Alex Marshall is a financial advisor with Sanctuary Advisors, LLC in Indianapolis, holding a Series 66 license and one year of industry experience. His prior work includes roles at Sanctuary Securities, Inc., DoorDash, and Travis Matthew, as well as academic positions at the University of Cincinnati and various schools. Sanctuary Advisors, LLC provides investment advisory and financial planning services to a diverse client base, including individuals, corporations, pension plans, trusts, and charitable organizations, through over 400 independent advisers. The firm offers portfolio management, retirement plan consulting, and other services using a range of investment approaches and fiduciary oversight.

Mark Wheelock is a financial advisor with Principal Financial Services in Indianapolis, holding Series 63 and Series 65 credentials and three years of industry experience. His prior roles include positions at Instacart and Shipt, as well as legal work with Nick Baker Law LLC. He also engages in the sale of fixed insurance products, including fixed life and annuities. Principal Securities provides brokerage and registered investment advisory services to a diverse client base, including individual investors, retirement plans, trusts, and active-duty military personnel. The firm offers financial planning, retirement plan consulting, and access to third-party money manager solutions through a variety of advisory and promoter arrangements.

Michael Sherwood is a financial advisor with Schwab Wealth Advisory in Indianapolis, IN, holding Series 63 and Series 66 designations and possessing 28 years of industry experience. He has been with Schwab Wealth Advisory since 2012 and has a longer tenure at Charles Schwab dating back to 1998. His prior work includes nearly two decades at Sherwood Property Group LLC. Schwab Wealth Advisory provides non-discretionary fiduciary investment advice to clients enrolled in the Schwab Wealth Advisory program, offering annual financial reviews, retirement planning, and investment recommendations using Schwab’s asset allocation models and research tools. The firm operates as an internal advisory unit within Charles Schwab and does not engage in discretionary portfolio management.

Zinaida Kumok is a financial advisor at Farther with Series 65 credentials and no prior industry experience before joining the firm. She has worked at Farther since 2026 and has also been associated with C.H. Douglas & Gray Wealth Management and VTX Capital, LLC. Outside of finance, Kumok is president of Zina Kumok Inc., a freelance writing business she has operated since 2015. Farther serves individual investors, trusts, and estates through a technology-driven advisory platform and direct client meetings. The firm employs a Modern Portfolio Theory-based investment approach using bespoke and algorithmic model portfolios, focusing primarily on ETFs, mutual funds, equities, and fixed income.

Andrew Fairman is a CFP®, CFA®, and holds a Series 66 license with 20 years of industry experience. He is currently with Cerity Partners LLC, where he has worked since 2024. His prior experience includes roles at Strategic Benefit Consultants, Inc., LPL Financial, LLC, and UBS Financial Services. Cerity Partners is an SEC-registered investment adviser serving a broad range of clients including individuals, families, institutions, and corporations. The firm manages approximately $126.9 billion in client assets and offers services such as investment management, financial planning, tax and insurance support, and access to alternative and private-market investments.

Richard Kane Jr. is a financial advisor with Schwab Wealth Advisory who holds Series 63 and Series 66 licenses and has 26 years of industry experience. He has been with Charles Schwab since 1999 and within Schwab Wealth Advisory since 2012. Schwab Wealth Advisory, Inc. provides non-discretionary fiduciary investment advice to clients enrolled in its Schwab Wealth Advisory program, offering services such as annual financial reviews, retirement planning, and investment recommendations using Schwab’s research tools and standard asset allocation models. The firm operates as an internal advisory unit within the Charles Schwab ecosystem and does not exercise discretionary trading authority.

Steven Smith is a financial advisor with Transamerica Retirement Advisors, LLC, holding Series 63 and Series 65 licenses and bringing 24 years of industry experience. His prior roles include positions at Delaware Life and Transamerica Life Insurance Company. Transamerica Retirement Advisors serves participants in employer-sponsored retirement plans and IRA owners through programs that offer managed and non-discretionary portfolio advice, relying on Morningstar Investment Management for portfolio construction and ongoing oversight.

Robert Kaspar is a financial advisor with Corient, holding a Series 63 designation and bringing 34 years of industry experience. His prior roles include positions at Crown Capital Securities, Lp and Windsor Wealth Management. He serves as a director of the Ball State University Foundation, contributing to its Finance and Investment Committee. Corient provides investment advisory and financial planning services to individuals, high-net-worth clients, trusts, pension and profit-sharing plans, charitable organizations, and corporate entities. The firm employs a goals-based, team approach combining internal and third-party strategies with continuous portfolio monitoring and risk management tools.

Stephen Weick is a financial advisor at PNC Wealth Management with three years of industry experience. He holds Series 63 and Series 66 licenses. Prior to joining PNC Investments LLC in 2022, he worked at The Engledow Group and held roles in companies outside of finance, including Starbucks, Compass Group USA, Leelanau Coffee Roasting Company, and Java House Coffee. PNC Wealth Management offers retail brokerage and advisory services through model-based programs, including an invitation-only digital discretionary model account for employees that uses algorithmic risk assessment and implements investments via approved mutual fund and ETF strategies.

Paul Barlow is a financial advisor at CWM, LLC with 28 years of industry experience. He holds Series 66 and Series 63 designations and has worked previously at Carson Group, Mercer Global Advisors, CornerCap, Charles Schwab, Park Avenue Securities, Guardian Life Insurance, and FTB Advisors. CWM, LLC is an SEC‑registered investment adviser serving individuals, high-net-worth families, foundations, endowments, corporations, and institutional clients through a network of over 600 advisors. The firm utilizes a discretionary portfolio management approach with model portfolios governed by an in-house Investment Committee, combining fundamental and technical analysis alongside third-party sub-advisors and customization tools.

Cara Brasor is a financial advisor at Schwab Wealth Advisory with 20 years of industry experience. She holds the CFP® and Series 63 designations. Her prior experience includes roles at Valeo Financial Advisors, Centerstone Investors, and IVA Funds Distributors. Schwab Wealth Advisory provides non-discretionary fiduciary investment advice to clients participating in the Schwab Wealth Advisory program, offering financial reviews, retirement planning, and investment recommendations using standard Schwab asset allocation models and research tools.

Bradley Martin is a CFP® professional at Schwab Wealth Advisory with 14 years of industry experience. He has worked at Charles Schwab and its associated advisory firms since 2011. Schwab Wealth Advisory, Inc. provides non-discretionary fiduciary investment advice as part of the Schwab Wealth Advisory program, offering annual financial reviews, retirement planning, and investment recommendations using Schwab’s asset allocation models and research tools. The firm operates as an internal advisory unit within the Schwab ecosystem and does not charge clients directly for its advisory services.

Benjamin Fisher is a CFP® professional at Schwab Wealth Advisory with 11 years of industry experience. He has been with Schwab Wealth Advisory Inc. since 2016 and has been affiliated with Charles Schwab since 2014. Based in Indianapolis, IN, he holds Series 63 and Series 66 licenses in addition to his CFP® designation. Schwab Wealth Advisory, Inc. provides non-discretionary fiduciary investment advice to clients in the Schwab Wealth Advisory program, offering financial reviews, retirement planning, and investment recommendations using Schwab’s proprietary research tools. The firm operates as an internal advisory unit within the Schwab ecosystem and does not directly charge clients fees, distinguishing its service model from many enterprise wealth managers.

Richard Vanparis II is an advisor with Ameritas Advisory Services, LLC, holding Series 63 and Series 66 licenses and bringing 29 years of industry experience. He has worked at Ameritas Advisory Services since 2021 and has been associated with several Ameritas entities since 2009. He is also president of Van Paris & Associates, Inc., where he provides tax preparation services. Ameritas Advisory Services, LLC offers investment advisory and financial planning services to a diverse client base, including individual investors, retirement plans, charitable organizations, and corporate clients, utilizing a range of managed account programs and fee-based management of variable products.

Alexis Gadient is an Investment Advisor Representative at Fifth Third Securities, Inc. with 10 years of industry experience. She holds the Series 66 and Series 63 licenses and has been with Fifth Third Securities since 2015, and Fifth Third Bank since 2014. Fifth Third Securities serves a diverse client base including individuals, high-net-worth clients, and institutions through advisory and brokerage services. The firm offers multiple investment programs via its Passageway Managed Account Platform, providing options such as mutual funds, ETFs, SMA strategies, tax overlay services, and direct indexing.

Jeremy Nei is a financial advisor at Schwab Wealth Advisory with 21 years of industry experience. He has held roles at Charles Schwab & Co., Inc. since 2007 and with Schwab Wealth Advisory since 2014. He holds the Series 63 and Series 66 designations. Schwab Wealth Advisory provides non-discretionary fiduciary investment advice to clients enrolled in the Schwab Wealth Advisory program, delivering recommendations through standard asset allocation models and Schwab research tools. The firm operates as an internal advisory unit within the Schwab ecosystem and typically does not exercise discretionary trading authority.

Brett Mock is a CFP® professional with 10 years of experience in the financial services industry. He is currently with Primerica Advisors and has held positions at Park Avenue Securities, Guardian Life Insurance Company, Northwestern Mutual, and Charles Schwab. Outside of financial advising, he is the owner of Brett Mock Legal Services and serves on the Valparaiso University Customer Experience Program Advisory Board. Park Avenue Securities LLC serves a broad retail client base including individual and high-net-worth investors, offering a range of brokerage and advisory services along with financial and retirement planning. The firm employs a variety of proprietary and third-party investment strategies and supports both discretionary and non-discretionary account management.

Michael Naab is a financial advisor with PNC Wealth Management in Carmel, Indiana, holding Series 63 and Series 66 designations and bringing 20 years of industry experience. He has been with PNC Investments Inc. since 2010 and also has a role at Indiana University starting in 2005. PNC Wealth Management offers retail brokerage and advisory services through several model-based programs, including an invitation-only digital discretionary model account for employees that uses algorithmic risk assessment to guide investment selections managed via mutual funds and ETFs.

Amber Morris is a financial advisor with Valic Financial Advisors in Carmel, IN, holding a Series 66 designation and 14 years of industry experience. She has been with Valic Financial Advisors since 2012 and also works as an agent for Agia. Outside of her advisory work, Morris serves as the treasurer and a board member of Mercy Road Church Northeast. Valic Financial Advisors primarily serves U.S.-domiciled individual investors, including high-net-worth clients, and supports corporate and retirement-plan participants. The firm offers managed-account programs, financial planning, and brokerage services, utilizing Envestnet UMA models and operating at scale with over 1,200 advisors.

Christopher Ortiz is a financial advisor at PNC Wealth Management in Indianapolis, holding a Series 66 designation with three years of industry experience. His prior work includes positions at Bank of America, Merrill, and PNC Investments LLC. Ortiz has also worked in various roles outside the financial sector, including at Kiewit Construction and educational institutions such as Indiana University and Indiana University Purdue University Indianapolis. PNC Wealth Management offers retail brokerage and advisory services through model-based programs, including an invitation-only digital portfolio strategy for PNC Bank employees that uses algorithmic risk assessment and third-party managed investment models.