Sylvia Lee is a financial advisor at MassMutual Investors Services with seven years of industry experience. She holds a Series 66 designation and has previously worked at Charles Schwab and Co., Inc. and TD Ameritrade. Outside of her advisory role, Lee is licensed as an insurance broker and has a background in real estate brokerage. MassMutual Investors Services operates as a subsidiary of MassMutual, providing financial planning and asset management services to individuals, business owners, trusts, estates, charitable organizations, and employers. The firm emphasizes collaborative, goal-oriented financial planning using firm-approved tools and offers specialized services including estate settlement and employer-sponsored planning.

Lilly Tung is a financial advisor with Cetera in Pasadena, CA, holding Series 63 and Series 66 licenses and bringing 23 years of industry experience. Her prior roles include five years with HSBC Securities USA and HSBC Bank USA National Association, along with multiple tenures at Cetera and East West Bank. Cetera Investment Advisers LLC is an SEC-registered firm serving individuals across wealth levels, retirement plans, corporate and charitable clients, and institutions. The firm offers a range of portfolio management and financial planning services through a large network of independent advisors and a multi-manager platform with diverse program options.

Taoran Li is a Financial Advisor with Merrill Lynch Wealth Management. He holds professional designations including Chartered Retirement Planning Counselor (CRPC), Personal Investment Advisor (PIA), and Sports & Entertainment Accredited Wealth Management Advisor (SE-AWMA). He earned a Master's Degree from the California State University System. In his role, Taoran provides financial advice and wealth management services, leveraging his specialized certifications to serve clients with retirement planning and investment needs, including those in sports and entertainment industries.

Wei Han Jack Chang is a CFP® with 13 years of industry experience. He is currently with J.P. Morgan Securities, where he has worked since 2019. His prior roles include positions at Fidelity Personal and Workplace Advisors, Fidelity Brokerage Services, and Strategic Advisers LLC. J.P. Morgan Securities LLC primarily serves institutional clients and retirement plan sponsors by providing investment consulting and advisory services through its Institutional Consulting Services program. The firm combines quantitative asset-allocation modeling with centralized due diligence and applies an ESG eligibility framework when recommending investment strategies.

Rodzl De Los Reyes is a financial advisor with Merrill in Baldwin Park, CA, holding Series 63 and Series 66 credentials and possessing 10 years of industry experience. He has worked at Merrill since 2016 and is also affiliated with the California Military Department and Bank of America, N.A. Outside of advising, he serves as an officer, director, and owner of Rexxons Holdings, Inc., a real estate property management company. Merrill, together with its affiliate Managed Account Advisors LLC, provides managed account services to Bank of America fiduciary clients through the Select Portfolio Solutions Program. The firm offers model-based and discretionary investment strategies for individuals, high-net-worth clients, pension and profit-sharing plans, corporations, and charitable organizations.

John Mishima is a financial advisor with J.P. Morgan Securities, holding Series 63 and Series 66 licenses and bringing 15 years of industry experience. He has been with J.P. Morgan Securities since 2012 and JPMorgan Chase Bank, N.A. since 2015. J.P. Morgan Securities provides investment consulting and advisory services primarily to institutional clients and retirement plan sponsors, combining quantitative asset-allocation modeling with centralized due diligence. The firm focuses on delivering non-discretionary advice through a select group of Wealth Advisors and incorporates an ESG eligibility framework in its investment recommendations.

Eric Lee is a financial advisor at Merrill with six years of industry experience. He holds Series 63 and Series 66 licenses and has previously worked at HSBC Bank USA NA, Cetera Investment Services, and East West Bank. Merrill, along with its affiliate Managed Account Advisors LLC, provides managed account services to Bank of America fiduciary clients through the Select Portfolio Solutions Program. The firm offers model-based and discretionary investment strategies supported by internal and third-party managers, serving individuals, high-net-worth clients, pension plans, corporations, and charitable organizations.

Alvin Lam is a Senior Financial Advisor at Merrill Lynch Wealth Management. He works with individuals, families, and business owners to develop wealth plans aimed at achieving their financial goals. Alvin focuses on providing clarity and structure to financial decisions that clients often find fragmented or reactive. His expertise includes tax-efficient investment and retirement planning, cash flow management, wealth preservation, and intergenerational wealth transfer. Alvin has experience collaborating with clients and their tax advisors and CPAs to coordinate investment strategies and retirement planning. He serves clients interested in college education planning, family wealth management, special needs planning strategies, legacy planning, and retirement income. He holds the Personal Investment Advisor (PIA) designation and attended schools within the California State University System. In addition to his advisory role, Alvin is involved in community service through organizations such as Ability First and professional groups including the South Pasadena Royal Lions Club and Taiwanese American Professionals - Los Angeles. He is bilingual in Yue (Cantonese), Chinese, and English, and his personal interests include golfing, skiing, spending time with his family, traveling, and watching movies.

Matthew Regan is a Series 66 licensed financial advisor at UBS Financial Services with 27 years of industry experience. He has been with UBS since 2012. Outside of his advisory role, he serves as Treasurer and is a member of the Board of Directors for Friends of La Canada Baseball, a charity supporting the La Canada High School Baseball team. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, combining institutional trading capabilities with wealth management services. The firm employs model-based asset allocations and proprietary research to tailor financial plans to client goals and risk tolerances.

Shane Waarbroek is a Wealth Management Advisor at Merrill Lynch Wealth Management. He leads a team of investment professionals that provides comprehensive wealth planning and personalized financial strategies, aiming to give clients confidence as they navigate various financial markets. His practice focuses on serving high net worth individuals, families, foundations, retirement plans, entrepreneurs, corporate executives, and clients in sports and entertainment. With 18 years of experience in the financial services industry, Shane joined Merrill in 2003. He has expertise in corporate benefits, including equity compensation, defined benefit and contribution plans, executive compensation, and retirement planning. His team offers customized consultation that covers investments, lending through Bank of America, alternative investments, and diversification strategies. Shane’s responsibilities include selecting and overseeing specialized fund managers with tactical and strategic asset allocation. Shane earned a Bachelor’s degree in Psychology with specializations in Computing and Business Administration from the University of California, Los Angeles. He holds professional designations including Certified Exit Planning Advisor (CEPA), Certified Plan Fiduciary Advisor (CPFA), Certified Private Wealth Advisor (CPWA), Personal Investment Advisor (PIA), Retirement Benefits Consultant (RBC), and Sports & Entertainment (SE). Outside of his professional work, Shane has been involved with UCLA alumni organizations and the Rotary Club of Westwood Village.

Kylie Silva is a financial advisor at Morgan Stanley with nine years of industry experience. She holds Series 65 and Series 63 licenses and previously worked at New York Life and NYLife Securities. She is based in Pasadena, CA. Morgan Stanley Wealth Management serves both individual and institutional clients, offering a range of advisory programs and tailored financial planning supported by firm-approved tools and methodologies.

Felix Urena Jr. is a financial advisor at J.P. Morgan Securities with 23 years of industry experience. He previously worked for Citigroup Global Markets for 16 years before joining JPMorgan Securities and JPMorgan Chase Bank in 2023. He serves as a board member for LA Waterkeeper, a nonprofit focused on protecting and improving water quality in the Los Angeles area. J.P. Morgan Securities provides institutional consulting services to corporations, foundations, and defined contribution plan sponsors, offering asset allocation advice, investment manager searches, and customized performance reporting. The firm combines large institutional advisory operations with affiliated brokerage and investment management capabilities.

Sean Keenan is a Senior Financial Advisor at Merrill Lynch Wealth Management. He has been in the financial services industry since 2007, beginning his career after graduating with a Bachelor's degree from the University of California, Irvine. Sean joined Merrill Lynch Wealth Management in January 2019, bringing with him experience from Merrill Edge and Scottrade, where he served as an Investment Consultant. Sean specializes in helping clients manage their wealth to meet individual needs, focusing on a comprehensive and personalized approach that starts with understanding client goals. His areas of expertise include legacy planning, liquidity management, retirement income, and portfolio management services. He holds the Chartered Retirement Planning Counselor (CRPC) and Personal Investment Advisor (PIA) designations. Residing in Monrovia, California, Sean balances his professional life with personal interests such as camping, fishing, hiking, and spending time with his family. He is also involved in community service with organizations including CAP San Bernardino Food Bank and Heal the Bay.

Michael Gorak is a financial advisor at LPL Financial with 21 years of industry experience. He holds Series 63 and Series 65 licenses and previously worked at Western International Securities, Inc. for a total of nine years. Outside of his advisory role, he is also an independent agent involved in non-variable insurance. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, banks, corporations, and charitable organizations. The firm provides a range of advisory programs, financial planning, and brokerage services with both discretionary and non-discretionary management options.

Orzalla Sulaimankhil is a financial advisor at Wells Fargo Clearing with 18 years of industry experience. She holds a Series 66 designation and has worked previously at J.P. Morgan Securities and JP Morgan Chase Bank LLC. Outside of her advisory role, she owns and manages TGT Holdings, LLC and IPQG Inc. Wells Fargo Clearing provides retirement plan consulting services to qualified ERISA and non-qualified deferred compensation plans, offering both discretionary and non-discretionary advisory options. The firm’s IPS-driven approach incorporates modern portfolio theory and includes a broad range of investment vehicles such as insurance-related products and bank deposit sweep options.

Chun Pong Lau is a financial advisor at Cetera with 13 years of industry experience. He holds Series 63 and Series 65 licenses and has worked previously at HSBC Securities (USA) Inc. and CTBC. Outside of advisory work, he is co-owner of Ares Palace LLC, a company focused on wholesale real estate acquisitions and residential property sales and remodeling. Cetera Investment Advisers LLC serves a broad client base including individuals, retirement plans, corporate, charitable, and institutional accounts. The firm offers a range of portfolio management and financial planning services through a large nationwide network of independent advisors, utilizing a multi-manager platform with various program options and model portfolio implementations.

Ted He is a financial advisor with Morgan Stanley in Pasadena, CA, holding a Series 66 license and possessing 22 years of industry experience. He has worked at Morgan Stanley since 2009, including a role with Morgan Stanley Private Bank, National Association since 2015. Outside of his advisory work, he manages property rentals in the Los Angeles area. Morgan Stanley Wealth Management is an SEC-registered investment adviser and broker-dealer serving both individual and institutional clients. The firm offers a variety of advisory programs, including tailored financial planning that utilizes structured discovery conversations and firm-approved planning tools.

Maximillian Prato is a financial advisor with Cetera, holding a Series 66 designation and one year of industry experience. He has been with Cetera and its affiliate since 2023 and has held various roles including working at South Hill Country Club, where he also serves as a bartender. Cetera Investment Advisers LLC is an SEC-registered firm serving individuals, retirement plans, corporate, charitable, and institutional clients. The firm offers a range of portfolio management and financial planning services through a large nationwide network of independent advisors and utilizes multiple program structures and third-party managers.

Yunfen Yi is a Senior Financial Advisor at Merrill Lynch Wealth Management, specializing in wealth and investment management for high net worth clients. With nine years of experience in the financial industry, she has worked with firms such as US Bancorp, JP Morgan, and PNC Bank, collaborating with teams to provide investment solutions tailored to clients' goals and needs. Yunfen's expertise includes managing new wealth, personal retirement planning, portfolio management services, and strategies for individual and corporate investments. Yunfen holds a Personal Investment Advisor (PIA) designation and earned her Bachelor's degree as well as a Master of Business Administration from Ramon Magsaysay Technological University, and an additional MBA from Mercer University. She is proficient in Chinese, Yue (Cantonese), and English. Yunfen values building trust and simplicity in her client relationships, focusing on open communication and understanding clients' life priorities to develop personalized financial plans. Outside of her professional work, Yunfen enjoys playing badminton, basketball, dancing, golfing, music, reading, running, singing, traveling, and practicing yoga. She is actively involved with the Chinese University Alumni Association Alliance of Southern California and the North America Chinese University Alumni Alliance.

Steven Lee is a financial advisor with Raymond James Financial Services Advisors, Inc. in Los Angeles, CA, holding Series 63 and Series 65 credentials and 27 years of industry experience. He has been with Raymond James since 2014. Outside of his advisor role, he owns and operates several businesses including Steven Lee Wealth Management and steve lee, inc, where he serves as president. Raymond James Financial Services Advisors, Inc. provides financial planning, investment consulting, and advisory services to a wide range of clients, including individuals, high-net-worth clients, institutions, and charitable organizations. The firm offers tailored, non-discretionary planning and employs analytical tools to support client goals, while maintaining specialized programs such as municipal advisory services and SIMPLE IRA Employer Advisory & Consulting Services.