Frank Caputo is a financial advisor with Equitable Advisors, holding Series 63 and Series 65 registrations and bringing 39 years of industry experience. He has been with Equitable Advisors since 1999 and previously worked at AXA Advisors, LLC for over two decades. Outside of his advisory role, he is involved with Outside Ins. Equitable Advisors serves individuals, pension and profit-sharing plans, corporations, and charitable organizations by providing financial planning, retirement plan consulting, and various asset-management programs. The firm utilizes a network of investment adviser representatives and third-party asset managers to deliver tailored investment solutions, emphasizing ERISA fiduciary services for qualified plans.

Thomas Clifford III is a financial advisor at Cetera with 31 years of industry experience. He holds a Series 63 designation and has been associated with Cetera and Cetera Wealth Services since 2013. Clifford is also an independent insurance agent specializing in life, accident, and health insurance. Cetera Investment Advisers LLC provides services through a nationwide network of independent advisors to individuals, employer-sponsored retirement plans, corporate, charitable, and institutional clients. The firm offers a range of portfolio management and retirement services, with access to third-party money managers and multiple program structures to accommodate various client needs.

Suelem Artzt is a Series 66-licensed advisor at LPL Financial with one year of industry experience. She previously worked at Merrill for ten years before joining LPL Financial and Teachers Federal Credit Union in 2026. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and other institutions. The firm offers a range of advisory and brokerage services, including financial planning, model portfolios, third-party asset management, and institutional platforms, supported by advanced operational and research tools.

Edward Vallar Jr. is a CFA charterholder and Series 63 licensee with 10 years of industry experience. He is currently with LPL Financial and has previously worked at RoundAngle Advisors LLC, Foundation Retirement Plan Consultants, Inc., PJ Robb Variable Corp, and WealthSpire Advisors. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and other institutions. The firm offers financial planning, model portfolios, third-party asset management, and institutional platforms, supporting its network of over 22,800 advisors managing more than $819 billion in discretionary assets.

Peter Donahue is a Series 66 licensed financial advisor with J.P. Morgan Securities, based in Smithtown, NY. He has three years of industry experience, including prior roles at Bank of America, Merrill, and State Farm. Outside of finance, he has worked in the brewing industry with Great South Bay Brewery. J.P. Morgan Securities provides institutional consulting services to plan sponsors, corporations, endowments, and other institutional clients through a non-discretionary program focused on asset allocation advice, investment manager searches, and customized performance reporting. The firm’s advisory process integrates quantitative and qualitative research and may incorporate ESG criteria, supported by affiliates that provide implementation and portfolio services.

Brett Heyder is a financial advisor with J.P. Morgan Securities, holding a Series 66 designation and 14 years of industry experience. He has worked at J.P. Morgan Securities and JPMorgan Chase Bank, N.A. since 2015. Outside of his advisory career, he was involved in local youth soccer programs from 2014 to 2022. J.P. Morgan Securities provides institutional consulting services focused on written asset allocation advice, investment manager searches, and customized performance reporting for plan sponsors, corporations, and endowments. Their advisory process combines quantitative screening and qualitative research with forward-looking capital market assumptions to build model asset allocations.

Jonathan Morton is a financial advisor at Equitable Advisors with 12 years of industry experience. He holds Series 65 and Series 66 designations. His prior work includes roles at Axa Advisors, Northwestern Mutual, and Morton Financial, Inc. He also serves as an administrator or executor of estates and trustee of trusts for family and non-family members. Equitable Advisors provides financial planning, retirement plan consulting, and asset management services to individuals, pension and profit-sharing plans, corporations, charitable organizations, and institutional clients. The firm uses a range of advisory programs delivered through an extensive network of representatives and emphasizes personalized client assessments to match clients with appropriate investment models and third-party managers.

Robert Francis Jr. is a ChFC® with 16 years of industry experience, currently affiliated with Ameriprise. His career includes roles at LPL Financial, Mass Mutual, Metlife Securities, and multiple Ameriprise entities. He is also involved in independent insurance brokering and manages his financial advisory practice through an advisor-owned entity, Certainty of the Uncertainty, LLC. Ameriprise Financial Services is a large, diversified advisory firm serving individual and institutional clients. The firm offers a specialized Premier Retirement Income service that provides written recommendation reports and ongoing retirement planning advice focused on income sources and tax-aware withdrawal strategies.

Eric Flowers is a financial advisor with Mass Mutual Investors Services in Bohemia, NY, holding Series 63 and Series 65 licenses and having 29 years of industry experience. He previously worked at MetLife Securities from 2005 to 2017 and has been with Massachusetts Mutual Life Insurance Company since 2016. Mass Mutual Investors Services, LLC is a broker-dealer and SEC-registered investment adviser operating as a subsidiary of MassMutual. The firm provides ongoing financial planning and asset management services to individuals, business owners, trusts, estates, charitable organizations, and employers.

Gregg Gunzburg is a financial advisor with Equitable Advisors, holding Series 63 and Series 65 designations and bringing 36 years of industry experience. He has been with Equitable Advisors since 1999 and previously worked with Axa Advisors, LLC from 1999 to 2020. Outside of his advisory role, he is involved with Oxford Health and United Concordia Dental through Sound Private Wealth. Equitable Advisors serves a diverse client base including individuals, pension and profit-sharing plans, corporations, and charitable organizations, offering financial planning, retirement consulting, and asset management through a network of Investment Adviser Representatives. The firm utilizes both proprietary and third-party investment programs and provides ERISA fiduciary services for qualified plans.

Brendan Shepherd is a financial advisor at J.P. Morgan Securities with 16 years of industry experience. He holds the Series 63 and Series 66 designations and has been with J.P. Morgan Securities since 2012 and Jpmorgan Chase Bank, N.A. since 2011. J.P. Morgan Securities provides institutional consulting services to plan sponsors, corporations, endowments, and other institutional clients. The firm’s advisory program focuses on written asset allocation advice, investment manager and fund searches, and customized performance reporting, supported by a centralized due diligence process that combines quantitative and qualitative research.

Katherine Connors is a CFP®-designated financial advisor with 30 years of industry experience, currently affiliated with Cetera. She has held roles at firms including Avantax and 1st Global Advisors and operates KC Wealth Management LLC, through which she provides comprehensive financial planning and investment management services. Cetera Investment Advisers LLC is an SEC-registered adviser serving a diverse client base that includes individuals, employer-sponsored retirement plans, corporate and charitable clients, and institutional accounts. The firm offers a range of portfolio management and financial planning services and allows advisors to implement model portfolios or bespoke strategies across multiple program structures.

Joseph Depietro is a financial advisor with LPL Financial and holds Series 63, 65, and 66 licenses. He has 30 years of industry experience, having worked at firms including Morgan Stanley, TD Bank, and Dinosaur Financial Group. His career also includes roles at TD Private Client Wealth LLC and Halliday Financial LLC. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and institutions. The firm offers a range of advisory and brokerage services, including financial planning and access to model portfolios and third-party asset management.

Mary Coleman is a CFP®-certified financial advisor with 21 years of industry experience. She has worked at LPL Financial since 2022 and previously spent 14 years at Ameriprise Financial Services, Inc. Coleman operates Coleman Wealth Advisors, Inc., a business entity for tax and investment purposes. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and institutions. The firm offers a range of advisory services, including financial planning and model portfolio programs, with support from proprietary research and third-party subadvisors.

Brian Mills is a financial advisor with Equitable Advisors, holding Series 63 and Series 65 credentials and bringing 24 years of industry experience. He has been with Equitable Advisors since 2002, including the period when the firm operated as Axa Advisors. Outside of his advisory role, Mills serves as an appointed member of the Riverhead Town Board of Assessment Review. Equitable Advisors serves a diverse client base including individuals, pension and profit-sharing plans, corporations, and charitable organizations, providing financial planning, retirement consulting, and various asset management programs primarily through a broad network of Investment Adviser Representatives. The firm utilizes a combination of proprietary and third-party advisory models and does not sponsor its own wrap fee program.

John Leonard is a financial advisor at Equitable Advisors with a Series 66 credential and two years of industry experience. His prior work experience includes roles at Madison Parker Financial and Elite System Choice, as well as positions outside the financial sector such as at University of South Florida and Hauppauge High School. Equitable Advisors serves a broad client base including individuals, pension and profit-sharing plans, corporations, and charitable organizations, providing financial planning, retirement plan consulting, and various asset-management programs through a network of Investment Adviser Representatives. The firm utilizes third-party asset managers and advisory programs while offering services across mutual funds, ETFs, separately managed accounts, and select alternative investments.

Philip Cracchiola is a financial advisor with Equitable Advisors in Melville, NY, holding Series 63 and Series 65 licenses and with 39 years of industry experience. He has been with Equitable Advisors and its predecessor Axa Advisors since 1999. Outside of his advisory role, he has business interests in Benefit Concepts and the Ashar Group, which focuses on life settlements. Equitable Advisors serves a broad client base including individuals, pension and profit-sharing plans, corporations, and charitable organizations by providing financial planning, retirement plan consulting, and various asset-management programs. The firm’s approach includes matching clients to advisory program models or discretionary managers, often utilizing third-party TAMPs and offers ERISA fiduciary services through credentialed representatives.

Michael Gaffary is a Series 66-registered financial advisor with Equitable Advisors in Melville, NY, having three years of industry experience. Prior to joining Equitable Advisors, he worked at Oak Neck Delicatessen and held various roles including at St. John The Baptist DHS and SUNY Oneonta. Outside of financial advising, he operates a business under the name Quantum Financial Solutions. Equitable Advisors serves a broad client base including individuals, retirement plans, corporations, and charitable organizations. The firm offers financial planning, retirement plan consulting, and asset management programs, utilizing both proprietary and third-party investment models and providing ERISA fiduciary services to qualified plans.

Carl Della Sala is a financial advisor at Equitable Advisors with 40 years of industry experience. He has held Series 63 and Series 65 licenses and has been with Equitable Advisors since 1999, including its predecessor, Axa Advisors, where he worked for over two decades. His other business activities include involvement in the insurance sector. Equitable Advisors serves a broad client base, including individuals across wealth levels, pension and profit-sharing plans, corporations, and charitable organizations. The firm offers financial planning, retirement plan consulting, and asset-management programs through a network of Investment Adviser Representatives and utilizes a variety of third-party and proprietary investment solutions.

Lora Caglioti is a financial advisor at Charles Schwab with 28 years of industry experience. She holds Series 63 and Series 65 licenses and has worked at Charles Schwab and its affiliates since 2002, including a two-year period at TD Ameritrade from 2022 to 2024. Charles Schwab & Co., Inc. serves primarily high- and ultra-high-net-worth individuals through its Schwab Wealth Advisory wrap fee program and affiliated managed-account and financial planning services. The firm offers a combination of non-discretionary investment guidance and access to discretionary separately managed accounts, supported by multi-asset model portfolios and an integrated operational structure.