Lloyd Wong is a CFA® charterholder with 17 years of industry experience. He has been with Clifford Swan Investment Counselors since 2007. The firm provides investment supervisory and wealth-planning services to a range of clients including high-net-worth individuals, charitable institutions, and business owners. Clifford Swan employs proprietary fundamental research to manage diversified portfolios across equities, fixed income, and selected private investments.

Frederick Miller is a financial advisor at SEIA with CFP® and ChFC® designations and over 40 years of industry experience. He has worked at Signature Estate & Investment Advisors, LLC since 2004 and previously spent more than three decades at Signator Investors, Inc. Miller serves as a board member of the Rose Bowl Legacy Foundation, assisting with fundraising activities. SEIA is a multi-team SEC-registered advisory firm with approximately 142 advisors serving around 9,500 clients, including individuals, trusts, retirement plans, and institutional entities. The firm employs a six-step investment process combining strategic asset allocation and tactical security selection, offering a range of portfolio management and financial planning services with an emphasis on non-discretionary management.

Eric Pritz is a financial advisor at SEIA with 22 years of industry experience. He holds the CFP® designation and Series 66 license. His career includes roles at Royal Alliance Associates, INC., Signator Investors, Inc., and SES LLC. SEIA is a multi-team SEC-registered advisory firm with approximately 142 advisors serving around 9,500 clients. The firm offers a range of portfolio management and financial planning services, combining strategic asset allocation with tactical and quantitative investment processes, with a notable focus on non-discretionary management.

Roger Ferguson III is a financial advisor at AWM Capital, LLC with one year of industry experience. He holds Series 65 and Series 63 licenses. His prior experience includes roles at Incluso Capital, LLC, Goldman Sachs, and the USC Marshall School of Business. AWM Capital advises high- and ultra-high-net-worth individuals, families, and private funds, providing fee-based investment management alongside comprehensive financial planning services, including tax, estate, and insurance planning, as well as business consulting for select small and medium-sized businesses. The firm employs an open-architecture platform and a liability-driven investing framework to create customized portfolios using a variety of investment vehicles.

Patrick Currall is a financial advisor with SEIA in Los Angeles, CA, holding Series 63 and Series 66 credentials and bringing 23 years of industry experience. His prior roles include positions at SES Inc., Royal Alliance Associates, CitiGroup, VOYA Financial Advisors, and U.S. Bancorp Investments. Outside of financial advising, he is a partner in Alaska Go Fish, LLC, a charter fishing business, and serves as CFO of a nonprofit that organizes Alaska adventure trips for veterans with PTSD. SEIA is a multi-team advisory firm with approximately 142 advisors serving individuals, trusts, retirement plans, and institutional clients. The firm combines strategic asset allocation with tactical and qualitative investment decisions, offering a range of portfolio management and financial planning services primarily focused on non-discretionary management.

James Carey is a financial advisor at Wedbush Securities Inc. based in Pasadena, CA, with 37 years of industry experience. He has been with Wedbush Morgan Securities since 2009. Carey holds the Series 63 designation. Wedbush Securities serves individual, high-net-worth, and institutional clients, offering investment advisory and broker-dealer services across wealth management, fixed income, commodities, capital markets, and more. The firm provides tailored portfolio management strategies and conducts due diligence on third-party managers while also supporting clearing, custodial, and securities lending activities.

Barbara Luttenberger is a financial advisor with Snowden Capital Advisors LLC in Pasadena, CA, holding Series 63 and Series 66 licenses and bringing 25 years of industry experience. She has been with Snowden Lane Partners since 2015. Snowden Capital Advisors LLC serves high-net-worth individuals, family offices, foundations, pension plans, endowments, and other institutional clients, offering discretionary and non-discretionary portfolio management, investment consulting, and financial and estate planning. The firm employs a multi-team approach with institutional capabilities and manages approximately $8.9 billion in regulatory assets under management.

James Walls Jr. is a financial advisor with RBC Securities, Inc. in Los Angeles, CA, holding Series 63 and Series 65 credentials and bringing 15 years of industry experience. His prior roles include positions at City National Securities, Inc., PNC, Ascensus, and BB&T Retirement & Institutional Services. RBC Securities, Inc. provides wealth management and brokerage services to individuals, trusts, estates, IRAs, and retirement plans through its wrap-fee investment advisory program, with investment management delegated to an affiliated sub-advisor that uses diversified asset allocation strategies and discretionary portfolio management.

Yoel Edunn is a financial advisor with Wedbush Securities Inc. in Pasadena, CA, holding Series 63 and Series 65 credentials and bringing 28 years of industry experience. He has worked at Wedbush Morgan Securities since 2005 and previously at Morgan Stanley DW Inc. from 1998 to 2005. Wedbush Securities provides investment advisory and broker-dealer services to individual, high-net-worth, and institutional clients, including trusts and pension plans. The firm offers a broad spectrum of services such as wealth management, fixed income, securities lending, and capital markets, with portfolio management strategies tailored to client objectives and risk profiles.

Joseph Godsey III is a financial advisor with Sovran Advisors, LLC in Pasadena, CA. He holds CFP®, CFA®, and Series 63 designations and has 24 years of industry experience. His previous roles include positions at Mass Mutual Investors Services, MassMutual Life Insurance Company, and Cetera Wealth Services, LLC. He currently serves as co-trustee for a third-party family trust. Sovran Advisors serves individuals, corporations, and retirement plan sponsors by providing financial planning, ongoing advisory relationships, and portfolio management across multiple program types. The firm employs both active and passive investment strategies and utilizes technology-supported rebalancing with access to multiple custodial platforms.

Chase Dominguez is a CFP® and holds a Series 65 license, with six years of industry experience. He has been with AWM Capital, LLC since 2017 and previously worked for the New Orleans Saints and the University of Utah. AWM Capital, LLC advises high- and ultra-high-net-worth individuals, families, and private funds, providing fee-based investment management alongside comprehensive financial planning services including tax, estate, insurance, and business consulting. The firm employs an open-architecture platform and a liability-driven investing framework to create customized portfolios utilizing mutual funds, ETFs, individual securities, and private placements, among other strategies.

Max Lepley is a CFP®-certified financial advisor at Kinetic Investment Management, Inc. in Los Angeles, CA, with six years of industry experience. Before joining Kinetic, he worked at MFS Fund Distributors, Inc. and Kanani Advisory Group. He is also an insurance agent with Kanani Financial & Insurance Services Inc., where he provides advice and services related to insurance products. Kinetic Investment Management serves individuals, pension and profit-sharing plans, and business entities with portfolio management, financial planning, and sub-advisory services. The firm employs a variety of analytical methods and a primarily long-term trading approach, offering access to a broad set of asset types including non-traded real estate investments.

Brian Holmes is a CFP® with over 42 years of experience in financial advising. He is the CEO of SEIA and has held leadership roles at related firms including SIA LLC and Signature Estate and Insurance Services, where he serves as CEO. Outside of his advisory work, Holmes owns and consults for horse boarding and eventing facilities in Malibu. SEIA is a multi-team SEC-registered advisory firm headquartered in Los Angeles, serving approximately 9,500 clients including individuals, trusts, retirement plans, and institutions. The firm employs a disciplined investment process that combines strategic and tactical asset allocation with qualitative and quantitative security selection, offering both discretionary and non-discretionary portfolio management alongside comprehensive financial planning and retirement consulting services.

Dimitri Krikelas is a financial advisor with Westmount Partners, LLC in Los Angeles, CA, holding a Series 65 designation and 16 years of industry experience. He previously worked at Westmount Asset Management from 2010 to 2011. Westmount Partners, LLC provides investment advisory and discretionary portfolio management services to individual and institutional clients, tailoring asset allocation primarily through mutual funds and managed strategies while offering access to private and interval funds. The firm manages multi-manager private funds and offers varied fee structures including performance-based fees for institutional investors.

Raymond Torres is a CFP® at Clifford Swan Investment Counselors with 10 years of industry experience. He previously worked at The Northern Trust Company for nine years before joining Clifford Swan in 2026. Clifford Swan Investment Counselors provides investment supervisory and wealth-planning services to individuals, charitable institutions, foundations, private corporate pension and profit-sharing plans, and business owners. The firm’s investment approach is based on proprietary, security-level fundamental research and credit-focused fixed-income analysis, constructing long-term diversified portfolios and selectively delegating to sub-advisers when appropriate.

Abraham Lopez is a financial advisor with RBC Securities, Inc. in Los Angeles, CA, holding a Series 66 designation and 15 years of industry experience. His prior roles include positions at City National Securities, CUSO Financial Services, Wedbush Securities, Matthew Plocher, and Northwestern Mutual Investment Management. Outside of his advisory work, he owns and teaches Brazilian Jiu Jitsu at a martial arts school in Los Angeles. RBC Securities, Inc. provides wealth management and brokerage services to individuals, trusts, estates, IRAs, and retirement plans through its wrap-fee investment advisory program. The firm integrates financial planning and portfolio management with affiliated sub-advisory asset allocation strategies, serving clients within a larger financial services group that includes banking and trust operations.

Alan Chuang is a CFP®, CFA®, and holds a Series 65 license with 21 years of industry experience. He has been with Advisory Services Network since 2014. Outside of his advisory role, he is an owner and landlord of a rental property. Advisory Services Network serves individuals, families, corporations, charitable organizations, and employer retirement plans through a network of independent Investment Adviser Representatives. The firm offers portfolio management, financial planning, and investment consulting, managing approximately $8.6 billion in client assets with tailored strategies across various asset classes and multiple implementation options.

Caleb Tsang is a financial advisor at Verus Capital Partners, LLC with 17 years of industry experience. He holds Series 63 and Series 65 licenses and has worked at several firms including LPL Financial and Avantax. Outside of his advisory role, he is involved in tax preparation and accounting services through Vinepoint Consulting. Verus Capital Partners is a fee-based advisory firm serving individuals, trusts, pension plans, and estates. The firm employs both fundamental and technical analysis to customize portfolios and uses tactical adjustments and selective hedging tailored to clients’ time horizons, risk tolerance, and tax considerations.

Isela Ortega Wu is a financial advisor with RBC Securities, Inc. in Los Angeles, CA, holding a Series 66 designation and 23 years of industry experience. She has worked at several firms, including Western International Securities, Inc. and Grove Point Investments LLC. RBC Securities, Inc. offers wealth management and brokerage services to individuals, trusts, estates, IRAs, and retirement plans through its wrap-fee investment advisory program. The firm is affiliated with a broad financial services group and integrates portfolio management with related banking, trust, and advisory services.

Julie Foong is a financial advisor with Sovran Advisors, LLC, holding Series 65 and Series 63 credentials and 17 years of industry experience. Her prior roles include positions at Cetera Wealth Services, LPL Financial, Trilogy Capital, and National Planning Corporation. She is also the owner of The Financial Collective, where she provides financial planning and investment management services. Sovran Advisors serves individuals, corporations, and retirement plan sponsors by offering financial planning, advisory relationships, and portfolio management utilizing both active and passive investment strategies. The firm manages assets through written investment policy statements and a combination of internal models and third-party strategists.