Yiyan Yeung is a CFA® charterholder and holds a Series 63 license, currently advising at Citigroup Global Markets with 11 years of experience in the financial industry. He previously worked at JPMorgan Securities LLC and JPMorgan Chase Bank NA. Citigroup Global Markets serves individual and institutional clients across various wealth segments, offering a range of investment advisory programs and brokerage services. The firm employs multi-asset, multi-manager strategies and combines large institutional scale with unique market roles, including in-house research and security-pricing activities.

Diana Yang is a financial advisor with Transamerica Financial Advisors, holding Series 63 and Series 65 licenses and bringing eight years of industry experience. She has held roles at multiple firms including Freedom Path Consulting Inc. and Creliable Tax Consulting, and maintains involvement with several business ventures such as a tax preparation practice and consulting firms. Yang also holds a real estate referral license and serves as CEO of Freedom Path Consulting Inc. Transamerica Financial Advisors, LLC provides investment advisory, brokerage, and retirement-plan services to a diverse client base including individuals, employer-sponsored plans, trusts, and charitable organizations. The firm utilizes model portfolios and third-party managers to implement its advisory services through a large advisor network and multiple program platforms.

Christina Bauer Dobias is a financial advisor at TIAA-CREF with 22 years of industry experience. She holds a Series 66 designation and previously worked for Healthcare Community Securities Corporation for 10 years before joining TIAA-CREF in 2024. TIAA-CREF Individual & Institutional Services, LLC provides financial planning, discretionary managed account programs, and broker-dealer services to individuals, trusts, estates, partnerships, corporate entities, and small retirement plans, often serving clients with existing relationships through TIAA-administered employer retirement plans. The firm’s advisory model separates point-in-time planning services from ongoing discretionary management and includes options for model portfolios as well as customized portfolio management.

Amin Rashid is a CFP® and ChFC® with 32 years of experience in the financial services industry. He is currently affiliated with Principal Financial Services and has prior work history at Asset Management Investment Network. In addition to his advisory role, he is involved in selling health insurance through Granite Insurance Brokerage. Principal Securities provides brokerage and registered investment advisory services to a diverse client base including individual investors, retirement plans, trusts, and charitable organizations. The firm offers direct advisory programs, financial planning, retirement plan consulting, and access to third-party money manager solutions, with investment implementation typically carried out on a discretionary basis by third-party managers.

Mark Heinemann is a financial advisor with Eagle Strategies (NY Life) based in Melville, NY, holding Series 63 and 65 licenses and over 40 years of industry experience. His career includes roles at New York Life Insurance Company since 1985 and affiliated firms such as Wealth Conservation Group, Inc. and Pinnacle Strategies. Outside of advisory work, he is a partner and passive investor in several business ventures including HCBM Partners. Eagle Strategies provides financial planning, investment management, and retirement-plan advisory services to a diverse client base including individuals, institutions, and corporate sponsors. The firm emphasizes tailored advice through various program types and manages a significant majority of assets on a non-discretionary basis within an integrated New York Life affiliate structure.

Thomas Tyler is a financial advisor with Eagle Strategies (NY Life) and holds Series 63 and Series 66 licenses. He has 36 years of industry experience and has been with Eagle Strategies since 2009. Tyler also serves as a trustee on the Board of the High Oaks Village Home-Owners Association, where he manages community service contracts and maintenance relationships. Eagle Strategies provides financial planning, investment management, and retirement-plan advisory services to individual and institutional clients. The firm emphasizes tailored recommendations and offers a range of advisory programs, with most assets managed on a non-discretionary basis.

Timothy Shaw is a CFP® with 13 years of industry experience and currently serves as a financial advisor at Stratos Wealth Partners, Ltd. He previously worked at Citigroup Inc. for eight years and at Composition Wealth, LLC for three years. Shaw holds a Series 66 license and operates out of Garden City, NY. Stratos Wealth Partners, Ltd. is an SEC-registered enterprise wealth management firm managing approximately $18.6 billion in assets and serving more than 24,000 clients through a network of about 366 advisors. The firm offers a variety of investment management and financial planning services, including advisor-managed and model-based portfolios, retirement plan consulting, and access to multiple third-party manager programs within an open-architecture platform.

Lori Rappaport Steiner is a financial advisor with Oppenheimer, holding Series 63, 65, and 66 licenses and bringing 36 years of industry experience. She has been with Oppenheimer since 2009. Oppenheimer serves a diverse client base including individuals, corporations, pension and profit-sharing plans, and charitable organizations. The firm offers a range of advisory and brokerage services, utilizing strategic and tactical asset allocation along with various investment strategies to meet client objectives.

Christopher Cardali is a financial advisor at Mariner with 14 years of industry experience. He holds Series 63 and Series 66 licenses and previously worked at Forte Capital LLC for eight years and Fce for one year. Mariner serves a diverse client base, including individuals, pension and profit-sharing plans, trusts, estates, and charitable organizations, providing investment management, financial planning, retirement plan consulting, and coordinated tax services. The firm utilizes a discretionary, customized portfolio approach supported by an internal team and third-party managers, with a notable integration of tax, accounting, and administrative family office services.

Ray Young is a financial advisor with Private Advisor Group, LLC and holds a Series 63 designation. He has 43 years of industry experience, including roles at LPL Financial and his own practice dating back to 1985. In addition to advisory work, he is involved in non-investment business activities through RK Wealth Advisors, LLC. Private Advisor Group, LLC is an SEC-registered firm managing over $41 billion for more than 135,000 clients, including individuals, trusts, and corporate plans. The firm offers discretionary and non-discretionary portfolio management, financial planning, and retirement consulting, utilizing a range of third-party asset management programs and strategies.

James Tindall is a financial advisor with Citigroup Global Markets, holding Series 65 and Series 63 licenses and bringing 11 years of industry experience. His prior roles include positions at J.P. Morgan Securities LLC, Edward Jones, and Massachusetts Mutual Life Insurance Co. Citigroup Global Markets serves individual and institutional clients across various wealth segments, offering a broad range of investment advisory programs and execution services. The firm employs multi-asset, multi-manager strategies and maintains large institutional scale with specialized market roles and arrangements.

Michael Gasparino is a financial advisor at Citizens Securities, Inc. with four years of industry experience. He holds Series 66 and Series 63 licenses and has prior experience with JP Morgan Securities, LLC and JP Morgan Chase Bank, N.A. In addition to his advisory role, he serves as Treasurer and CFO of Cafe Here LLC, managing the financial operations of the business. Citizens Securities serves a broad retail client base, including individual and high-net-worth investors and individual retirement plans, offering investment advisory programs alongside brokerage and insurance services. The firm provides both digital and managed account advisory options and operates as a broker-dealer and insurance agency.

Kyle Zeitlian is a financial advisor at Citigroup Global Markets with one year of industry experience. He holds a Series 66 designation and has previously worked at the University of Pennsylvania and LourdMurray. His background also includes roles at Brentwood School and Iverbe Day and Sports Camp. Citigroup Global Markets serves individual and institutional clients across various wealth segments, offering a range of investment advisory programs, broker-dealer execution, and custody services. The firm employs multi-asset, multi-manager strategies and maintains large institutional scale alongside unique market roles such as swap dealer and futures commission merchant.

Noah Kowalewsky is a financial advisor at Guardian Life with a Series 66 designation and one year of industry experience. He has held positions at Park Avenue Securities and Guardian Life Insurance Company and has worked in various roles across multiple organizations, including Clemson University Athletic Department and Real Madrid Foundation Camps USA. Park Avenue Securities LLC, operating as Park Avenue® Wealth Management, is a dually registered broker-dealer and SEC-registered investment adviser serving individuals, pension plans, charitable organizations, and corporate clients with brokerage, financial planning, and investment advisory services.

Katerina Nalywajko is a financial advisor at MAI Capital Management, LLC with seven years of industry experience. She holds Series 63 and Series 65 licenses and has previously worked at Ethic Wealth Advisors, Capital Bank & Trust Company, and 1919 Investment Counsel. MAI Capital Management, LLC provides discretionary and non-discretionary investment management, wealth management, retirement plan consulting, and family-office services to individuals, families, sports professionals, trusts, and institutional clients. The firm offers a range of portfolio management strategies and integrates financial planning, tax, and bill-pay services, managing $72.3 billion in assets as of May 2026.

Francisco Segarra is a financial advisor with Citigroup Global Markets in New York, NY, holding Series 63 and Series 65 licenses and possessing 28 years of industry experience. He has worked with Citigroup Global Markets since 2007. Citigroup Global Markets serves individual and institutional clients across various wealth segments, offering a broad range of investment advisory programs and broker-dealer execution and custody services. The firm employs multi-asset, multi-manager strategies through discretionary and non-discretionary programs and maintains unique market roles such as operating as a swap dealer and futures commission merchant.

Matthew Gambino is a financial advisor at Janney Montgomery Scott with four years of industry experience. He holds the Series 66 designation and has previously worked at Raymond James. Outside of his advisory role, he has held various positions in unrelated businesses including the Peter Fruit Company and Southampton Bath and Tennis. Janney Montgomery Scott is a large, dually registered broker-dealer and SEC-registered investment adviser managing approximately $110 billion in client assets. The firm serves a diverse client base including individuals, families, trusts, corporate sponsors, and charitable organizations, offering a range of brokerage, financial planning, and advisory services through both in-house and third-party portfolio management.

Michael Cannone is a financial advisor at Citigroup Global Markets with 11 years of industry experience. He holds Series 63 and Series 65 credentials and has worked at Citigroup since 2017 and Goldman Sachs since 2014. Citigroup Global Markets serves individual and institutional clients across various wealth segments, offering a wide range of investment advisory programs, broker-dealer execution, and custody services. The firm employs multi-asset, multi-manager strategies with both discretionary and non-discretionary programs and maintains significant in-house research and market roles distinctive among its peers.

Bryan Petrucci is a financial advisor with Principal Financial Services based in Melville, NY, holding Series 63 and Series 66 licenses and bringing 13 years of industry experience. He has worked with several firms, including The AYCO Company, L.P./Mercer Allied, Goldman Sachs & Co. LLC, and United Capital Financial Advisers, LLC. He is also involved in providing retirement planning services to employees separating from companies with ESOP plans through Great Lakes Retirement Plan Consultants. Principal Securities provides brokerage and registered investment advisory services to a diverse client base, including individual investors, retirement plans, trusts, and charitable organizations. The firm offers direct advisory programs, financial planning, retirement plan consulting, and access to third-party money manager asset allocation and separately managed account solutions.

Carolina Ng is a financial advisor at Citigroup Global Markets with 24 years of industry experience. She has been with Citigroup and its predecessor firm since 1998 and holds Series 63 and Series 65 licenses. Outside of her advisory role, she serves as treasurer of an investment-related corporation involved in managing an Airbnb property in Florida. Citigroup Global Markets serves individual and institutional clients across various wealth segments, offering a broad range of investment advisory programs and broker-dealer services. The firm employs multi-asset, multi-manager strategies with internal oversight and provides specialized solutions for high-net-worth and institutional clients.