Isaac Zabukovec is a financial advisor at UBS Financial Services with a Series 66 designation and one year of industry experience. His prior work includes roles at the Virginia Country Club, Boot Barn, and Long Beach City College, among others. UBS Financial Services serves individual, corporate, and institutional clients by offering brokerage, investment advisory, and capital markets services. The firm integrates institutional trading capabilities with wealth management through a range of fee-based financial planning and portfolio management solutions.

Thomas Doherty is a financial advisor with Stifel, Nicolaus & Company, Incorporated, holding Series 63 and Series 65 credentials and bringing 28 years of industry experience. His prior roles include positions at Bank of America, N.A., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. He is based in Newport Beach, California. Stifel serves a diverse client base including individuals, institutional clients, and charitable organizations, offering brokerage and investment advisory services. The firm uses a proprietary investment methodology developed by its Investment Strategy Group to guide asset allocation and financial planning.

Tyler Masukawa is a financial advisor at UBS Financial Services with eight years of industry experience. He has been with UBS since 2017 and previously worked at Capital Group for one year. He holds the Series 66 designation and is based in Irvine, CA. UBS Financial Services serves individual, corporate, and institutional clients through a range of brokerage and investment advisory services, including fee-based financial planning and portfolio management. The firm integrates institutional trading capabilities with wealth management and utilizes proprietary research and model-based asset allocations to tailor client solutions.

Richard Dougherty is a financial advisor with LPL Financial, holding Series 63 and Series 65 designations and bringing 34 years of industry experience. His prior roles include positions at TD Ameritrade, Wells Fargo Advisors, and Oppenheimer. He is also involved with Tower 68 Financial Advisors, a DBA related to his LPL business in Newport Beach, CA. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and other institutions. The firm offers a range of services, including financial planning, model portfolio programs, third-party asset management, and institutional platforms, supported by extensive research and technology tools.

Gino Stumpo is a financial advisor at UBS Financial Services with 26 years of industry experience. He holds a Series 66 designation and has been with UBS since 2000. Outside of his advisory role, he assists family members with the financial aspects of managing a commercial furniture manufacturing business. UBS Financial Services serves individual, corporate, and institutional clients with a range of brokerage and investment advisory services, combining institutional trading capabilities with wealth management offerings tailored through proprietary research and model-based asset allocations.

Kyle Kubota is a financial advisor at Merrill with five years of industry experience and holds a Series 66 designation. His work history includes positions at Merrill and Bank of America. Merrill, together with its affiliate Managed Account Advisors LLC, provides managed account services to Bank of America fiduciary clients through the Select Portfolio Solutions Program, offering model-based and discretionary investment strategies for individuals, high-net-worth clients, pension plans, corporations, and charitable organizations.

Caden Smaker is a financial advisor at UBS Financial Services with three years of industry experience. He has previously worked at Charles Schwab Co., Bank of America, and held various roles outside of finance, including in construction and the insurance sector. UBS Financial Services serves individual, corporate, and institutional clients with a range of brokerage and investment advisory services, combining institutional trading capabilities with wealth management offerings. The firm employs proprietary research and model-based asset allocations to customize financial planning and portfolio management.

Louise Kane is a financial advisor at RBC Capital Markets with 15 years of industry experience. She has previously worked at Oppenheimer & Co. Inc and D.A. Davidson & Co. Outside of finance, she writes fiction under the pen name LK Lawrence, creating and producing romantic comedy stories. RBC Wealth Management, a division of RBC Capital Markets, serves a diverse client base including individual and institutional investors. The firm offers tailored investment advisory programs combining in-house and third-party managers, with options for discretionary portfolio management, financial planning, and specialized investment solutions.

Kyra Hanson is a financial advisor at Fidelity with two years of industry experience. She holds a Series 66 designation and has previously worked at BlackRock and Henderson Management & Real Estate. Outside of finance, her background includes roles in tutoring and various service industry positions. Strategic Advisers LLC, a Fidelity Investments company, provides investment management and advisory services to a diverse client base including retail and institutional investors. The firm uses a systematic investment approach combining proprietary research, quantitative analysis, and algorithmic portfolio construction to manage discretionary and non-discretionary portfolios.

Kenneth Fujita is a financial advisor at LPL Financial in San Clemente, CA, with 30 years of industry experience. He holds Series 63 and Series 65 licenses and has worked at LPL Financial since 2022, with previous roles at BMO Bank NA and Wells Fargo Clearing. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and other institutions. The firm offers a range of advisory and brokerage services, including financial planning and access to model portfolios and institutional platforms.

Theresa Kost is a financial advisor with RBC Capital Markets, holding Series 63 and Series 65 licenses and bringing 32 years of industry experience. She has worked at RBC Capital Markets since 2012 and at City National Bank since 2018. Outside of her advisory role, she serves as Treasurer of the Newport Beach Newcomers Club. RBC Wealth Management, a division of RBC Capital Markets, serves individual and institutional clients with a range of advisory programs that include discretionary and non-discretionary portfolio management, financial planning, custody, and brokerage services. The firm customizes investment strategies according to each client’s risk profile, utilizing both in-house and third-party managers.

Michael Misak is a financial advisor with J.P. Morgan Securities in Laguna Hills, CA, holding Series 63 and Series 66 licenses and bringing 16 years of industry experience. He has been with J.P. Morgan Securities since 2012 and concurrently with JPMorgan Chase Bank, N.A. since 2009. J.P. Morgan Securities provides institutional consulting services to plan sponsors, corporations, endowments, and other institutional clients through a select group of Wealth Advisors. The firm’s advisory process combines quantitative and qualitative research to build model asset allocations, focusing on written asset allocation advice, investment manager and fund searches, and customized performance reporting.

Adam Levi is a Wealth Management Advisor with Merrill Lynch Wealth Management. He advises individuals, families, and small business owners on asset and liability management strategies. Adam has been with Merrill since 2015 and has worked as a financial advisor since 2012. He focuses on areas including college education planning, family wealth management strategies, retirement income, tax minimization, and small business strategies. Adam holds a B.A. in Economics from the University of California, Riverside, where he graduated summa cum laude and was a member of the Phi Beta Kappa Honor Society. He earned his MBA from UCLA Anderson School of Management, conducting research in quantitative finance centered on the US equity market. Adam is a member of the CFA Institute and the CFA Society of Los Angeles. In addition to his professional work, Adam participates in community activities, including volunteering with the Fox Foundation. His personal interests include gardening, golfing, running, table tennis, tennis, and spending time with his family.

Jonathan Smith is a financial advisor with Merrill in Irvine, CA. He holds a Series 66 designation and has four years of experience at Merrill, with prior work at Bank of America and other firms. Merrill serves a diverse client base including individuals, retirement plans, corporations, and institutional clients by offering managed account programs, discretionary portfolio management, and brokerage execution services. The firm utilizes multiple investment program strategies and emphasizes tax-efficient solutions, supported by its integration with Bank of America’s broader banking and capital-markets platform.

Edward Rosenblatt is a financial advisor with Cetera who holds a Series 63 designation and has 31 years of industry experience. He has been with Cetera and its affiliate Cetera Wealth Services, LLC since 2013. Rosenblatt serves as an Investment Advisory Commissioner for the City of Mission Viejo and is president of the Saddleback Art League, a local nonprofit organization. Cetera Investment Advisers LLC operates as a multi-manager platform serving individuals, retirement plans, corporate and charitable clients, and institutional accounts. The firm offers a range of portfolio management and financial planning services, providing advisors access to affiliated and third-party managers across multiple program structures.

Sarah Blosser is a financial advisor at Morgan Stanley with one year of industry experience. She holds a Series 66 designation and previously worked at SurfTrade LLC and New York University Shanghai. Morgan Stanley Wealth Management is an SEC-registered investment adviser and broker-dealer serving individuals and institutional clients with a wide array of advisory programs, including tailored financial planning. The firm manages approximately $2.74 trillion in client assets and employs a structured planning process supported by firm-approved tools and research.

Sean Hooper is a financial advisor at OSAIC with eight years of industry experience. He previously worked for Lincoln Financial Advisors for eight years and is a Series 66 credential holder. Outside of his advisory role, he owns and operates Edelweiss Sports Cards, a business focused on buying and selling sports cards. OSAIC Wealth serves a diverse client base, including retail investors, institutional clients, retirement plan sponsors, and charities. The firm offers brokerage and advisory services through a multi-advisor platform, utilizing model-based asset allocation and portfolio optimization strategies supported by various client-driven tools.

Derwyn Anda is a financial advisor with LPL Financial in Rancho Santa Margarita, CA, holding Series 63 and Series 66 licenses and 16 years of industry experience. His prior experience includes roles at Wells Fargo Clearing, Wells Fargo Bank NA, J.P. Morgan Securities, and Chase Investment Services Corp. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and institutions. The firm offers a range of advisory and brokerage services, including financial planning, model portfolio programs, and institutional platforms, with a focus on integrating technology and diverse investment strategies.

Can Zhao is a financial advisor at Merrill with a Series 66 designation and two years of industry experience. Prior to joining Merrill in 2024, Zhao worked at Citibank N.A. and Wells Fargo Bank. Merrill, along with its affiliate Managed Account Advisors LLC, provides managed account services to Bank of America fiduciary clients through the Select Portfolio Solutions Program, offering model-based and discretionary investment strategies for individuals, high-net-worth clients, and institutional investors.

Michael Yen is a CFP®-designated financial advisor with Morgan Stanley in Newport Beach, CA, bringing 26 years of industry experience. His career includes roles at Morgan Stanley Private Bank, Morgan Stanley Smith Barney, HSBC Securities (USA) Inc., and Banc of America Investment Services. Morgan Stanley Wealth Management serves both individual and institutional clients with comprehensive advisory programs, including tailored financial planning supported by structured discovery conversations and firm-approved tools. The firm manages approximately $2.74 trillion in client assets and offers a range of retail and institutional investment products and strategies.