Jeremy Kirkham is a financial advisor at Edward Jones with 25 years of industry experience, all of which he has spent with the firm since 2001. He holds Series 63 and Series 66 credentials. Outside of his advisory role, Kirkham serves as president of an LLC involved in property maintenance. Edward Jones is a full-service wealth management firm serving over four million individual and institutional clients. The firm offers a range of investment strategies and affiliated services, supported by a large network of advisors and branch offices nationwide.

Janice Mowen is a financial advisor with Thrivent Investment Management in Louisville, KY, holding Series 63 and Series 66 credentials and bringing 23 years of industry experience. She has worked with Thrivent and its related entities since 2006 and was previously with 1st Global Advisors Inc. from 2009 to 2014. Thrivent Investment Management offers Dedicated Planning Services to individuals, families, businesses, and nonprofit clients, providing goal-based, holistic analyses without discretionary trading authority. The firm’s approach combines planning with managed-account programs under a consolidated billing option, while keeping these services separate.

Christopher Mallory is a financial advisor with Ameriprise in Prospect, KY, holding Series 63 and Series 66 designations and bringing 28 years of industry experience. He has been with Ameriprise and its affiliated entities since 2014. Outside of his advisory role, Mallory serves as Treasurer on the Board of Directors for the North Oldham High School Boosters Club. Ameriprise is an institutional firm offering retirement-income planning services primarily for clients with substantial investable assets. The firm uses a centralized consulting team to deliver non-discretionary, research-driven recommendations that incorporate tax efficiency and adaptive withdrawal strategies.

Chase Donohue is a financial advisor at Ameriprise with a Series 66 credential and three years of industry experience. His prior roles include positions at HSBC Bank USA and HSBC Bank Middle East Ltd. He is also co-owner of CMD Services LLC, where he manages an advisory business. Ameriprise Financial Services is a large diversified advisory firm serving individual and institutional clients, offering specialized retirement income planning through its Ameriprise Premier Retirement Income service. The firm’s approach includes detailed Recommendation Reports and ongoing advice focused on income sources and tax-aware withdrawal strategies.

Claudia Herrick is a financial advisor with J.P. Morgan Securities in Louisville, KY, holding Series 63 and Series 66 licenses and bringing 14 years of industry experience. She has worked continuously at J.P. Morgan entities since 2015. Outside of her advisory role, she is an owner and partner at Bates Court Properties LLC, where she manages real estate maintenance and bookkeeping on a part-time basis. J.P. Morgan Securities provides institutional consulting services to plan sponsors, corporations, and endowments through a select group of Wealth Advisors. The firm offers non-discretionary, written asset allocation advice and investment manager searches, supported by centralized due diligence combining quantitative and qualitative analysis.

Lisa Palmisano is a financial advisor at OSAIC with 32 years of industry experience. She holds the Series 63 and Series 65 licenses. Palmisano previously worked at Lincoln Financial Advisors Corp. for 21 years and Morgan Keegan & Company, LLC for one year. She is also involved in offering traditional life and long-term care insurance and sales of fixed and equity-indexed annuities. OSAIC Wealth serves a diverse client base including retail, high-net-worth, institutional, and corporate clients through a multi-advisor platform. The firm offers brokerage and advisory services featuring model-based asset allocation, portfolio optimization, and a range of managed and third-party investment strategies.

Taylor Jessie is a financial advisor with Raymond James & Associates in Louisville, KY, holding a Series 66 designation and 13 years of industry experience. Prior to joining Raymond James in 2021, Jessie worked at Wells Fargo Clearing from 2016 to 2021. Outside of advising, Jessie consults on skincare products for Rodan & Fields. Raymond James & Associates is a large dually registered broker-dealer and SEC-registered investment adviser managing approximately $501 billion in assets. The firm serves a diverse client base including individuals, institutions, and municipal entities, providing financial planning and non-discretionary investment consulting supported by a range of portfolio management styles and affiliated research.

Jennifer Bigler is a financial advisor with Raymond James & Associates in Louisville, KY, holding a Series 66 designation and 17 years of industry experience. She has worked at Raymond James since 2016 and previously at UBS Financial Services from 2012 to 2016. Raymond James & Associates is a large, dually registered broker-dealer and SEC-registered investment adviser overseeing approximately $501 billion in assets. The firm serves a diverse client base, including individuals, institutional clients, and governmental entities, offering financial planning and investment consulting services primarily through non-discretionary relationships.

Vincent Straight is a financial advisor with UBS Financial Services in Louisville, KY, holding a Series 66 designation and seven years of industry experience. Before joining UBS in 2018, he worked at Dick's Sporting Goods from 2015 to 2018 and attended Indiana University Southeast. UBS Financial Services serves individual, corporate, and institutional clients with brokerage and investment advisory offerings, including fee-based financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management services and leverages proprietary research and model-based asset allocations to tailor investment plans.

Anthony Eurton is a financial advisor at J.P. Morgan Securities with six years of industry experience. He holds Series 63 and Series 66 licenses and has worked at J.P. Morgan Securities and JPMorgan Chase Bank, N.A. since 2019. Prior to his career in finance, he spent thirteen years at Best Buy. J.P. Morgan Securities provides institutional consulting services to plan sponsors, corporations, endowments, and other institutional clients, focusing on written asset allocation advice, investment manager and fund searches, and customized performance reporting. The firm’s advisory process combines quantitative and qualitative research with forward-looking capital market assumptions to build model asset allocations.

Richard Paris II is a financial advisor at Raymond James & Associates with 32 years of industry experience. He holds a Series 63 designation and has worked at notable firms including UBS Financial Services, Wells Fargo Clearing, and A. G. Edwards & Sons, Inc. In addition to his advisory role, he serves as a pastor and missionary leader in the Remnant Church of Jesus Christ of Latter Day Saints. Raymond James & Associates is a large, dually registered broker-dealer and SEC-registered investment adviser managing approximately $501 billion in assets. The firm serves a diverse client base including individuals, institutions, and public entities, offering tailored financial planning and consulting with a range of portfolio management styles and municipal advisory services.

William Speer is a Certified Financial Planner (CFP®) with 11 years of industry experience. He is currently with Morgan Stanley and has previously worked at Bank of America and Merrill. Speer serves as a board member for Home of the Innocents, a Louisville-based nonprofit focused on children’s health and welfare. Morgan Stanley Wealth Management is an SEC-registered investment adviser and broker-dealer offering a broad range of advisory programs to individuals and institutional clients. The firm’s financial planning emphasizes structured discovery conversations and utilizes advanced modeling tools, serving approximately $2.74 trillion in client assets.

Reece Stephens is a financial advisor at Robert Baird & Co. with two years of industry experience. He previously worked at Edward Jones and Old National Bank and holds a Series 66 designation. The DDK Group, part of Robert W. Baird & Co.’s Private Wealth Management department, serves individuals, corporate clients, pensions, profit-sharing plans, and charitable organizations. The firm offers a range of financial planning, portfolio management, and brokerage services, utilizing both manager-traded and model-traded strategies along with internal research tools and partnerships.

Patrick Shellenberg is a financial advisor at Edward Jones in Louisville, KY, holding Series 63 and Series 65 credentials with 29 years of industry experience. He has been with Edward Jones since 2003. Edward Jones is a full-service wealth management firm serving over four million individual and institutional clients with approximately $1.01 trillion in assets under management. The firm offers a range of investment strategies, including discretionary and non-discretionary wrap fee programs, separately managed accounts, and affiliated mutual funds, operating under a fiduciary standard.

Brian Hartman is a CFP® with 26 years of industry experience, currently affiliated with OSAIC since 2025. He previously worked at Lincoln Financial Securities Corporation from 2016 to 2025. Outside of his financial advisory role, he is the owner of Ruby Financial Planning LLC, which offers disability insurance, annuities, long-term care insurance, and life insurance products. Osaic Wealth serves a diverse client base including individual investors, retirement plan sponsors, charities, and corporate clients through a multi-advisor platform. The firm’s investment process incorporates model-based asset allocation, portfolio optimization, and offers various advisory services and third-party manager options.

Corey Jones is a financial advisor at Ameriprise in Louisville, KY, holding a Series 66 designation with one year of industry experience. His background includes roles at Joe W. Taylor CPAs, New Covenant Trust Company, and several positions at Western Kentucky University. Ameriprise Financial Services is a large, diversified firm serving individual and institutional clients, offering specialized retirement income planning through its Premier Retirement Income service, which provides detailed recommendation reports and ongoing annual advice.

Bradley Walker is a financial advisor with Robert Baird & Co. in Louisville, KY, holding Series 63 and Series 65 designations and bringing 28 years of industry experience. He worked previously at J.J.B. Hilliard, W.L. Lyons, Inc. for 18 years before joining Robert Baird in 2019. Walker serves as a board member for NOBO Inc., a startup medicinal cannabis holding and consulting company, where he provides organizational oversight and financial management guidance. He is part of The DDK Group within Robert W. Baird & Co.’s Private Wealth Management department, which serves individuals, corporate clients, pensions, profit-sharing plans, and charitable organizations using a combination of portfolio management strategies and financial planning services.

Samantha Petter is a financial advisor with LPL Financial, holding Series 63 and Series 65 licenses and five years of industry experience. Her prior work includes roles at Truist Investment Services, FIFTH THIRD SECURITIES, and Fifth Third Bank National Association. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and other institutions. The firm offers a range of advisory services, including financial planning, model portfolio programs, third-party asset management, and institutional platforms.

Philip Mccauley III is a financial advisor with Morgan Stanley in Louisville, KY, holding Series 63 and Series 65 licenses and bringing 36 years of industry experience. He has worked at Morgan Stanley Smith Barney since 2009 and at Morgan Stanley Private Bank, National Association since 2015. Outside of his advisory role, Mccauley is an author focused on educational research and publishing and serves on the Trinity High School Foundation Board’s Investment Committee. Morgan Stanley Wealth Management provides a range of advisory programs to individuals and institutional clients, offering tailored financial planning supported by firm-approved tools and research, with approximately $2.74 trillion in client assets under management.

Thomas Gaines III is a financial advisor with LPL Financial in Louisville, KY, holding Series 63 and Series 65 licenses and bringing 35 years of industry experience. He has been with LPL Financial since 2005 and previously worked at Morgan Keegan & Company, LLC. In addition to his advisory role, he operates T. W. Gaines & Co., which sells fixed insurance products including long-term care, fixed annuities, and universal life insurance. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and other institutions. The firm offers a range of advisory and brokerage services, utilizing both proprietary and third-party investment strategies, supported by technology tools for operational and research purposes.