with Primerica Advisors and holds Series 63 and Series 65 licenses. He has 14 years of industry experience and has worked at Primerica Advisors since 2011, with additional roles at Guardian Life Insurance Company and Park Avenue Securities. Outside of his advisory work, he serves on the board of the Northern Kentucky/Greater Cincinnati University of Kentucky Alumni Association and occasionally assists clients with preparing simple wills and healthcare directives. Park Avenue Securities LLC serves a broad retail client base, including individual and high-net-worth investors, charitable organizations, and corporate clients. The firm offers a range of brokerage and advisory services, utilizing proprietary and third-party investment strategies and platforms, with an integrated operating model supporting diverse investment and lending solutions.

Nicholas Niehaus is a financial advisor with Fifth Third Securities, Inc. in Cincinnati, OH, holding Series 63 and Series 66 designations and 18 years of industry experience. His career includes multiple periods at Fifth Third Securities, as well as a year at Wells Fargo Clearing Services LLC. Fifth Third Securities, Inc. offers brokerage and investment advisory services through its Passageway Managed Account Program to individuals, charitable organizations, corporate clients, and institutional investors. The firm combines its municipal-advisor registration with its affiliation to Fifth Third Bank, providing clients access to various discretionary managed-account programs and features such as direct indexing and tax-overlay services.

Aldo Cattoi is a financial advisor at Fifth Third Securities, Inc. with three years of industry experience. He holds Series 63 and Series 65 licenses and has been with Fifth Third Securities since 2022, having previously worked at Fifth Third Bank since 2015. Fifth Third Securities provides brokerage and investment advisory services through its Passageway Managed Account Program to individuals, charitable organizations, corporate and business clients, and institutional investors. The firm offers multiple discretionary managed-account programs and features such as direct indexing and tax-overlay services, operating as a wholly owned subsidiary of Fifth Third Bank.

Warren Perez is a financial advisor with FIFTH THIRD SECURITIES, Inc. He holds Series 65 and Series 63 licenses and has been with Fifth Third since 2021, including his current role at FIFTH THIRD SECURITIES beginning in 2025. Prior to entering the financial sector, his experience includes roles at Rent A Center, National TV Sales and Rental, and Fun City. FIFTH THIRD SECURITIES, Inc. serves a diverse client base including individuals, high-net-worth clients, institutions, and business entities through investment advisory and brokerage services. The firm offers multiple investment programs on its Passageway Managed Account platform, which includes third-party portfolio managers and various investment strategies tailored to client risk profiles.

Anthony Arnold is a financial advisor with Fifth Third Securities, Inc. in Cincinnati, OH, holding Series 63 and Series 66 licenses and bringing 26 years of industry experience. He has been with Fifth Third Securities since 2002. Fifth Third Securities provides brokerage and investment advisory services through its Passageway Managed Account Program to individuals, charitable organizations, corporate and business clients, and institutional investors. The firm combines its municipal-advisor registration with its affiliation to Fifth Third Bank, offering multiple discretionary managed-account programs and features such as direct indexing and tax-overlay services.

Brian Sullivan is a financial advisor at Rockefeller Financial LLC with three years of industry experience. He holds a Series 66 designation and has previously worked at Fifth Third Bank and United Healthcare. Rockefeller Financial LLC serves ultra-high and high-net-worth individuals, families, family offices, charities, corporations, and retirement plans by providing wealth management, financial planning, portfolio management, and retirement plan consulting. The firm integrates wealth, trust, and insurance services within the Rockefeller Global Family Office platform and offers access to alternative and private investments through an institutional ownership structure and placement agent capabilities.

Chase Harkness is a CERTIFIED FINANCIAL PLANNER™ professional affiliated with Janney Montgomery Scott in Cincinnati, Ohio. He has 18 years of industry experience, including a decade at Raymond James and Associates prior to joining Janney Montgomery Scott in 2022. Janney Montgomery Scott LLC is a dually registered broker-dealer and SEC-registered investment adviser managing approximately $110 billion in client assets. The firm serves a diverse client base and offers a range of brokerage, financial planning, and advisory services utilizing in-house and third-party portfolio management across multiple wrap programs and unified managed accounts.

Alexander Hesse is a financial advisor with Eagle Strategies (NY Life) holding Series 65 and Series 63 licenses and has eight years of industry experience. He has been affiliated with Eagle Strategies and New York Life since 2018. Outside of his advisory role, Hesse volunteers as a football coach for Loveland High School and participates in a local business networking group, where he serves on the leadership team. Eagle Strategies serves a diverse range of individual and institutional clients, providing financial planning, investment management, and retirement-plan advisory services. The firm offers multiple program types tailored to client objectives and primarily manages assets on a non-discretionary basis.

Todd Sams is a financial advisor with Fifth Third Securities, Inc. in Cincinnati, OH. He holds Series 63 and Series 65 licenses and has been with Fifth Third Securities since 2025. Prior to this, he worked at Fifth Third Bank and Fidelity Investments, and has experience in non-financial roles including at Big Ash Brewing and Ball State University. Fifth Third Securities serves a diverse client base including individuals, high-net-worth clients, and institutions through both investment advisory and brokerage services. The firm offers a range of programs on the Passageway platform, utilizing multiple portfolio management strategies and third-party managers.

Katherine Hupp is a financial advisor with Fifth Third Securities, Inc. in West Chester, OH, holding Series 63 and Series 66 licenses and bringing 19 years of industry experience. She has been with Fifth Third Securities since 2008. Fifth Third Securities provides brokerage and investment advisory services through its Passageway Managed Account Program to a range of clients including individuals, charitable organizations, corporate and business clients, and institutional investors. The firm offers multiple discretionary managed-account options, combining third-party portfolio managers, strategist portfolios, and advisor-managed sleeves, and is notable for its municipal-advisor registration and affiliation with Fifth Third Bank.

Mason Moore is a financial advisor at Independent Advisor Alliance, LLC with six years of industry experience. He holds the Series 66 designation and has worked at LPL Financial and Curry Moore & Associates Wealth Advisors. Outside of his advisory role, Moore serves as an assistant cross-country and track & field coach at The Summit Country Day High School. Independent Advisor Alliance serves a diverse client base including individuals, small businesses, and charitable organizations, offering asset management, financial planning, and retirement plan consulting. The firm utilizes a network model of advisory representatives and integrates various portfolio management strategies and technology platforms to support client services.

Margaret Kaiser is a financial advisor at Rockefeller Financial LLC with eight years of industry experience. She holds the Series 66 designation and has previously worked at Merrill Lynch and Bank of America. She has been with Rockefeller Financial since 2021. Rockefeller Financial LLC serves high-net-worth and ultra-high-net-worth individuals, families, family offices, institutional clients, retirement plans, foundations, and corporations. The firm provides discretionary and non-discretionary portfolio management, financial planning, and consulting, and operates as a registered broker-dealer offering a range of investment and placement services through an integrated investment platform.

Michael Coates is a CFP® professional with 12 years of industry experience, currently associated with Allworth Financial, L.P. He has worked with Hanson McClain Advisors and Simply Money Advisors. Outside of advisory services, he also works as an insurance agent and provides transportation services locally. Allworth Financial is a fee-based SEC-registered adviser serving individuals, retirement plans, trusts, estates, charitable organizations, and corporate clients. The firm offers customized portfolio management using a variety of model strategies and employs technology to manage held-away employer retirement accounts without accessing client login credentials.

Gregory Goebel is a financial advisor at Citigroup Global Markets with 17 years of industry experience. He holds Series 63 and Series 65 credentials and has been with Citigroup Global Markets Inc. since 1998. Outside of his advisory role, he coaches a youth volleyball club in Kentucky, focusing on teaching fundamentals and the game to children. Citigroup Global Markets serves individual and institutional clients across various wealth segments, offering a broad range of investment advisory programs and execution services. The firm employs multi-asset, multi-manager strategies and combines large institutional scale with unique market roles, including in-house research and security-pricing activities as well as swap dealer and futures commission merchant operations.

Anthony Resendes is a financial advisor at Fifth Third Securities, Inc. with 11 years of industry experience. He holds Series 63 and Series 65 licenses and has worked at Touchstone Securities and IFS Financial Services since 2014. Fifth Third Securities, Inc. offers brokerage and investment advisory services through its Passageway Managed Account Program to individuals, charitable organizations, corporate clients, and institutional investors. The firm combines its municipal-advisor registration with its affiliation to Fifth Third Bank, providing clients access to multiple managed-account options, including direct indexing and tax-overlay services.

Christopher Bush is a Series 66-licensed advisor with 26 years of industry experience, currently with Fifth Third Securities, Inc. He has been with the firm since 2004, based in Cincinnati, OH. Fifth Third Securities serves a diverse client base including individuals, high-net-worth clients, and institutional investors through investment advisory and brokerage services. The firm offers multiple program types and third-party portfolio managers via its Passageway Managed Account Platform and operates as a broker-dealer, SEC-registered investment adviser, and municipal advisor.

Samuel Schroder is a financial advisor with FIFTH THIRD SECURITIES, Inc. in Cincinnati, OH. He holds Series 65 and Series 63 licenses and has one year of industry experience. Prior to joining Fifth Third Securities, he worked at Fifth Third Bank and has experience in other business roles including Mid-Valley Service & Supply, Greek House, and academic positions at the University of Kentucky and Covington Catholic High School. FIFTH THIRD SECURITIES, Inc. serves a diverse client base including individuals, high-net-worth clients, and institutional investors through investment advisory and brokerage services. The firm offers multiple program types on the Passageway Managed Account platform, featuring a range of portfolio management options and tax-efficient strategies.