Kelley Moore is a financial advisor at UBS Financial Services with Series 63 and Series 66 credentials and four years of industry experience. Prior to UBS, Moore held positions at The Vanguard Group and Merrill, and has spent several years self-employed. Moore’s background also includes experience in educational roles at preschool institutions. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and advisory services, offering financial planning, portfolio management, and access to a range of investment products. The firm combines institutional trading capabilities with wealth management services, supported by proprietary research and comprehensive capital markets offerings.

James Perryman Jr. is a financial advisor with Robert W. Baird & Co. in Davidson, NC, holding Series 63 and Series 65 licenses and bringing 40 years of industry experience. He has been with Robert W. Baird since 2011. Outside of his advisory work, he is the sole partner of Perryman & Perryman LLC, an entity established for limited liability purposes. He is part of The DDK Group, a team within Robert W. Baird’s Private Wealth Management practice that serves individuals, families, pensions, corporations, and institutional clients. The group offers customized financial planning and portfolio management services using a combination of in-house and third-party managers, including discretionary and non-discretionary strategies.

Matthew Aument is a CFP® professional with 20 years of industry experience, currently serving at Charles Schwab in Charlotte, NC. His prior experience includes roles at Fidelity Personal and Workplace Advisors and Fidelity Brokerage Services. Outside of his advisory work, he maintains an active LLC in North Carolina. Charles Schwab & Co., Inc. serves primarily high- and ultra-high-net-worth clients through its Schwab Wealth Advisory wrap fee program and affiliated managed-account and financial planning services. The firm offers a combination of non-discretionary advisory relationships alongside access to discretionary separately managed accounts, utilizing multi-asset model portfolios and a centralized operational structure.

Jackson Miller is a CFP®-certified financial advisor with 15 years of industry experience. He currently works at LPL Financial and previously spent 14 years at Edward Jones. Based in Charlotte, NC, Miller’s designations also include Series 66. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and institutions. The firm offers a broad range of financial planning and investment management services, leveraging model portfolios, third-party subadvisors, and customized strategies.

Katherine Whitted Groetzinger is a financial advisor with UBS Financial Services in Charlotte, NC, holding Series 63 and Series 66 licenses and 14 years of industry experience. She has been with UBS since 2015. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, including fee-based financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management services and utilizes proprietary research and model-based asset allocations to tailor client plans.

Langston Mallouky is a financial advisor with UBS Financial Services in Charlotte, NC, holding Series 63 and Series 65 licenses and bringing 11 years of industry experience. Before joining UBS in 2018, he worked at The Vanguard Group for three years. UBS Financial Services serves individual, corporate, and institutional clients through a range of brokerage and investment advisory offerings, combining institutional trading capabilities with wealth management services. The firm uses proprietary research and model-based asset allocations to tailor financial plans according to clients' goals and risk tolerances.

Conor Clougherty is a financial advisor at J.P. Morgan Securities with nine years of industry experience. He holds Series 65 and Series 63 licenses and previously worked at Guardian Wealth Advisors, North State Bank, Aptus Capital Advisors, and Gordon Asset Management. Outside of finance, he is an NCAA football official and has officiated Atlantic Coast Conference games since 2015, as well as participating in the National Football League’s Mackie Development Program since 2020. J.P. Morgan Securities provides institutional consulting services to plan sponsors, corporations, endowments, and other institutional clients, focusing on non-discretionary asset allocation advice, investment manager searches, and customized performance reporting. The firm employs centralized due diligence combining quantitative and qualitative analysis and offers broader derivatives and commodities capabilities through specialized regulatory registrations.

Geoffrey Roberts is a financial advisor at Ameriprise with 30 years of industry experience. He holds Series 63 and Series 65 licenses and previously worked at American Express Financial Advisors Inc. for 24 years before joining Ameriprise in 2020. Outside of his advisory role, he serves as president and a board member of the Charlotte International Cricket Club. Ameriprise offers a retirement-income planning service aimed at individuals nearing or in retirement, combining research, modeling, and tax-efficiency analysis to provide written recommendation reports. The firm serves high-net-worth clients and delivers its services through a centralized consulting team in partnership with financial advisors.

Carol Guidry is a financial advisor at UBS Financial Services with four years of industry experience. She holds Series 63 and Series 65 licenses and has worked previously at Truist Advisory Services and Truist Investment Services. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and advisory offerings, including financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management services and uses proprietary research and model-based asset allocations to tailor client plans.

Noah West is a financial advisor with UBS Financial Services in Charlotte, NC. He holds a Series 66 designation and has one year of industry experience. His prior work includes roles outside the financial industry, such as at Vitense Golfland and MacGregor Downs Country Club. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings. The firm combines institutional trading capabilities with wealth management services, providing clients with tailored financial planning and portfolio management based on proprietary research and capital market assumptions.

Rebecca Day is a financial advisor with Merrill in Charlotte, NC, holding Series 63 and Series 66 credentials and 24 years of industry experience. She has worked at Merrill since 2002 and at Bank of America, N.A. since 2014. Merrill, together with its affiliate Managed Account Advisors LLC, provides managed account services to Bank of America fiduciary clients through the Select Portfolio Solutions Program, offering model-based and discretionary strategies for individuals, high-net-worth clients, pension plans, corporations, and charitable organizations.

Chaminuka Holliman is a Client Experience Advisor at Merrill Lynch Wealth Management, specializing in supporting clients through their financial decision-making processes. In this role, Chaminuka works with clients to understand their current financial situations and introduces solutions available through Merrill and Bank of America. Chaminuka holds the designation of Personal Investment Advisor (PIA) and earned a Bachelor's Degree from the University of North Carolina System. With a focus on developing personalized strategies, Chaminuka assists clients with various financial needs, including general investing, retirement planning, and preparing for unexpected expenses. Emphasizing a thorough understanding of what matters most to clients and their families, Chaminuka aims to provide ongoing advice and guidance aligned with their evolving goals and challenges.

Benjamin Fikejs is a financial advisor at UBS Financial Services with two years of industry experience. He holds a Series 66 designation and has previously worked at Raymond James, Fidelity Investments, and Alba Study Abroad Barcelona. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, combining institutional trading capabilities with wealth management services. The firm uses proprietary research and model-based asset allocations to tailor financial plans aligned with clients' goals and risk tolerances.

Dale Lehenbauer is a CFP® with 34 years of experience and has been with Raymond James Financial since 2013. His prior roles include positions at Morgan Keegan & Company, LLC and Citigroup Global Markets. He serves on the Finance and Investment Committee of Benton's Crossroads Baptist Church in Monroe, NC. Raymond James Financial Services Advisors, Inc. offers financial planning, investment consulting, and advisory services to a diverse client base including individuals, institutions, and charitable organizations. The firm provides tailored, non-discretionary planning and consulting using analytical tools, and supports a large advisor network with specialized municipal and SIMPLE IRA services.

Mark Greer is a financial advisor at Raymond James & Associates with 28 years of industry experience. His prior roles include positions at Wells Fargo Clearing, A. G. Edwards & Sons, Inc., and UBS Financial Services. He holds Series 63 and Series 65 designations and is based in Charlotte, NC. Raymond James & Associates, Inc. is a large, dually registered broker-dealer and SEC-registered investment adviser managing approximately $501 billion in assets. The firm serves a wide range of clients—including individuals, institutional and pension plans, and municipal entities—and offers financial planning, non-discretionary investment consulting, wrap fee advisory programs, and institutional fiduciary solutions.

Christie Keenan is a financial advisor with J.P. Morgan Securities, holding Series 65 and Series 63 designations and having 22 years of industry experience. She has been with J.P. Morgan in various capacities since 2010, including roles at JPMorgan Chase Bank, N.A. J.P. Morgan Securities provides institutional consulting services to plan sponsors, corporations, endowments, and other institutional clients through a non-discretionary advisory program focused on written asset allocation advice, investment manager searches, and customized performance reporting. The firm’s advisory process integrates centralized due diligence with quantitative and qualitative research, incorporating ESG criteria and broader derivatives and commodities capabilities.

Benjamin Slone is a financial advisor at Equitable Advisors in Charlotte, NC, with 13 years of industry experience. He holds Series 63 and Series 65 licenses and has been with Equitable Advisors since 2013, including time when the firm operated as Axa Advisors. Equitable Advisors provides financial planning, retirement plan consulting, and asset management services to individuals, pension and profit-sharing plans, corporations, charitable organizations, and other institutional clients. The firm utilizes a variety of advisory models and third-party asset managers to tailor investment solutions.

Stephanie Bailey is a financial advisor with LPL Financial holding a Series 66 designation and 25 years of industry experience. Prior to joining LPL in 2025, she worked at Next Financial Group Inc for 19 years and FFP Advisory Services Inc for five years. LPL Financial is a national broker-dealer and SEC-registered investment adviser that provides advisory and brokerage services through a large network of representatives serving individuals, retirement plans, banks, trust companies, and institutions. The firm offers a variety of financial planning and portfolio management solutions, including third-party asset management and institutional platforms.

Robert Biggers is a financial advisor with Morgan Stanley in Charlotte, NC, holding Series 63 and Series 65 licenses and bringing 31 years of industry experience. He has worked within Morgan Stanley Smith Barney and Morgan Stanley Private Bank since 2009 and 2015, respectively. Morgan Stanley Wealth Management provides advisory and brokerage services to both individual and institutional clients, offering tailored financial planning supported by firm-approved tools and methodologies. The firm manages approximately $2.74 trillion in client assets and delivers its services through a combination of personalized advice and corporate financial planning agreements.

David Ferguson is a financial advisor with MassMutual Investors Services in Charlotte, NC. He holds the ChFC® designation along with Series 63 and Series 65 licenses and has 29 years of industry experience. He has worked at MML Investors Services Inc. since 2010 and at MassMutual Life Insurance Company since 2009. In addition to his advisory role, he acts as an agent for individual and group life insurance and disability insurance. MassMutual Investors Services, LLC is a broker-dealer and SEC-registered investment adviser serving individuals, business owners, trusts, estates, charitable organizations, and employers. The firm offers financial planning, asset management, and educational seminars, using firm-approved software and a collaborative annual planning process.