John Mishima is a financial advisor with J.P. Morgan Securities, holding Series 63 and Series 66 licenses and bringing 15 years of industry experience. He has been with J.P. Morgan Securities since 2012 and JPMorgan Chase Bank, N.A. since 2015. J.P. Morgan Securities provides investment consulting and advisory services primarily to institutional clients and retirement plan sponsors, combining quantitative asset-allocation modeling with centralized due diligence. The firm focuses on delivering non-discretionary advice through a select group of Wealth Advisors and incorporates an ESG eligibility framework in its investment recommendations.

Eric Lee is a financial advisor at Merrill with six years of industry experience. He holds Series 63 and Series 66 licenses and has previously worked at HSBC Bank USA NA, Cetera Investment Services, and East West Bank. Merrill, along with its affiliate Managed Account Advisors LLC, provides managed account services to Bank of America fiduciary clients through the Select Portfolio Solutions Program. The firm offers model-based and discretionary investment strategies supported by internal and third-party managers, serving individuals, high-net-worth clients, pension plans, corporations, and charitable organizations.

Alvin Lam is a Senior Financial Advisor at Merrill Lynch Wealth Management. He works with individuals, families, and business owners to develop wealth plans aimed at achieving their financial goals. Alvin focuses on providing clarity and structure to financial decisions that clients often find fragmented or reactive. His expertise includes tax-efficient investment and retirement planning, cash flow management, wealth preservation, and intergenerational wealth transfer. Alvin has experience collaborating with clients and their tax advisors and CPAs to coordinate investment strategies and retirement planning. He serves clients interested in college education planning, family wealth management, special needs planning strategies, legacy planning, and retirement income. He holds the Personal Investment Advisor (PIA) designation and attended schools within the California State University System. In addition to his advisory role, Alvin is involved in community service through organizations such as Ability First and professional groups including the South Pasadena Royal Lions Club and Taiwanese American Professionals - Los Angeles. He is bilingual in Yue (Cantonese), Chinese, and English, and his personal interests include golfing, skiing, spending time with his family, traveling, and watching movies.

Matthew Regan is a Series 66 licensed financial advisor at UBS Financial Services with 27 years of industry experience. He has been with UBS since 2012. Outside of his advisory role, he serves as Treasurer and is a member of the Board of Directors for Friends of La Canada Baseball, a charity supporting the La Canada High School Baseball team. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, combining institutional trading capabilities with wealth management services. The firm employs model-based asset allocations and proprietary research to tailor financial plans to client goals and risk tolerances.

Dylan Lara is a financial advisor with J.P. Morgan Securities based in Buena Park, CA. He holds Series 66 and Series 63 licenses and has three years of industry experience. Prior to joining J.P. Morgan Securities, he worked at JPMC Bank NA and was involved with Stinkin Crawfish. J.P. Morgan Securities LLC provides investment consulting and advisory services primarily to institutional clients and retirement plan sponsors, combining quantitative asset-allocation modeling with centralized due diligence and an ESG eligibility framework in its investment approach.

Shane Waarbroek is a Wealth Management Advisor at Merrill Lynch Wealth Management. He leads a team of investment professionals that provides comprehensive wealth planning and personalized financial strategies, aiming to give clients confidence as they navigate various financial markets. His practice focuses on serving high net worth individuals, families, foundations, retirement plans, entrepreneurs, corporate executives, and clients in sports and entertainment. With 18 years of experience in the financial services industry, Shane joined Merrill in 2003. He has expertise in corporate benefits, including equity compensation, defined benefit and contribution plans, executive compensation, and retirement planning. His team offers customized consultation that covers investments, lending through Bank of America, alternative investments, and diversification strategies. Shane’s responsibilities include selecting and overseeing specialized fund managers with tactical and strategic asset allocation. Shane earned a Bachelor’s degree in Psychology with specializations in Computing and Business Administration from the University of California, Los Angeles. He holds professional designations including Certified Exit Planning Advisor (CEPA), Certified Plan Fiduciary Advisor (CPFA), Certified Private Wealth Advisor (CPWA), Personal Investment Advisor (PIA), Retirement Benefits Consultant (RBC), and Sports & Entertainment (SE). Outside of his professional work, Shane has been involved with UCLA alumni organizations and the Rotary Club of Westwood Village.

Kylie Silva is a financial advisor at Morgan Stanley with nine years of industry experience. She holds Series 65 and Series 63 licenses and previously worked at New York Life and NYLife Securities. She is based in Pasadena, CA. Morgan Stanley Wealth Management serves both individual and institutional clients, offering a range of advisory programs and tailored financial planning supported by firm-approved tools and methodologies.

Felix Urena Jr. is a financial advisor at J.P. Morgan Securities with 23 years of industry experience. He previously worked for Citigroup Global Markets for 16 years before joining JPMorgan Securities and JPMorgan Chase Bank in 2023. He serves as a board member for LA Waterkeeper, a nonprofit focused on protecting and improving water quality in the Los Angeles area. J.P. Morgan Securities provides institutional consulting services to corporations, foundations, and defined contribution plan sponsors, offering asset allocation advice, investment manager searches, and customized performance reporting. The firm combines large institutional advisory operations with affiliated brokerage and investment management capabilities.

Diane Gutierrez is a financial advisor at Fidelity with Series 66 and Series 63 credentials and two years of industry experience. Her prior work includes roles at the University of California Santa Barbara, the University of Georgia, and the University of Denver. Fidelity’s Strategic Advisers LLC offers investment management and advisory services to retail and institutional clients, employing a combination of proprietary fundamental research, quantitative analysis, and algorithmic portfolio construction across mutual funds, ETFs, and ETPs. The firm also serves multiple registered investment companies and provides model portfolios using systematic methodologies and long-term asset allocation benchmarks.

Sean Keenan is a Senior Financial Advisor at Merrill Lynch Wealth Management. He has been in the financial services industry since 2007, beginning his career after graduating with a Bachelor's degree from the University of California, Irvine. Sean joined Merrill Lynch Wealth Management in January 2019, bringing with him experience from Merrill Edge and Scottrade, where he served as an Investment Consultant. Sean specializes in helping clients manage their wealth to meet individual needs, focusing on a comprehensive and personalized approach that starts with understanding client goals. His areas of expertise include legacy planning, liquidity management, retirement income, and portfolio management services. He holds the Chartered Retirement Planning Counselor (CRPC) and Personal Investment Advisor (PIA) designations. Residing in Monrovia, California, Sean balances his professional life with personal interests such as camping, fishing, hiking, and spending time with his family. He is also involved in community service with organizations including CAP San Bernardino Food Bank and Heal the Bay.

Jared Snyder is a financial advisor at Charles Schwab with three years of industry experience. He holds the Series 66 designation and has worked at Charles Schwab in various capacities since 2024, as well as at Merrill and Bank of America prior to that. Outside of his advisory role, Jared officiates basketball contests for the NCAA and other amateur leagues. Charles Schwab serves primarily high- and ultra-high-net-worth individuals through its Schwab Wealth Advisory wrap fee program and affiliated managed-account and financial planning services. The firm’s integrated approach combines non-discretionary advisory relationships with access to affiliated discretionary separately managed accounts and a structured alternative investment selection process.

Michael Gorak is a financial advisor at LPL Financial with 21 years of industry experience. He holds Series 63 and Series 65 licenses and has previously worked at firms including Western International Securities, Centaurus Financial, RBC Securities, Brookstreet Securities, and Citigroup Global Markets. In addition to his advisory role, he is registered as an independent agent for non-variable insurance. LPL Financial is a national broker-dealer and SEC-registered investment adviser offering a range of advisory and brokerage services to individuals, retirement plan participants, banks, trust companies, and institutions. The firm supports its advisory network with model portfolios, third-party asset management, and institutional platforms while combining these services with various non-advisory financial products.

Koorosh Zartoshty is a financial advisor with LPL Financial, holding Series 63 and Series 66 credentials and bringing 29 years of industry experience. His prior roles include positions at Centaurus Financial Inc., Cetera Advisor Networks LLC, and Summit Financial Group. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and other institutions through a large network of investment adviser representatives. The firm offers a range of advisory and brokerage services, including financial planning, model portfolio programs, and access to third-party asset managers, with investment strategies implemented through discretionary or non-discretionary approaches.

Chun Pong Lau is a financial advisor at Cetera with 13 years of industry experience. He holds Series 63 and Series 65 licenses and has worked previously at HSBC Securities (USA) Inc. and CTBC. Outside of advisory work, he is co-owner of Ares Palace LLC, a company focused on wholesale real estate acquisitions and residential property sales and remodeling. Cetera Investment Advisers LLC serves a broad client base including individuals, retirement plans, corporate, charitable, and institutional accounts. The firm offers a range of portfolio management and financial planning services through a large nationwide network of independent advisors, utilizing a multi-manager platform with various program options and model portfolio implementations.

Ted He is a financial advisor with Morgan Stanley in Pasadena, CA, holding a Series 66 license and possessing 22 years of industry experience. He has worked at Morgan Stanley since 2009, including a role with Morgan Stanley Private Bank, National Association since 2015. Outside of his advisory work, he manages property rentals in the Los Angeles area. Morgan Stanley Wealth Management is an SEC-registered investment adviser and broker-dealer serving both individual and institutional clients. The firm offers a variety of advisory programs, including tailored financial planning that utilizes structured discovery conversations and firm-approved planning tools.

Maximillian Prato is a financial advisor with Cetera, holding a Series 66 designation and one year of industry experience. He has been with Cetera and its affiliate since 2023 and has held various roles including working at South Hill Country Club, where he also serves as a bartender. Cetera Investment Advisers LLC is an SEC-registered firm serving individuals, retirement plans, corporate, charitable, and institutional clients. The firm offers a range of portfolio management and financial planning services through a large nationwide network of independent advisors and utilizes multiple program structures and third-party managers.

Aida Arreguin is a financial advisor with Cetera who holds a Series 66 designation and has six years of industry experience. She has worked at several firms including Avantax and Ameriprise, and currently serves as a Wealth Management Associate at Husami & Associates, which provides accounting, tax, and financial services to family-owned and privately held businesses. Cetera Investment Advisers LLC is an SEC-registered firm that supports a large nationwide network of independent advisors serving individual, retirement plan, corporate, charitable, and institutional clients. The firm offers a multi-manager platform with a variety of portfolio management and financial planning services, managing over $256 billion in assets.

Richard Armento is a financial advisor at Osaic with 37 years of industry experience. He holds Series 63 and Series 65 designations and has a background that includes long-term roles at Washington Square Securities, DMA Insurance Services Inc., and Annelor Inc. Outside of his advisory work, Armento serves as president of several insurance-related businesses that focus on property and casualty insurance and support independent insurance agencies. Osaic Wealth, Inc. serves a diverse client base ranging from individual investors to institutional entities, offering integrated brokerage and advisory services. The firm employs asset-allocation tools, risk-tolerance assessments, and automated rebalancing to manage portfolios across various asset classes, and supports a multi-platform, complex corporate structure with multiple mergers and third-party partnerships.

Anthony Argy Jr. is a financial advisor at J.P. Morgan Securities with eight years of industry experience. He holds Series 63 and Series 66 licenses and has worked at various JPMorgan entities since 2015. Outside of his advisory role, he operates an e-commerce business selling trading cards. J.P. Morgan Securities provides institutional consulting services to corporations, foundations, and defined contribution plan sponsors, combining large-scale advisory operations with brokerage and investment management capabilities.

Yunfen Yi is a Senior Financial Advisor at Merrill Lynch Wealth Management, specializing in wealth and investment management for high net worth clients. With nine years of experience in the financial industry, she has worked with firms such as US Bancorp, JP Morgan, and PNC Bank, collaborating with teams to provide investment solutions tailored to clients' goals and needs. Yunfen's expertise includes managing new wealth, personal retirement planning, portfolio management services, and strategies for individual and corporate investments. Yunfen holds a Personal Investment Advisor (PIA) designation and earned her Bachelor's degree as well as a Master of Business Administration from Ramon Magsaysay Technological University, and an additional MBA from Mercer University. She is proficient in Chinese, Yue (Cantonese), and English. Yunfen values building trust and simplicity in her client relationships, focusing on open communication and understanding clients' life priorities to develop personalized financial plans. Outside of her professional work, Yunfen enjoys playing badminton, basketball, dancing, golfing, music, reading, running, singing, traveling, and practicing yoga. She is actively involved with the Chinese University Alumni Association Alliance of Southern California and the North America Chinese University Alumni Alliance.