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Michael G

Series 66

Austin, TX

LPL Financial

Michael Garner is a financial advisor at LPL Financial with 11 years of industry experience. He holds a Series 66 designation and has worked previously at CUSO Financial Services and University Federal Credit Union. He is also involved with UFCU Investment Services, a business related to his advisory activities. LPL Financial is an SEC-registered investment adviser and broker-dealer that serves individuals, retirement plans, banks, credit unions, corporations, and charitable organizations through a national network of investment adviser representatives. The firm offers a range of financial planning and advisory programs, retirement plan consulting, brokerage services, and utilizes model portfolios and research to support diversified and tactical investment strategies.

College savings (529s, UTMA, etc.)
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Adam H

Series 66

Austin, TX

Edward Jones

Adam Hughes is a financial advisor with Edward Jones in Austin, TX, holding a Series 66 designation and 13 years of industry experience. He has been with Edward Jones since 2012. Edward Jones is a full-service wealth management firm serving over four million individual and institutional clients, managing approximately $1.01 trillion in assets. The firm offers a range of advisory programs, including discretionary and non-discretionary wrap fee strategies, separately managed accounts, and affiliated mutual funds, operating under a fiduciary standard.

Retirement income strategy Stock option exercise strategy Retired Founder/Business Owner Executive
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Reynaldo S

Series 63, Series 66

Austin, TX

Mass Mutual Investors Services

Reynaldo Stoddart is a financial advisor with Mass Mutual Investors Services in Austin, TX, holding Series 63 and Series 66 credentials and 12 years of industry experience. He previously worked with New York Life affiliates for eight years before joining Mass Mutual in 2020. Outside of his advisory role, he coaches kids' soccer. Mass Mutual Investors Services, LLC is a broker-dealer and SEC-registered investment adviser serving individuals, business owners, trusts, estates, charitable organizations, and employers. The firm provides financial planning, asset management, and educational seminars, using technology-assisted tools to develop written recommendations as part of ongoing client relationships.

Divorce financial planning General estate planning guidance Multi-generational wealth transfer Cash flow / budgeting Founder/Business Owner Attorney Executive Married/Couples/Partners Divorced
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Adam J

Series 66

Buda, TX

Edward Jones

Adam Jolliff is a financial advisor with Edward Jones in Buda, TX, holding a Series 66 designation and eight years of industry experience. He has been with Edward Jones since 2017 and previously worked at Lewis Sign Builders, Inc. from 2014 to 2017. Edward Jones is a full-service wealth management firm serving over four million individual and institutional clients with approximately $1.01 trillion in assets under management. The firm offers a wide range of investment strategies and affiliated services, operating under a fiduciary standard and supported by a large network of financial advisors and branch offices nationwide.

Retirement plans for business owners (SEP, solo 401k) Business ownership considerations Business succession planning General estate planning guidance General retirement planning Founder/Business Owner Military & Veterans
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Christopher C

Series 63, Series 66

Austin, TX

J.P. Morgan Securities

Christopher Campo is a financial advisor at J.P. Morgan Securities with 12 years of industry experience. He has worked at J.P. Morgan Chase Bank and J.P. Morgan Securities since 2021, and previously held roles at Citigroup Global Markets and Citibank from 2015 to 2021. He holds the Series 63 and Series 66 designations. J.P. Morgan Securities LLC provides institutional consulting services to corporations, foundations, and defined contribution plan sponsors, offering asset allocation advice, investment manager searches, and customized performance reporting. As part of J.P. Morgan, the firm combines large institutional advisory operations with broker-dealer and investment adviser registrations, delivering recommendations on a non-discretionary basis.

Wealth management Executive Founder/Business Owner
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Travis H

CFP®, Series 63, Series 66

Austin, TX

Edward Jones

Travis Hoffstot is a CFP® professional with 24 years of industry experience, currently serving as a financial advisor at Edward Jones since 2001. He holds Series 63 and Series 66 licenses and is based in Austin, TX. Edward Jones is a full-service wealth management firm serving over four million individual and institutional clients. The firm manages approximately $1.01 trillion in assets under management and offers a range of advisory programs, including discretionary and non-discretionary wrap fee strategies, separately managed accounts, and affiliated mutual funds.

Retirement income strategy General retirement planning Business ownership considerations Wealth management Founder/Business Owner Technology Professional
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Christopher W

Series 66

Wimberley, TX

Edward Jones

Christopher Wright is a financial advisor at Edward Jones with nine years of industry experience. He holds a Series 66 designation and has been with Edward Jones since 2016, following a prior role at AdTel International. Edward Jones is a full-service wealth management firm that serves a broad client base, including individual and institutional clients, with a range of advisory programs and investment options supported by a nationwide network of over 23,000 advisors.

Wealth management Tax-loss harvesting Multi-generational wealth transfer Retired Founder/Business Owner Executive
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Fayaz Baig M

Series 66

Austin, TX

Edward Jones

Fayaz Baig Mogal is a financial advisor at Edward Jones in Austin, TX, holding a Series 66 designation. He has recent experience at Edward Jones and Van Clemens & Co, along with prior roles at TE Connectivity and Bendix Commercial Vehicle Systems. Edward Jones is a full-service wealth management firm serving over four million individual and institutional clients. The firm offers a range of advisory programs and investment strategies, supported by a large network of financial advisors and branch offices nationwide.

Wealth management Tax-loss harvesting Multi-generational wealth transfer Retired Founder/Business Owner Executive
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Cody W

Series 66

Austin, TX

Edward Jones

Cody Williams is a financial advisor at Edward Jones in Austin, TX, holding the Series 66 designation with four years of industry experience. Prior to joining Edward Jones in 2021, he worked in various roles in the energy and manufacturing sectors from 2011 to 2020. Edward Jones is a full-service wealth management firm serving more than four million individual and institutional clients. The firm manages approximately $1.01 trillion in assets and operates through a vast network of financial advisors and branch offices nationwide.

Retirement income strategy Retirement withdrawal strategies Equity Recipients (RS/RSU, SOP, ESPP) Business succession planning General estate planning guidance Retired Founder/Business Owner Executive
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Quinton A

Series 66

Austin, TX

Edward Jones

Quinton Arnold is a financial advisor with Edward Jones in Austin, TX. He holds the Series 66 designation and has one year of industry experience. Prior to joining Edward Jones, he worked at Texas Health and Human Services and the Office of Inspector General, as well as with the nonprofit Promise Keepers. Edward Jones is a full-service wealth management firm serving individual and institutional clients, including high-net-worth households and charitable organizations. The firm offers a range of advisory programs and investment strategies supported by a large nationwide network of financial advisors and branch offices.

Retirement income strategy Wealth management Retirement plans for business owners (SEP, solo 401k) Business ownership considerations Founder/Business Owner Military & Veterans Government Employee Doctor or Medical Professional
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Brett L

PFS™

Austin, TX

Cetera

Brett Laine is a financial advisor at Cetera with the PFS™ designation and four years of industry experience. He also serves as a member of Carpenter & Langford PLLC, a tax preparation and consulting firm. Cetera Investment Advisers LLC is a nationwide SEC-registered adviser serving individuals, retirement plans, corporate and charitable clients, and institutions. The firm offers a multi-manager platform with discretionary and non-discretionary portfolio management, financial planning, and access to various third-party money managers.

Wealth management Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Founder/Business Owner Executive
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Amelia F

Series 66

Austin, TX

J.P. Morgan Securities

Amelia Figueroa is a financial advisor with J.P. Morgan Securities, holding a Series 66 designation and three years of industry experience. Prior to joining J.P. Morgan Securities and JPMorgan Chase Bank, N.A. in 2026, she worked at Merrill and Bank of America from 2015 to 2026. J.P. Morgan Securities LLC provides investment consulting and advisory services mainly to institutional clients and retirement plan sponsors, combining quantitative asset-allocation modeling with centralized due diligence and applying an ESG eligibility framework in its recommendations.

Wealth management Executive Founder/Business Owner
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Tracy B

Series 63, Series 65

Austin, TX

Mass Mutual Investors Services

Tracy Brown is a financial advisor with Mass Mutual Investors Services in Austin, TX, holding Series 63 and Series 65 licenses and having 12 years of industry experience. She has been with MML Investor Services and MassMutual Life Insurance Co since 2016. Brown serves as board treasurer for Independent Identity, a nonprofit that assists adults with autism by managing cash flow and budgeting. Mass Mutual Investors Services is a broker-dealer and SEC-registered investment adviser that provides ongoing financial planning and asset management services to individuals, business owners, trusts, estates, charitable organizations, and employers. The firm emphasizes collaborative, annual planning engagements using firm-approved analytical tools and offers event-driven planning programs including divorce and estate settlement planning.

Divorce financial planning General estate planning guidance Multi-generational wealth transfer Cash flow / budgeting Founder/Business Owner Attorney Executive Married/Couples/Partners Divorced
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William B

Series 66

Austin, TX

STIFEL

William Bruin is a financial advisor at Stifel with a Series 66 designation and has been with the firm since 2024. He has prior experience working with several professional soccer teams, including Austin FC, Seattle Sounders, and Houston Dynamo. Outside of his advisory role, he serves on the board of Pflugerville FC, a youth soccer club, where he assists with tournament registration and communications with families. Stifel serves a wide range of clients, including individuals, institutions, and charitable organizations, offering brokerage and investment advisory services. The firm employs a proprietary investment methodology developed by its Investment Strategy Group to guide asset allocation, retirement, and estate planning decisions.

General retirement planning Income planning
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Marcus S

Series 66

Austin, TX

Cetera

Marcus Stone is a financial advisor with Cetera in Austin, TX, holding a Series 66 credential and 16 years of industry experience. His prior experience includes roles at Securian Financial Services, Inc and Minnesota Life Insurance Company from 2009 to 2023. Outside of advisory work, he is a board member of Stop Alzheimer's Now. He also owns Chiseled, LLC, a business focused on expense management. Cetera Investment Advisers LLC serves a broad client base that includes individuals, employer-sponsored retirement plans, corporate and charitable clients, and institutional accounts. The firm offers various portfolio management and financial planning services through a large network of independent advisors and utilizes a multi-manager platform with discretionary and non-discretionary program options.

Wealth management Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Founder/Business Owner Executive
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Jeffrey M

Series 63, Series 65

Austin, TX

Mass Mutual Investors Services

Jeffrey Mc Crary is a financial advisor with Mass Mutual Investors Services in Austin, TX, holding Series 63 and Series 65 licenses with two years of industry experience. Prior to joining Mass Mutual in 2023, he spent over a decade at St. Andrew's Episcopal School. He also serves as a trustee managing a family trust. Mass Mutual Investors Services is a broker-dealer and SEC-registered investment adviser subsidiary of MassMutual that provides financial planning and asset management services to individuals, business owners, trusts, estates, and charitable organizations. The firm emphasizes collaborative, goal-oriented planning using firm-approved analytical tools.

Divorce financial planning General estate planning guidance Multi-generational wealth transfer Cash flow / budgeting Founder/Business Owner Attorney Executive Married/Couples/Partners Divorced
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Gavin D

Series 66

Austin, TX

Edward Jones

Gavin Dunning is a financial advisor at Edward Jones in Austin, TX, holding a Series 66 designation with one year of industry experience. Prior to joining Edward Jones, he served in the United States Air Force for six years. Edward Jones is a full-service wealth management firm serving over four million individual and institutional clients. The firm offers a wide range of investment strategies and advisory services supported by a large network of financial advisors and branch offices nationwide.

Wealth management Tax-loss harvesting Multi-generational wealth transfer Founder/Business Owner Military & Veterans
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Toney G

Series 63, Series 65

Austin, TX

Cetera

Toney Gizzarelli is a financial professional with 11 years of industry experience, currently affiliated with Cetera. He holds Series 63 and Series 65 licenses and has worked at several firms including Securian Financial Services Inc and Foresters Financial Services. In addition to his advisory role, he is involved with North Star Consultants and North Star Brokerage as an agent/broker specializing in fixed insurance sales. Cetera Investment Advisers LLC is a large SEC-registered adviser serving individuals, retirement plans, corporate and charitable clients, and institutional accounts through a nationwide network of over 10,000 advisors. The firm offers a range of portfolio management and financial planning services with various program structures and access to both affiliated and third-party investment managers.

Wealth management Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Founder/Business Owner Executive
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Kevin W

Series 63, Series 66

Austin, TX

Edward Jones

Kevin Waggoner is a financial advisor with Edward Jones in Austin, TX, holding Series 63 and Series 66 credentials and 24 years of industry experience. He has been with Edward Jones since 2001. Outside of his advisory role, he is a silent investor in several real estate ventures, including retail and commercial properties in Texas. Edward Jones is a full-service wealth management firm serving individual and institutional clients with over $1 trillion in assets under management. The firm offers a range of advisory programs and investment strategies supported by a large network of financial advisors and branch offices nationwide.

Charitable giving & philanthropy College savings (529s, UTMA, etc.) Business ownership considerations General estate planning guidance General retirement planning Founder/Business Owner
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David C

Series 63, Series 66

Wimberley, TX

Cetera

David Cooper is a financial advisor with Cetera, holding Series 63 and Series 66 designations and 26 years of industry experience. He has been with Cetera since 2014 and has worked with related entities since 2002. Outside of his advisory role, Cooper participates in rodeo and farming activities and serves as a back-up power of attorney and executor for a family member. Cetera Investment Advisers LLC is an SEC-registered firm that serves individual clients, employer-sponsored retirement plans, corporate and charitable clients, and institutional accounts. The firm offers a range of portfolio management, financial planning, and retirement services through a multi-manager platform that includes affiliated and third-party managers.

Wealth management Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Founder/Business Owner Executive
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