Anthony Santoloci is a financial advisor with Shufro, Rose & Co., LLC, holding a Series 66 designation and nine years of industry experience. He has worked at Shufro, Rose & Co. since 2019 and previously held roles at Gilder Gagnon Howe, Niagara International Capital Limited, and Ameriprise Financial Services. Shufro, Rose & Co., LLC is an SEC-registered investment adviser managing over $2 billion for individuals, families, trusts, retirement accounts, and various entities. The firm offers discretionary and non-discretionary portfolio management, financial planning, and access to alternative private funds, emphasizing a long-term investment horizon and individualized portfolio management.

Xerxes Mullan is a financial advisor at Avestar Capital, LLC with 20 years of industry experience. He holds Series 65 and Series 66 licenses and has previously worked at Purshe Kaplan Sterling Investments, Bank of America, and Merrill Lynch. He serves on the board of directors for the education nonprofit Pratham USA. Avestar Capital advises private investment funds, high-net-worth families, accredited investors, charitable organizations, and corporate clients by offering portfolio management, financial planning, due diligence, and family office services. The firm combines internally managed ETF strategies with third-party model portfolios and provides access to private funds and special purpose vehicles, serving both domestic and non-U.S. clients.

Sofia Figueroa is a CFP® with eight years of industry experience, currently serving as a financial advisor at Ellevest. Her prior experience includes roles at Morgan Stanley, B&H Company, Inc., and Anheuser-Busch. She holds Series 66 and Series 65 licenses. Ellevest provides discretionary investment management and financial planning services with a focus on helping women plan and invest. The firm offers tailored portfolios emphasizing strategic asset allocation and diversification, along with values-aligned investment options and comprehensive financial planning services.

Benedict Schlatter is a financial advisor at Makrod Investment Associates Inc with 12 years of industry experience. He holds a Series 65 credential and has been with Makrod Investment Associates since 2011. Makrod Investment Associates provides investment advisory services to individuals, high-net-worth clients, pension and profit-sharing plans, trusts, and charitable organizations. The firm employs a value-oriented approach focused on equities, investment-grade fixed income, and cash/money market funds, managing approximately $803.7 million on a primarily non-discretionary basis.

Thomas Arch is a financial advisor at Arch Global Advisors, LLC with a Series 66 credential and one year of industry experience. His prior roles include positions at LPL Financial LLC, Masterworks, and Prudential Financial Planning Services. He has a background that includes work in educational and club settings before entering the financial services industry. Arch Global Advisors provides discretionary investment management, financial planning, and retirement-plan advisory services to individuals, high-net-worth clients, trusts, estates, businesses, and retirement plans. The firm manages approximately $144.8 million on a discretionary basis and employs a long-term investment approach using ETFs, individual equities, mutual funds, and derivative strategies as appropriate.

Matthew Zenz is a financial advisor with Hill Investment Group in New York, NY, holding Series 63 and Series 65 licenses and seven years of industry experience. His prior work includes positions at Dimensional Fund Advisors and Stone Ridge Securities LLC. Hill Investment Group Partners, LLC provides investment management, financial planning, and family-office services to individuals, high-net-worth clients, trusts, small businesses, and institutional retirement plans. The firm employs a diversified, rules-based investment approach grounded in modern portfolio theory, managing most portfolios on a discretionary basis and utilizing model portfolios and third-party research.

Yu Bai is a CFA® charterholder with nine years of industry experience, currently serving as an advisor at Empirical Research Partners LLC since 2014. Based in New York, NY, Yu Bai holds a Series 63 license and works within a four-advisor team. Empirical Research Partners serves an exclusively institutional client base by providing data-driven subscription research and on-request investment advice. The firm uses proprietary quantitative models and a middleware approach combining macroeconomic analysis with factor modeling to inform institutional decision-making.

Nicholas Bertha is a financial advisor at Hampshire Family Office with 19 years of industry experience. He holds Series 63 and Series 66 licenses and has worked at Hampshire Family Office since 2022 and at Fieldpoint Private Securities, LLC since 2011. Outside of his advisory roles, he serves as president of Fieldpoint Private Trust, LLC, a trust company subsidiary of Fieldpoint Private Holdings. Hampshire Family Office provides investment management, financial planning, and consulting services to high-net-worth individuals, families, trusts, qualified purchasers, and institutional clients. The firm employs a combination of fundamental, technical, and quantitative analysis, utilizing both active and passive strategies tailored to client objectives and risk tolerance.

Sachin Kumar is a financial advisor at Laidlaw Wealth Management LLC with 15 years of industry experience. He holds Series 63 and Series 66 designations and previously worked at Morgan Stanley Private Bank, N.A. and Morgan Stanley from 2016 to 2019. Since 2019, he has been associated with both Laidlaw Wealth Management and Laidlaw & Company (UK) Ltd. Laidlaw Wealth Management LLC serves individuals—including high-net-worth clients—pension plans, trusts, charitable organizations, and business entities. The firm offers discretionary and non-discretionary investment management and financial planning, constructing customized portfolios using institutional-class funds, ETFs, structured products, and fixed-income securities, while incorporating Modern Portfolio Theory and independent money managers in its approach.

David Rauch is a financial advisor at Kelleher Financial Advisors, LLC in New York, NY, with 19 years of industry experience. He holds Series 65 and Series 63 licenses and has been with Kelleher Financial Advisors since 2015. The firm provides investment advisory and financial planning services to individuals, families, trusts, institutions, corporations, and pension plans. Kelleher Financial Advisors manages approximately $1.15 billion in assets across a four-advisor team, offering tailored investment strategies that include long-term equity management, balanced portfolios, and a concentrated value-oriented approach that may employ options.

Michael Letzter is a financial advisor at NerdWallet Wealth Partners, LLC with five years of industry experience. He holds a Series 66 designation and previously worked at Sanford C. Bernstein & Co., LLC and Rockefeller & Co. He also has experience teaching as part of the Financial Life Skills Program at the University of Wisconsin–Madison. NerdWallet Wealth Partners, LLC is an SEC-registered investment adviser serving individual and high-net-worth clients as well as certain charitable organizations through discretionary investment management and integrated financial planning. The firm implements primarily passive, asset-class-weighted portfolios supported by fundamental analysis and offers access to alternative investments and specialized strategies through third-party sub-advisers.

Ye Yin is a financial advisor at MayTech Global Investments with five years of industry experience. He holds a Series 63 designation and has been with MayTech since 2016, previously working at Maytech Capital Management. MayTech Global Investments manages approximately $895 million in regulatory assets and offers discretionary portfolio management, model delivery, and sub-advisory services to individual investors, wealth management platforms, and institutional clients. The firm employs a research-intensive Global Growth strategy focused on sectors such as information technology, healthcare, and consumer names, with a geographic emphasis that includes China.

Reese Little is a financial advisor at Key Client Fiduciary Advisors, LLC with two years of industry experience. He holds the Series 66 designation and previously worked at JP Morgan Chase Bank and JP Morgan Securities. Key Client Fiduciary Advisors serves individuals, including high-net-worth clients, as well as retirement plans, trusts, estates, corporations, and other business entities. The firm provides financial planning, consulting, discretionary investment management, and retirement plan consulting, using fundamental analysis to construct portfolios tailored to each client’s objectives and risk tolerance.

Eduardo Venosa Junior is an advisor at Stratton Capital Investment Advisory LLC in New York, NY. He holds a Series 65 designation and has experience dating back to 2016 through self-employment, joining Stratton Capital in 2025. Stratton Capital provides discretionary investment management to individuals, high-net-worth clients, trusts, and estates, serving primarily clients outside the United States. The firm focuses on constructing customized portfolios using low-cost mutual funds, ETFs, and individual securities, with an investment approach based on fundamental analysis and long-term orientation.

Seth Hodes is a financial advisor at Able Wealth Management LLC with 12 years of industry experience. He holds a Series 66 designation and has worked at Mid Atlantic Resource Group LLC, Minnesota Life Insurance Company, and Securian Financial Services, Inc. prior to joining Able Wealth Management in 2018. Able Wealth Management serves individual and high-net-worth clients, as well as pension and charitable organizations, offering discretionary portfolio management, financial planning, and pension consulting. The firm uses an IPS-based, diversified investment approach emphasizing ETFs and incorporates sub-advisors and third-party platforms to provide customized solutions.

Nina Spezzaferro is a CFP® professional with two years of industry experience, currently serving as an advisor at Chemistry Wealth Management LLC in New York, NY. Her prior experience includes roles at Ameriprise Financial Services, LLC and Rubenstein. Chemistry Wealth Management LLC is an SEC-registered fiduciary firm that provides discretionary investment management and financial planning to individuals, families, and businesses. The firm utilizes a combination of fundamental and technical analysis with a primarily long-term investment approach, managing over $1.26 billion in client assets through a seven-advisor team.

Reynold Musell is a financial advisor with Jeffrey Matthews Wealth Management, LLC, holding Series 63 and Series 65 licenses and bringing 36 years of industry experience. Prior to joining Jeffrey Matthews Wealth Management, he worked at RBC Capital Markets, LLC for 14 years. He has a 5% ownership interest in Mullen Farms LP, a family business in Iowa City, Iowa. Jeffrey Matthews Wealth Management, LLC serves individuals, high-net-worth clients, retirement and trust accounts, and institutional clients. The firm manages approximately $127 million in assets across about 347 client relationships, offering portfolio management through an in-house wrap fee program, referrals to independent money managers, customized financial planning, and educational seminars.

William Jollie is a financial advisor at Quent Capital, LLC in New York, NY, holding Series 66 and Series 65 licenses with 24 years of industry experience. His prior roles include positions at People's United Advisors, People's Securities, Inc., GFA Securities, LLC, and Gerstein Fisher & Associates, Inc. Quent Capital provides discretionary investment management primarily to individual and high-net-worth clients and advises pooled investment vehicles, including a long/short global small-cap fund focused on thematic innovation. The firm's approach blends fundamental, quantitative, and strategic allocation methods, utilizing hedging and derivatives strategies and managing both separate accounts and affiliated pooled funds.

Giro Maddaluna is a financial advisor at Cornerstone Planning Group with 19 years of industry experience. He holds Series 63 and Series 66 licenses and has worked at firms including LUNA Financial Group, BM Financial Group, Eagle Strategies LLC, and New York Life. Cornerstone Planning Group provides discretionary investment management, comprehensive financial planning, and retirement-plan consulting to individuals, businesses, and institutional clients. The firm operates as a fee-only fiduciary, emphasizing passive investment strategies through low-cost mutual funds and ETFs tailored to client objectives and risk tolerance.

Richard Derose is a CFA® charterholder with 15 years of experience in the financial industry. He has been with Empirical Research Partners LLC since 2012, where he is part of a four-advisor team based in New York, NY. Empirical Research Partners serves institutional clients such as investment managers, hedge funds, broker-dealers, and insurance companies by providing subscription-based, data-driven research and customized investment advice. The firm uses proprietary quantitative models combining macroeconomic and factor analysis to inform institutional decision-making and does not manage client assets or serve retail clients.