Katherine Riley is a financial advisor at O'Shaughnessy Asset Management, LLC with one year of industry experience. She holds a Series 65 designation and previously worked at UBS Financial Services and K2 Advisors. Prior to her advisory roles, she gained experience at Bucknell University and King School. O'Shaughnessy Asset Management is a quantitative, institutional discretionary investment manager serving individual investors, financial advisers, and institutional clients. The firm employs a systematic, model-driven investment process and offers a customizable platform for advisors, managing a large client base through a combination of direct and sub-advisory relationships.

Heather Perlmutter is a financial advisor at Tocqueville Asset Management LP with 37 years of industry experience. She holds Series 63 and Series 65 licenses and has been with Tocqueville Securities L.P. since 2008, serving as a portfolio manager. Tocqueville Asset Management L.P. offers discretionary and non-discretionary portfolio management and supervisory services to a diverse client base, including high-net-worth individuals, registered investment companies, insurance companies, and public pension plans. The firm employs a bottom-up, value-oriented, and contrarian investment approach across multiple asset classes and manages both separate accounts and pooled vehicles.

Alison Berman is a Series 65 licensed financial advisor at Palisade Capital Management, L.P. with nine years of industry experience. She has been with Palisade Capital Management since 2011. Palisade Capital Management provides discretionary and non-discretionary investment management and financial planning to a diverse client base that includes corporations, public pension plans, financial institutions, family offices, trusts, and individuals. The firm employs a research-intensive, bottom-up fundamental approach with conviction-weighted portfolios across several equity and fixed income strategies, and maintains formal subadvisory relationships and digital asset investment capabilities.

Jacob Wick is a financial advisor with NorthCoast Asset Management LLC, holding a Series 65 designation and 15 years of industry experience. He has worked at Kovitz Investment Group Partners, Connectus Wealth, and NorthCoast Asset Management. NorthCoast Asset Management provides discretionary portfolio management and financial planning for individuals, including high-net-worth clients, as well as institutional and intermediary clients. The firm employs a quantitatively based, systematic investment process using proprietary models and offers a diverse range of strategies across asset allocation, equity, fixed income, options, and alternative interval funds.

Sandy Siff is a CFP® with 38 years of experience in the financial industry. She is affiliated with Tsa Management Inc and has worked with HRC Services, Inc. and HRC Financial Services since the late 1980s and early 1990s. TSA Portfolio Management provides investment supervisory services to individuals, including high-net-worth clients, as well as retirement and institutional accounts. The firm emphasizes strategic asset allocation, quarterly rebalancing, and a combination of fundamental, qualitative, and technical analysis in its portfolio construction.

Manuel Uranga is a financial advisor at Insigneo Advisory Services, LLC with 27 years of industry experience. He holds Series 63 and Series 65 licenses and has worked at firms including Morgan Stanley Smith Barney and Bolton Securities Corporation. He is also the owner and general partner of A Plus Capital, LLC, an entity involved in securities and investment advisory businesses. Insigneo Advisory Services, LLC provides investment advisory and portfolio management to individual, corporate, trust, and institutional clients, including banking institutions. The firm uses a combination of customized allocations and firm-modeled multi-asset portfolios, incorporating third-party research and a range of investment strategies across multiple asset classes.

Michael Brabant is a financial advisor at Jefferies Investment Advisers LLC with 38 years of industry experience. He holds the Series 66 designation and has worked with Jefferies-affiliated entities since 2009. He serves on the CAIS Advisory Council, a volunteer role focused on alternative asset platform developments. Jefferies Investment Advisers LLC provides fee-based financial planning services to individuals, trusts, estates, foundations, charitable organizations, and businesses. The firm offers a customized planning process incorporating various financial topics and utilizes third-party software and scenario analysis to support client goals.

Scott Monty is a financial advisor with Jefferies Investment Advisers LLC, holding Series 63 and Series 65 licenses and bringing 29 years of industry experience. He previously worked at William Blair for seven years before joining Jefferies in 2023. Jefferies Investment Advisers LLC offers fee-based financial planning services to a broad range of clients, including individuals, trusts, and charitable organizations. The firm emphasizes a customized, collaborative planning process supported by third-party software and probability-based scenario analysis.

Frank Stolba is a financial advisor at Ingalls Investment Management, LLC with 24 years of industry experience. He holds the Series 66 designation and has been with Ingalls & Snyder, LLC since 1998, continuing with Ingalls Investment Management since 2026. Ingalls Investment Management provides discretionary and non-discretionary investment advisory services to individuals, institutions, and various types of organizations. The firm employs diverse asset-management styles, managing accounts primarily on a discretionary basis using fundamental, technical, and cyclical analysis.

Joshua Rinkov is a financial advisor with Jefferies Investment Advisers LLC, holding Series 63 and Series 66 registrations and bringing 27 years of industry experience. He has been with Jefferies-affiliated firms since 2013 and has an investment-related business, RINKOV LP, based in Illinois. Jefferies Investment Advisers LLC provides fee-based financial planning services to individuals, trusts, estates, foundations, charitable organizations, corporations, and other business entities using a customized, collaborative process supported by third-party software and scenario analysis.

Christakis Charalambous is a CFA® charterholder and financial advisor at Leo Wealth, LLC with four years of industry experience. He has worked at Leo Wealth since 2021 and previously at Edge Wealth Management from 2011 to 2019. Leo Wealth provides investment advisory and financial planning services to a diverse client base, including individual investors, trusts, institutions, and retirement plans. The firm employs a multi-faceted investment approach that incorporates diversified ETF model portfolios, systematic single-stock models, and third-party managers, emphasizing tax efficiency and continuous account monitoring.

Emanuele Pirrello is a financial advisor with Jefferies Investment Advisers LLC, holding a Series 66 designation and bringing 21 years of industry experience. He has been with Jefferies & Company, Inc. since 2009 and previously worked at Leucadia Asset Management LLC and Merrill. Outside of his advisory role, he is involved as Chief Operations Officer and LLC member of PERC Carshare LLC, a project offering Tesla carshare services as amenities in luxury residential buildings. Jefferies Investment Advisers LLC provides fee-based financial planning services to individuals, trusts, estates, foundations, and corporate entities, employing a customized and collaborative process that includes analysis, recommendations, and periodic reviews, supported by third-party financial planning software and scenario simulations.

Morgan Mclanahan is a financial advisor at Jefferies Investment Advisers LLC with 33 years of industry experience. He holds Series 63 and Series 66 credentials and has worked at firms including Jefferies LLC, Leucadia Asset Management LLC, Barclays Capital Inc., and Lehman Brothers Inc. Outside of his advisory role, he serves as a governor for The Meadow Club of Southampton, a private tennis club, where he is involved in long-term planning and membership matters. Jefferies Investment Advisers LLC provides fee-based financial planning services to individuals, trusts, estates, foundations, charitable organizations, corporations, and other business entities. The firm follows a customized, collaborative planning process supported by third-party software and focuses on a range of planning topics without providing security-specific investment recommendations.

Jason Murray is a financial advisor with IP Financial Advisory Services LLC, holding Series 63 and Series 66 credentials and bringing 20 years of industry experience. His background includes roles at Innovation Partners LLC and Fiserv. Besides his advisory work, he is an author of several publications focused on entrepreneurship and personal development and also serves as a Medicare consultant and sales and marketing consultant through separate business ventures. IP Financial Advisory Services LLC primarily serves individual retail clients and offers portfolio management, financial planning, consulting, and access to third-party investment managers. The firm employs a range of analytical approaches and focuses on non-high-net-worth investors and retirement plan participants while providing specialized advisory services including actuarial and insurance consulting.

Jackson Kleinert is a financial advisor at Greenwich Wealth Management, LLC with six years of industry experience. He holds a Series 65 designation and has worked at Greenwich Wealth Management since 2018. Prior to that, he held positions at Westchester Country Club, Morgan Stanley, and Tullett Prebon, as well as studying at Southern Methodist University. Greenwich Wealth Management provides investment supervisory services to high-net-worth individuals, families, trusts, endowments, charitable organizations, corporations, and retirement plans. The firm builds bespoke portfolios using fundamental, technical, and macro analysis across a broad set of instruments and typically manages accounts with discretionary authority tailored to client objectives.

Thomas De Cicco is a financial advisor at Jefferies Investment Advisers LLC with two years of industry experience. He holds the Series 66 designation and has worked in various roles at Jefferies LLC and Merrill, along with earlier positions in education at Sacred Heart University, Long Island University, and Saint Joseph by the Sea High School. Jefferies Investment Advisers LLC provides fee-based financial planning services to individuals, trusts, estates, foundations, charitable organizations, corporations, and other business entities. The firm offers a customized planning process using third-party software and focuses on a range of topics including tax and estate planning, executive compensation, and philanthropic planning.

Nicholas Petito is a financial advisor at Cannell & Spears LLC with four years of industry experience. He holds a Series 66 designation and previously worked at JPMorgan Chase Bank and J.P. Morgan Securities. Outside of finance, he works as a plumber’s apprentice at Michael J Petito Plumbing & Heating. Cannell & Spears provides discretionary portfolio management, financial planning, and rollover advice to individual and institutional clients, including high-net-worth individuals, charities, pension plans, and pooled investment vehicles. The firm employs a value-oriented, long-term investment approach based on proprietary fundamental research and concentrated security selection.

Jacob Dempsey is a CFP® professional at Simon Quick Advisors, LLC with three years of industry experience. Prior to joining Simon Quick Advisors in 2023, he worked for ten years at Deloitte Tax LLP. Simon Quick Advisors serves individuals, families, pension and non-profit entities, endowments, foundations, and corporate clients by providing wealth management, investment consulting, financial planning, tax planning and compliance, and administrative services. The firm employs a diversified investment approach including allocations to independent managers, mutual funds, ETFs, and affiliated private investment funds, and offers integrated tax and back-office services.

Paul Hagen is a financial advisor with Citizens Private Wealth who holds Series 66 and Series 63 credentials and has 24 years of industry experience. His career includes prior roles at Barclays Capital Inc. and multiple positions within Citizens Bank entities since 2015. Citizens Private Wealth is a multi-team registered investment adviser serving high-net-worth individuals, families, pension and profit-sharing plans, trusts, estates, charitable organizations, and foundations. The firm provides discretionary and non-discretionary investment management within an open-architecture framework, complemented by tax and estate structuring and business consulting services for multigenerational family and closely held business matters.

Frank Guiffre is a CFP® with 20 years of industry experience, currently serving as an advisor at Tsa Management Inc in Glen Head, NY. He has been associated with Hrc Investment Services since 2005 and is involved with the Saratoga Triathlon Club. TSA Portfolio Management provides investment supervisory services to individuals, retirement, and institutional accounts through discretionary and non-discretionary management. The firm emphasizes strategic asset allocation, diversified portfolios, and a combination of fundamental, qualitative, and technical analysis, managing approximately $1.285 billion in assets across 2,800 client relationships.